DFX Intelligence
Private Equity Intelligence
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Firms / H••••••• C•••••• M••••••••• L••
H••••••• C•••••• M••••••••• L••
••• Locked
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 21 of 31 distinct vehicles are sworn Private Equity Funds; 12 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.28bn Private Equity Fund GAV on the Form ADV filed 2024-03-01
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 21 of 31 distinct vehicles are sworn Private Equity Funds; 12 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 1, 2024
- RAUM
- $775Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $284Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $775Mevery private fund type, latest filing
- 2024 PE fund GAV
- $284Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 68%
- Fund type mix
- filed 2024-03-01, latest gav Hedge Fund $470M, Real Estate Fund $21.7M, Private Equity Fund $284M, latest counts Hedge Fund 3, Real Estate Fund 2, Private Equity Fund 10, lifetime distinct Hedge Fund 6, Real Estate Fund 2, Other Private Fund 2, Private Equity Fund 21
- Employees
- 13
- Headquarters
- Oak Brook, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
23 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H•• T•• P•••••••• L••• • S••••• B• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $6.6M as of Mar 1, 2024 | no Form D | Unknown | |
| H••••••• V•••••• I••••••••• I••• L•• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $60.8M as of Mar 1, 2024 | no Form D | Unknown | |
| H•• H••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $7.5M as of Mar 1, 2024 | no Form D | Unknown | |
| H•• P•• P•••••••• L• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $3.9M as of Mar 1, 2024 | no Form D | Early deployment | |
| H••••••• V•••••• I••••••••• I•• L•• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $68.7M as of Mar 1, 2024 | no Form D | Unknown | |
| H•• T•• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $9.6M as of Mar 1, 2024 | no Form D | Active deployment | |
| H••••••• V•••••• I••••••••• L•• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $74.4M as of Mar 1, 2024 | no Form D | Mature | |
| H•• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $679,596 as of Mar 1, 2024 | no Form D | Harvest | |
| H•• S•• L•• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $48.3M as of Mar 1, 2024 | no Form D | Harvest | |
| H•• • C••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $0 as of Aug 31, 2018 | no Form D | Wound down | |
| H•• E•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $1.6M as of Mar 2, 2022 | no Form D | Wound down | |
| H•• E•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $517,735 as of Mar 23, 2020 | no Form D | Wound down | |
| H•• U• I•• L•• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $22,995 as of Mar 24, 2021 | no Form D | Wound down | |
| H•• C•• L•• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $4,623 as of Mar 1, 2023 | no Form D | Wound down | |
| H•• K•• L•• ADV: Private Equity Fund | Fund of funds | 2015 first reported on Form ADV | $3.2M as of Mar 1, 2024 | no Form D | Harvest | |
| H•• U•• L•• ADV: Private Equity Fund | Fund of funds | 2015 first reported on Form ADV | $60,122 as of Mar 24, 2021 | no Form D | Wound down | |
| H•• P•• I•• L•• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $16,808 as of Mar 23, 2020 | no Form D | Wound down | |
| H•• H••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $6.4M as of Jul 14, 2015 | no Form D | Wound down | |
| H•• P••• L•• ADV: Private Equity Fund | Fund of funds | 2013 first reported on Form ADV | $35,845 as of Mar 23, 2020 | no Form D | Wound down | |
| S••••••••• L•• ADV: Other Private Fund | SPV | unknown | $1.5M as of Jul 11, 2014 | no Form D | Wound down | |
| H••••••• S•••••••• P••••••••• L• ADV: Other Private Fund | SPV | unknown | $199,102 as of Jul 11, 2014 | no Form D | Wound down | |
| H••••••• O••••••••• P••••••• • M•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Aug 31, 2018 | no Form D | Wound down | |
| H••••••• O••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Aug 31, 2018 | no Form D | Wound down |
Team
5 current, 1 former
Principal (2)
- D•••• B•••••• · Managing Principal · since Jan 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• H••••••• · Managing Principal · since Jan 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- H•••• a• H••••••• · Trustee · since Sep 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C•••••• F••• · Chief Financial Officer · since Dec 1, 2001 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••••• T•••• · Chief Compliance Officer · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- P•••• H• H••••••• · Grantor · Jul 1, 2016 to Jun 4, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 12, 2026H••••••• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 10 (2024 extract) -> 15 (roster 2026-09-01)
- Mar 30, 2012H••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
H••••••• C•••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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