DFX Intelligence
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P•• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· San Francisco, CAp•••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $398M
- PE fund assets
- $398M
- PE funds
- 9
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA $3.0M to $25.0MSectors industrials,manufacturing,infrastructureControl majority
- Graphs 3
- RAUM $398M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.40bn Private Equity Fund GAV on the Form ADV filed 2024-08-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 10 of 10 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 1, 2019 to Aug 28, 2024
- RAUM
- $398Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $398Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $398Mevery private fund type, latest filing
- 2024 PE fund GAV
- $398Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-08-28, latest gav Private Equity Fund $398M, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 10
- Employees
- 13
- Headquarters
- San Francisco, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- industrials, manufacturing, infrastructure
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $3.0M to $25.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- majority
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
10 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L••• A•• P••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $19.0M as of Aug 28, 2024 | no Form D | Unknown | |
| S•• C•••••••• A••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $8.0M as of Aug 28, 2024 | no Form D | Unknown | |
| L••• A•• M••••••••• H••••••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $4.4M as of Aug 28, 2024 | no Form D | Unknown | |
| P••••••• M••• A••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $13.8M as of Aug 28, 2024 | no Form D | Unknown | |
| P•• C•••••• P••••••• I• L••• ADV: Private Equity Fund | Buyout fund | unknown | $244M as of Aug 28, 2024 | no Form D | Active deployment | |
| P•• C•••••• P••••••• I• C•••••••• F•••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $65.0M as of Aug 28, 2024 | no Form D | Active deployment | |
| P•• C•••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $34.8M as of Aug 28, 2024 | no Form D | Active deployment | |
| P•• C•••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | unknown | $8.5M as of Aug 28, 2024 | no Form D | Active deployment | |
| U•• T••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Aug 28, 2024 | no Form D | Harvest | |
| F••• A••• T••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Apr 27, 2023 | no Form D | Wound down |
Team
2 current, 1 former
Board or advisory (1)
Platform (1)
- T•••• M•••• H••• · Cfo, Cco · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- H••••• W•••••• B••••• · Member, Managing Director · Jul 1, 2015 to Mar 29, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
2 disclosed
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in P•• C•••••• P••••••• I• L••• amount not disclosed lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• $10.0M lacers.org
Events
2 most recent
- Jul 30, 2019L•• A•••••• C••• E••••••••• R••••••••• S••••• reports P4G Capital Fund I: $10,000,000 committed, vintage 2019Lp commitment disclosedFactL•• A•••••• C••• E••••••••• R••••••••• S•••••Public pension private-markets disclosures, read through the venture lane's LP report tape
- Mar 1, 2019P•• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
P•• C•••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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