DFX Intelligence
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S••••• A•••• M••••••••• I•••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Kitcheners•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $379M
- PE fund assets
- $212M
- PE funds
- 3
- Investments held
- 0 of 25
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Europe,Latin America,Asia,Global
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 5 of 7 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.21bn Private Equity Fund GAV on the Form ADV filed 2024-09-19
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 5 of 7 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- May 3, 2012 to Sep 19, 2024
- RAUM
- $379Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $212Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $212Mevery private fund type, latest filing
- 2024 PE fund GAV
- $212Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 71%
- Fund type mix
- filed 2024-09-19, latest gav Private Equity Fund $212M, latest counts Private Equity Fund 3, lifetime distinct Other Private Fund 2, Private Equity Fund 5
- Employees
- 21
- Headquarters
- Kitchener, Canada
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
25 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Europe, Latin America, Asia, Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 25
- period
- to 2008-01-01, from 2008-01-01, undated holdings 24, dated observations 1
- window
- last unknown, first unknown
- control
- unknown 25
- companies
- 25
- geography
- investments
- 25
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.04, value financial services, examples Access Bank Africa (Tanzania), count 1, share 0.04, value consumer products, examples Sector: Consumer Goods
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.04, value financial services, examples Access Bank Africa (Tanzania), count 1, share 0.04, value consumer products, examples Sector: Consumer Goods
25 companies on the graph (0 transactions); most in financial services (1); observed 2008 to 2008
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• A••••• I••••• L•••••• F••• L• ADV: Other Private Fund | Fund of funds | 2022 first reported on Form ADV | $5.8M as of Oct 5, 2022 | no reporting | no Form D | Unknown |
| S••••• F••••••• M•••••• F••• 3• L• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $108M as of Sep 19, 2024 | no Form D | Mature | |
| S••••• T•••• F•••••• F••• L• ADV: Other Private Fund | Fund of funds | 2017 first reported on Form ADV | $3.3M as of Jan 26, 2024 | no Form D | Harvest | |
| S••••• F••••••• M•••••• F••• 2• L• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $99.8M as of Sep 19, 2024 | no Form D | Harvest | |
| M•••••••• E••••••• D••••••••• A••••••••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $18.1M as of Mar 13, 2014 | no Form D | Wound down | |
| S••••• R••• C•••••• F••• 1• L• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $389,000 as of Mar 28, 2016 | no Form D | Unknown | |
| S••••• F••••••• M•••••• F••• 1• L• ADV: Private Equity Fund | Fund of funds | unknown | $4.9M as of Sep 19, 2024 | no Form D | Harvest |
Team
34 current, 10 former
Managing partner (2)
- S•••• L••••••••• · Managing Partner, Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• L••••••••• · Managing Partner, Cco · since Jun 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (9)
- A•• D• · Investment Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• K••••••••• · Managing Director of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• L••••• W••• · Shareholder · since Dec 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••• K••••••••• · Investment Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Q••••••••• R•••• · Manager of Technical Assistance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• M••••••• R••••••••• · Partner, Head of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• M••••••• R••••••••• · Partner, Investments · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• N•• L••••••••• · Shareholder · since Dec 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• P•••• · Manager of Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- M•••• T••••• · Director of I••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- K••••••• K••••••••• · Senior I••••• Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• B••• · Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••••• C•••••• · Senior Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- Q••• T••• · Investment Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (2)
- P•••••• N•• H•••• · Partner, Business D••••••••• · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• N•• H•••• · Partner, Head of Business D••••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- C•••••••• B•••••• · Investor Relations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• M•••••• · Senior Investor Relations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (7)
- A••••• T••••••• · Marketing & Communications Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• W•••• C•• · Manager of Corporate Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••• S•••• · Senior Legal and Compliance Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• A• A••••••••• M••• C•• · Manager of Fund Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•• L•••••• C•• · Partner, Head of Finance and Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• P••• L••••• · Partner, Finance & Operations · since Oct 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• K•••••• · Director of Marketing & Communications · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (7)
- A•••• F••••••• · Senior Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• D••••• A•••••• · Technical Assistance Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• C••••••• · Research Specialist · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••••• H•••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••••• M••• L••••• · Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••••••••• B•••• G••••• · Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• A•• T• M••••• · Senior Fund Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
10 former (kept with end dates)
- J• A••• H••••••• · Chairman · Dec 1, 2009 to Jun 28, 2022 Inference
- P••••• J••••• I••••• · Deputy Ceo · Aug 1, 2019 to Jun 28, 2022 Inference
- G•••••• N••• P•••• · Shareholder · Dec 1, 2011 to Oct 5, 2022 Inference
- H•••• L••••• P•••• · Shareholder · Dec 1, 2011 to Mar 5, 2018 Inference
- H•••• P•••• · Shareholder · Dec 1, 2011 to Apr 10, 2017 Inference
- L•••• D••• B•••••••• · Shareholder · Aug 1, 2019 to Mar 30, 2020 Inference
- M•••• D•••• · Partner, Md Fund Investments · Oct 1, 2014 to Aug 13, 2019 Inference
- M•••• M•••••• D•••• · Shareholder · Oct 1, 2014 to Aug 13, 2019 Inference
- V••••• B•••• · European Managing Director & Shareholder · Oct 1, 2011 to Mar 5, 2018 Inference
- V••••• B••••••• B•••• · Shareholder · Dec 1, 2011 to Mar 5, 2018 Inference
Portfolio
25 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- D••• I••• C••••••• L•• 2 shared · recurring · last Jan 1, 2014
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
5 most recent
- Sep 17, 2026Responsible Exits – Exiting with Intention
- Sep 17, 2026ShopUp partners with S•••••, ADI Australia on leadership programme
- Sep 17, 2026ADM Capital Closes $48M Climate Fund for Southeast Asian Agriculture, With S••••• Among the Backers
- Sep 17, 2026Driving Returns Through Responsible Investments
- May 3, 2012S••••• A•••• M••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
S••••• A•••• M••••••••• I••• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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