DFX Intelligence
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N•••••• C•••••• L•
Venture firm with private equity activityClassification probableunsizedSEC registered investment adviser· Woodside, CAn•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $168M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- 9 of 9
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $20.0M to $200MControl minority
- Graphs 2
- RAUM $168M
Classification
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShowHide
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser INSTITUTIONAL_VC
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-1)R3: 6 sworn Venture Capital Funds against 0 Private Equity Funds over 2011-2024
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 15, 2017 to Apr 15, 2026
- RAUM
- $168Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $168Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-05-14, latest gav Venture Capital Fund $295M, latest counts Venture Capital Fund 5, lifetime distinct Venture Capital Fund 6
- Employees
- 6
- Headquarters
- Woodside, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
9 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $20.0M to $200M
- Control
- minority
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 9
- period
- to unknown, from unknown, undated holdings 9, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 9
- companies
- 9
- geography
- investments
- 9
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 3
- disclosed value usd
- n 0
- sector distribution
- count 3, share 0.333, value software, examples Immix, Spektrix, Iworq
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 3, share 0.333, value software, examples Immix, Spektrix, Iworq
9 companies on the graph (0 transactions); most in software (3); no dated observations
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•••••• D••• L• ADV: Venture Capital Fund | buyout or unlabelled | unknown | $105M as of May 14, 2024 | no Form D | Mature |
Team
5 current, 0 former
Managing partner (2)
- M•••••• S••••••••• · Managing Member · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• S••••••••• · Founder, CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- D••••• H••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• G•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- G•• S•••• · Chief Compliance Officer · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
9 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- May 15, 2017••• Locked
Across the graphs
N•••••• C•••••• L• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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