DFX Intelligence
Private Equity Intelligence
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Firms / R•••••••• C•••••• M••••••••• I•••
R•••••••• C•••••• M••••••••• I•••
Buyout firmunsizedRedondo Beach, CASEC registered investment adviser
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 4 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 26, 2018 to Jul 15, 2024
- RAUM
- $168Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $98.5Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- filed 2024-07-15, latest gav Hedge Fund $98.5M, latest counts Hedge Fund 2, lifetime distinct Hedge Fund 2, Private Equity Fund 2
- Employees
- 6
- Headquarters
- Redondo Beach, CA
- Office address
- 121 WEST TORRANCE BLVD., SUITE 100, Redondo Beach, CA, 90277
- Business phone
- 310-318-9000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•••••• 1••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $58.2M as of May 3, 2023 | no Form D | Wound down | |
| E•••• 1••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $16.7M as of May 3, 2023 | no Form D | Wound down | |
| R•••••••• P•••••••• L••• ADV: Hedge Fund | Fund of funds | unknown | $37.3M as of Jul 15, 2024 | no Form D | Unknown |
Team
6 current, 2 former
Principal (2)
- J••• R•••••••• · Director · since Aug 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• R•••••••• · Director · since Mar 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- J•••• B•••• R•••••••• · Trustee · since Dec 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• P••••• R•••••••• · Trustee · since Dec 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- A•••• V••• · Chief Financial Officer, Secretary & Treasurer · since May 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• A••••• H• · Chief Compliance Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- S••••• O••••• K••••• · General Counsel · Jan 1, 2017 to Mar 31, 2023 Inference
- J•••• B•••• R•••••••• · Director · May 1, 2017 to Mar 31, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jan 26, 2018R•••••••• C•••••• M••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
R•••••••• C•••••• M••••••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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