DFX Intelligence
Private Equity Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firms / R••••••••• A•••• M•••••••••
R••••••••• A•••• M•••••••••
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 3 of 3 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 30, 2012
- RAUM
- $2.1Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $2.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2012-03-30, latest gav Private Equity Fund $2.1M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 3
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- 1185 AVENUE OF THE AMERICAS, 18TH FLOOR, New York, NY, 10036
- Business phone
- 212-730-2000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••••••• R••••••••• P•••••••• L••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.1M as of Mar 30, 2012 | no Form D | Unknown | |
| M••• S••• C•••••••• R••••••••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $530,333 as of Mar 30, 2012 | no Form D | Unknown | |
| C•••••••• R••••••••• P••••••• I•• L••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $431,425 as of Mar 30, 2012 | no Form D | Unknown |
Team
5 current, 0 former
Partner (2)
- H••• R•• L•••• · Shareholder · since Apr 1, 1974 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• D•••••• S••• · Shareholder · since Mar 1, 1972 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- A•• S••• · Senior Vice President · since Jun 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B•••• L•• · Chief Operating Officer, Sr. Vice President, General Counsel & Chief Compliance Officer · since Jan 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• M•••••• S•••• · Chief Financial Officer, Senior Managing Director · since Jul 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••• S••• S••••••••• L••••• 3 shared · strong · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 106740 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012R••••••••• A•••• M••••••••• first filed Form ADV in the extract (IA)
Across the graphs
R••••••••• A•••• M••••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…