DFX Intelligence
Private Equity Intelligence
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Firms / F••••••••• C•••••• A•••••••• L••
F••••••••• C•••••• A•••••••• L••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 4 Private Equity Fund(s) among 32 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-05-29
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 4 Private Equity Fund(s) among 32 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 14, 2012 to May 29, 2024
- RAUM
- $922Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $11.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $689Mevery private fund type, latest filing
- 2024 PE fund GAV
- $11.8Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 13%
- Fund type mix
- filed 2024-05-29, latest gav Real Estate Fund $678M, Private Equity Fund $11.8M, latest counts Real Estate Fund 17, Private Equity Fund 1, lifetime distinct Real Estate Fund 28, Private Equity Fund 4
- Employees
- 24
- Headquarters
- Denver, CO
- Office address
- 255 FILLMORE ST, 7TH FLOOR, Denver, CO, 80206
- Business phone
- 720-758-7900
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••••••••• S••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $3.5M as of Mar 30, 2020 | no Form D | Wound down | |
| F• C•••••• C••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2017 first reported on Form ADV | $118,193 as of Mar 30, 2020 | no Form D | Wound down | |
| F••••••••• A••••••••• L•• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $13.0M as of Mar 31, 2014 | no Form D | Wound down | |
| F••••••••• C•••••••• F••• I• L• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $11.8M as of May 29, 2024 | no Form D | Harvest |
Team
7 current, 3 former
Partner (1)
- D•••• R••••• R•••••••• · Sole Member Of F••••••••• C•••••• P•••••••• L•• · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (4)
- C••••••••• M•••••• D•••• · Managing Principal · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• M••••••• M•••• · Managing Principal · since Apr 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• T••••••• S•••• · Managing Principal · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• A••••• B•••• · Managing Principal · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B•••• A••• L•••• · Chief Financial Officer · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• A•••• C•••• · Chief Compliance Officer · since Apr 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- G•••• R•• R••••• · Member · Jul 1, 2013 to Mar 30, 2020 Inference
- L••• M•••• H••••• · Chief Compliance Officer · Feb 1, 2012 to May 28, 2016 Inference
- L•••• J••• G••••• · Managing Principal · Jan 1, 2011 to Mar 15, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 14, 2012F••••••••• C•••••• A•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
F••••••••• C•••••• A•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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