DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
E••••• I•••••••••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Chicago, ILe•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.4B
- PE fund assets
- $1.3B
- PE funds
- 11
- Investments held
- 44 of 44
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 2
- RAUM $1.4B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 13 of 15 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.27bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 13 of 15 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 7, 2012 to Mar 30, 2026
- RAUM
- $1.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $1.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.3Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 87%
- Fund type mix
- filed 2024-03-29, latest gav Real Estate Fund $657M, Private Equity Fund $1.3B, latest counts Real Estate Fund 2, Private Equity Fund 11, lifetime distinct Real Estate Fund 2, Private Equity Fund 13
- Employees
- 10
- Headquarters
- Chicago, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
44 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 44
- period
- to unknown, from unknown, undated holdings 44, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 44
- companies
- 44
- geography
- investments
- 44
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 5
- disclosed value usd
- n 0
- sector distribution
- count 3, share 0.068, value transportation logistics, examples e-Shang Redwood, AGV Logística, Shanghai Yupei Group Co., Ltd, count 2, share 0.045, value media telecom, examples Telecom & Infrastructure, Andean Telecom Partners
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.045, value warehousing, examples e-Shang Redwood, Shanghai Yupei Group Co., Ltd, count 2, share 0.045, value media telecom, examples Telecom & Infrastructure, Andean Telecom Partners, count 1, share 0.023, value freight forwarding brokerage, examples AGV Logística
44 companies on the graph (0 transactions); most in transportation logistics (3); no dated observations
Funds
12 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| Z•• F••• V• C•••••••• D•• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $235M as of Mar 29, 2024 | no Form D | Active deployment | |
| Z•• P• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $102M as of Mar 29, 2024 | no Form D | Mature | |
| M•••••• C••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $388,321 as of Jul 29, 2022 | no Form D | Wound down | |
| Z•• E• C•••••••• C• L••• ADV: Private Equity Fund | Co-investment vehicle | 2018 first reported on Form ADV | $14.9M as of Mar 29, 2024 | no Form D | Unknown | |
| Z••• E••••• I••••••••• F••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $197M as of Mar 29, 2024 | no Form D | Unknown | |
| Z••• E••••• I••••••••• F••• V• S•••••• O••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $139M as of Mar 29, 2024 | no Form D | Unknown | |
| E• A• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $185M as of Mar 29, 2024 | no Form D | Harvest | |
| E• T• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2014 first reported on Form ADV | $81.3M as of Mar 29, 2024 | no Form D | Unknown | |
| E• C•••••••• F••• V• L• ADV: Private Equity Fund | Co-investment vehicle | 2014 first reported on Form ADV | $43.6M as of Mar 29, 2024 | no Form D | Harvest | |
| E• F••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $200M as of Mar 29, 2024 | no Form D | Harvest | |
| E• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $53.0M as of Mar 29, 2024 | no Form D | Harvest | |
| E• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $11.4M as of Mar 31, 2015 | no Form D | Wound down |
Team
15 current, 12 former
Managing partner (2)
- S•• Z••• · Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• H••••••• · Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (3)
- E• S•••••••• · Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••• R••••• · Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• P•••••• H••••••• · Elected Manager · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- I•••• A••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- A••• K••• · Associate | Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- N••••• M•• M•• · Chief Compliance Officer & Vice President | Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- K•••• W••••• · Director - Accounting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• R•• R••••••••• · Chief Financial Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• R•• R••••••••• · Chief Financial & Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• C•••••••• · Operations Administrator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• M•• M•• · Chief Compliance Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (2)
- A•••• N••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• L••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
12 former (kept with end dates)
- B•••• D•••••• F•••••• · Elected Manager · Jan 1, 2017 to Jul 29, 2022 Inference
- G••• R••••• G••••••••• · Elected Manager · May 1, 2008 to Sep 7, 2012 Inference
- J•••• G••••••• · Elected Manager · Jan 1, 2017 to Feb 5, 2021 Inference
- J•• D•••• W•••••••• · Elected Manager · Jan 1, 2013 to Mar 30, 2017 Inference
- P•••••• K••••• · Elected Manager · Dec 1, 2016 to Dec 5, 2017 Inference
- S••••• Z••• · Elected Manager · May 1, 2008 to Mar 30, 2017 Inference
- A•••• S••••• · Chief Compliance Officer · Jan 1, 2011 to Apr 1, 2013 Inference
- B•••• K• R•••••• · Chief Legal Officer · Apr 1, 2007 to Jul 26, 2013 Inference
- B•••• C•••••• S••••• · Chief Legal Officer · Jun 1, 2018 to Jan 13, 2020 Inference
- D••••• S•••••• F••••• · Chief Compliance Officer · Feb 1, 2021 to Jan 13, 2022 Inference
- I•• C•••••• · Chief Operating Officer · Jan 1, 2001 to Jul 26, 2013 Inference
- T•••••• M•••• C••••• · Chief Accounting Officer · Jan 1, 2010 to Mar 28, 2014 Inference
Portfolio
44 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- C•••••••• G••••• M•••••• I••• 2 shared · recurring · last Jan 1, 2016
- S••••••• C•••••• P••••••• S••• 2 shared · recurring · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 22, 2023••• Locked
- Feb 7, 2012••• Locked
Across the graphs
E••••• I••••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…