DFX Intelligence
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B•••••••• A•••• M••••••••• S•••••• A•
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.4B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $2.4B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 1 of 1 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 1 of 1 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to May 15, 2026
- RAUM
- $2.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-23, latest gav , latest counts , lifetime distinct Private Equity Fund 1
- Employees
- 113
- Headquarters
- Zurich, Switzerland
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••• R• V•••••• P•••••••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $57.4M as of Jan 31, 2020 | no Form D | Harvest |
Team
6 current, 17 former
Principal (5)
- B•••• O•••••• · Director · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••• K••• · Director · since Nov 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••• J•••••• B•••• M••••••• · Director · since Sep 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• A•••• I•• M•••• S••••••••• · Director · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• H••• M••• · Director · since Sep 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- K••••••• G••••••••• · Chief Compliance Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
17 former (kept with end dates)
- G••••••• B••••••• S••••• · Member Of The Board · Sep 1, 2012 to Jun 19, 2014 Inference
- K•••• R••••• I••••••••• · Member Of The Board · Sep 1, 2012 to May 15, 2013 Inference
- C•••••••• H•••• · Ceo, Director · Jan 1, 2010 to Sep 12, 2014 Inference
- M••••• G•• · President Of The Board · Sep 1, 2012 to Mar 31, 2014 Inference
- M•••••• P•••• B•••• · Ceo · Mar 1, 2018 to Mar 27, 2019 Inference
- M••••• A•••• I•• M•••• S••••••••• · Chief Executive Officer · Nov 1, 2018 to Mar 31, 2023 Inference
- B•••••••• N•• C••••••• · Chief Compliance Officer · Nov 1, 2019 to Dec 2, 2022 Inference
- C••••••• B•••••••• · Chief Compliance Officer · May 1, 2014 to Nov 13, 2015 Inference
- E••• T••••• M•••••• · Chief Compliance Officer · Nov 1, 2015 to Nov 22, 2016 Inference
- N••••••• J••• G••••• · Chief Compliance Officer · Nov 1, 2016 to Nov 7, 2019 Inference
- S•••• S••••• · Chief Compliance Officer · Jul 1, 2013 to Jun 19, 2014 Inference
- Y••••• S•••••• · Head Of Finance & Operations · Jan 1, 2010 to Mar 31, 2014 Inference
- C•••••••• M••••• S•••• · Director · Jan 1, 2014 to Apr 12, 2018 Inference
- D•••• J•••• B••••• · Director · May 1, 2014 to May 17, 2024 Inference
- P•••• H••••• A••••••••• · Director · May 1, 2014 to Jan 31, 2020 Inference
- S•••••• N•• H•••• v•• S••••••••• · Director · Jun 1, 2015 to Jan 31, 2020 Inference
- U•• D••••••••• · Director · May 1, 2014 to Jul 17, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012••• Locked
Across the graphs
B•••••••• A•••• M••••••••• S•••••• A• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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