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R•••••••• P•••••••• L••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Boston, MAr•••••••••.com

••• Locked

Regulatory AUM
$924M
Form ADV
PE fund assets
$924M
Form ADV
PE funds
6
Form ADV
Investments held
47 of 48
DFX transaction tape
Deals, last 12 months
Not established
As of · identity and classification; each section below carries its own date
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShow
Class
Buyout firmconfirmed, confidence 85%
Basis
R6: 12 of 12 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Size band
Lower middle marketdefined by: proxy: $0.96bn Private Equity Fund GAV on the Form ADV filed 2024-03-19
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (confirmed, 85%, cls-pe-1)
    R6: 12 of 12 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Feb 10, 2012 to Apr 27, 2026
RAUM
$924Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
6
PE fund GAV, latest filing
$924Mreported gross assets (Form ADV), not fund size
All private fund GAV
$924Mevery private fund type, latest filing
2024 PE fund GAV
$924Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
filed 2026-04-27, latest gav Private Equity Fund $924M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 12
Employees
27
Headquarters
Boston, MA
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
48 observed deals
Stated by the firm
Sectors
healthcare, manufacturing, life sciences, technology
Geography
North America
Revenue
not stated or not yet read
EBITDA
$3.0M to $15.0M
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
unknown 48
period
to unknown, from unknown, undated holdings 48, dated observations 0
window
last unknown, first unknown
control
unknown 48
companies
48
geography
investments
48
seller kinds
transactions
0
cadence by year
platform add on
add ons 0, platforms 0, add ons per platform unknown
sector known for
30
disclosed value usd
n 0
sector distribution
count 9, share 0.188, value industrial manufacturing, examples MaxVision Corporation, Cushcraft Corporation, Thinklogical, Rudolph Technologies, count 6, share 0.125, value healthcare services, examples BioAgilytix Labs, Dominion Diagnostics, Quantum Medical Imaging, HealthDrive, count 3, share 0.062, value life sciences, examples JPDM Holdings, KMM Group, Tegra Medical, count 3, share 0.062, value specialty distribution, examples Research Biochemicals, SaRonix, Remel, count 2, share 0.042, value healthcare it, examples Revecore, UnisLink, count 2, share 0.042, value software, examples Pilgrim Quality Solutions, AMCAD, count 1, share 0.021, value tech enabled services, examples Convergence Networks, count 1, share 0.021, value energy, examples RGS Energy
holding period years
n 0
repeat counterparties
subsector distribution
count 8, share 0.167, value miscellaneous manufacturing, examples MaxVision Corporation, Cushcraft Corporation, Thinklogical, Rudolph Technologies, count 3, share 0.062, value medical diagnostic labs, examples BioAgilytix Labs, Quantum Medical Imaging, IZI Medical Products, count 3, share 0.062, value medical devices, examples JPDM Holdings, KMM Group, Tegra Medical, count 3, share 0.062, value misc durable wholesale, examples Research Biochemicals, SaRonix, Remel, count 2, share 0.042, value healthcare it, examples Revecore, UnisLink, count 2, share 0.042, value software, examples Pilgrim Quality Solutions, AMCAD, count 1, share 0.021, value outpatient mental health substance, examples Dominion Diagnostics, count 1, share 0.021, value it services msp, examples Convergence Networks

48 companies on the graph (0 transactions); most in industrial manufacturing (9); no dated observations

Funds
12 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
R•••••••• F••• V• S••••••••
ADV: Private Equity Fund
Feeder or parallel2021
first reported on Form ADV
$200M
as of Mar 19, 2024
no Form DUnknown
R•••••••• F••• V• C•••• L•••
ADV: Private Equity Fund
Feeder or parallel2021
first reported on Form ADV
$181M
as of Mar 19, 2024
no Form DUnknown
R•••••••• F••• V• C•••• L•••
ADV: Private Equity Fund
Feeder or parallel2021
first reported on Form ADV
$137M
as of Mar 19, 2024
no Form DUnknown
R•••••••• F••• S•••••••
ADV: Private Equity Fund
Feeder or parallel2021
first reported on Form ADV
$11.3M
as of Mar 19, 2024
no Form DUnknown
R•••••••• F••• V•••• L•••
ADV: Private Equity Fund
Feeder or parallel2019
first reported on Form ADV
$278M
as of Mar 19, 2024
no Form DMature
R•••••••• F••• V•••• L•••
ADV: Private Equity Fund
Feeder or parallel2019
first reported on Form ADV
$149M
as of Mar 19, 2024
no Form DMature
R•••••••• F••• I•• L•••
ADV: Private Equity Fund
buyout or unlabelledunknown$300,000
as of Oct 16, 2012
no Form DWound down
R•••••••• F••• I• O••••••• L•••
ADV: Private Equity Fund
Feeder or parallelunknown$178,567
as of Sep 12, 2023
no Form DWound down
R•••••••• F••• V• O•••••••• L•••
ADV: Private Equity Fund
Feeder or parallelunknown$114,703
as of Sep 12, 2023
no Form DWound down
R•••••••• F••• I•• L•••
ADV: Private Equity Fund
buyout or unlabelledunknown$113,871
as of Sep 12, 2023
no Form DWound down
R•••••••• F••• V• L•••
ADV: Private Equity Fund
buyout or unlabelledunknown$4,925
as of Sep 12, 2023
no Form DWound down
R•••••••• F••• I••• L•••
ADV: Private Equity Fund
buyout or unlabelledunknown$0
as of Nov 1, 2021
no Form DWound down
Team
21 current, 0 former
Managing partner (12)
Principal (1)
Business development (1)
Portfolio
48 relationships, 0 platforms, 0 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
3•••• M••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A•••• C•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A••••• D•••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A•••••• P••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
A••••••• C••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
B•••••• S••• S•••••••• I•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
B••••••••• L•••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C••••••••• N•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••••••• C•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
D••••••• D•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
E••••••• G••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
E•••••••• I•••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
F••••••••• F••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
G•• E••••••••• a•• M•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
H•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
I••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
I•• G•••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
I•• M•••••• P•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
J••• H•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
K•• G••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
L•• V•••• I•••••••• o• A••••••• D••••• S••••••Role unknownexitedunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
L•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
L••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
M•••••••• C•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
M•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
M••••••••• L•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
N•• S••••••• I••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
N••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
O••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
P•••• S••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
P•••••• Q•••••• S••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
Q•••••• M•••••• I••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
R••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
R••••••• B•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
R•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
R•• E•••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
R•••••• T•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
S••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
S••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
S••••• T•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
T•••• M••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
T•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
U•••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
V••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
W•••••••••Role unknownactiveunknownunknownunknownFact Investment organization websites (team, portfolio, strategy, criteria, news)
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
  • A••••••••• C••••••• I••• 4 shared · strong · last Jan 1, 2012
  • L••••• F••••• • C•• L•• 4 shared · strong · last Jan 1, 2021
  • T••••• 2 shared · recurring · last Jan 1, 2019
  • P••••••• F•••• G••••• L•• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
Across the graphs

R•••••••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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