DFX Intelligence
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M•••••• C•••••• M••••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· New York, NY
Hybrid manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $696M
- PE funds
- 0
- Investments held
- 0 of 1
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $696M
Classification
How this organization is classified, and on what basisHybrid manager · 2 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- Private Equity Funds are 3 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 14
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 23, 2026Hybrid manager (probable, 65%)Private Equity Funds are 3 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 14
- Sep 13, 2026Hybrid manager (probable, 65%)Private Equity Funds are 3 of 16 distinct vehicles; hedge, securitized or liquidity vehicles 13
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Apr 3, 2012 to Mar 30, 2026
- RAUM
- $696Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $645Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- Hedge fund: 5 funds, $645M reported gross assets, 14 ever reported
- Private equity fund: 3 ever reported
- Employees
- 17
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 1 company, 1 holding
- Deal roles
- 1 with role not stated
- Control
- 1 not stated
1 company on the graph (0 transactions); no dated observations
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••• T••• O••••••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $4.8M as of Nov 26, 2013 | no Form D | Wound down | |
| S••• T••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $4.6M as of Feb 4, 2015 | no Form D | Wound down | |
| S••• T••• O••••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $2.8M as of Mar 19, 2014 | no Form D | Wound down | |
| S••• C•••••• P•••••••• L••• ADV: Hedge Fund | Buyout fund | unknown | $3.0M as of Mar 9, 2016 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
8 current, 6 former
Managing partner (1)
- T•••• A•••••• M•••••• · President, Managing Member · since Aug 1, 1996 Form ADV
Partner (5)
- C•••• M• C••••••• · Managing Director, Member · since Jan 1, 2013 Form ADV
- E••••• M••••••• L••••• · Managing Director, Member · since Jan 1, 2005 Form ADV
- J••• C• R• · Managing Director, Member · since Jan 1, 2015 Form ADV
- J••••• A•••••• H••• · Senior Managing Director, Member · since May 1, 2014 Form ADV
- M•••••• F•••••• B••••• · Senior Managing Director, Member · since Jan 1, 2017 Form ADV
Platform (2)
- M•••••• D•••• W•••••••• · Chief Compliance Officer, General Counsel · since Mar 1, 2020 Form ADV
- S•••• R••••• D••••••• · Chief Financial Officer · since Jun 1, 2021 Form ADV
6 former (kept with end dates)
- G••••• M• C••••• · Senior Managing Director, Member · May 1, 2014 to May 30, 2019 Inference
- K•••• F••••• H••••• · Managing Director, Member · Jan 1, 2005 to Mar 30, 2024 Inference
- R••••• J••••• P•••• · Managing Director, Member · Jan 1, 2017 to Mar 30, 2020 Inference
- J•••• B•••• C•••• · Chief Compliance Officer, Member · Apr 1, 2010 to Mar 30, 2020 Inference
- P••• G••••••••• · Chief Financial Officer · May 1, 2020 to Feb 19, 2021 Inference
- S•••• A•••• K••••• · Chief Financial Officer, Member · Jan 1, 2005 to Jun 16, 2020 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| B••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Firm website |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 3, 2012••• Locked
Across the graphs
M•••••• C•••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: PE fund assets, deals, last 12 months.