DFX Intelligence
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W•••• O•• G••••• A•••••••• L••
Private credit managerClassification probableMiddle marketSEC registered investment adviser· San Francisco, CA
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $5.1B
- PE fund assets
- $3.6B
- PE funds
- 20
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography Global,United States,Canada,Europe
- Latest Form D Aug 13, 2026
- Graphs 4
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 80%
- Basis
- Own website statement
- Size band
- Middle marketdefined by: proxy: $4.05bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
- Strategies
- Private credit
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%)30 of 51 distinct vehicles are sworn Private Equity Funds; 14 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Jan 31, 2012 to Mar 31, 2026
- RAUM
- $5.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 20
- PE fund GAV, latest filing
- $3.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $3.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 59%
- Fund type mix
- Private equity fund: 20 funds, $3.6B reported gross assets, 30 ever reported
- Hedge fund: 17 funds, $1.3B reported gross assets, 21 ever reported
- Employees
- 77
- Headquarters
- San Francisco, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global, United States, Canada, Europe
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
31 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•••• O•• S•••• T••• A•• M••••• F•••• S••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $96.7M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• Y•••• S••••••• ••••••••• M••••• F••• V• S••• ADV: Private Equity Fund | Credit fund | 2020 first reported on Form ADV | $348M as of Mar 31, 2026 | no Form D | Mature | |
| W•••• O•• Y•••• S••••••• ••••••••• M••••• F•••• S••• ADV: Private Equity Fund | Credit fund | 2019 first reported on Form ADV | $535M as of Mar 31, 2026 | no Form D | Mature | |
| W•••• O•• Y•••• S••••••• M••••• F••• V• S••• ADV: Private Equity Fund | Credit fund | 2019 Form D first sale | $427M as of Mar 31, 2026 | $881M | Mature | |
| W•••• O•• Y•••• S••••••• P••• F•••• L••• ADV: Private Equity Fund | Credit fund | 2019 first reported on Form ADV | $276M as of Mar 31, 2026 | no Form D | Mature | |
| B•••• R• P• 2• L•••• L•• ADV: Private Equity Fund | Credit fund | 2019 first reported on Form ADV | $133M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• F•••• I••••• S•• F••• U•• 2•••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 year in the fund name | $48.2M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• Y•••• S••••••• I••• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $839M as of Mar 31, 2026 | no Form D | Mature | |
| W•••• O•• Y•••• S••••••• R••••••• F•••• S••• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• Y•••• S••••••• T••• F•••• S••• ADV: Private Equity Fund | Credit fund | 2018 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• Y•••• S••••••• F•••• L••• ADV: Private Equity Fund | Credit fund | 2017 first reported on Form ADV | $7.0M as of Sep 29, 2017 | no Form D | Wound down | |
| W•••• O•• Y•••• S••••••• F••••• I••• ADV: Private Equity Fund | Credit fund | 2017 first reported on Form ADV | $6.1M as of Sep 29, 2017 | no Form D | Wound down | |
| W•••• O•• S••••• I••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $490M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• S••••• I•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $207M as of Sep 29, 2017 | no Form D | Wound down | |
| W•••• O•• N•• F•••• L•• ADV: Hedge Fund | buyout or unlabelled | 2016 first reported on Form ADV | $102M as of Mar 31, 2026 | no Form D | Harvest | |
| D•• Q•••• P••••••• P•• • W•••• O•• S••••• E• F••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $70.0M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• S••••• P••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $60.4M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• S••••• F••• B•••••• I••• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $19.5M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• S••••• P••••••• F••• I•• L• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $17.2M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• S••••• T••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• S••••• R••••••• F••• E•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• S••••• R••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• S••••• T••• F••• E•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of Mar 31, 2026 | no Form D | Unknown | |
| W•••• O•• S••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $580M as of Sep 29, 2017 | no Form D | Wound down | |
| W•••• O•• S••••• P••••••• F••• I• L••• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $77.6M as of Sep 29, 2017 | no Form D | Wound down | |
| W•••• O•• P••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $199M as of Mar 31, 2026 | no Form D | Harvest | |
| W•••• O•• P•••••• F•••• L••• ADV: Hedge Fund | buyout or unlabelled | 2008 Form D first sale | $0 as of Jun 15, 2023 | no Form D | Wound down | |
| W•••• O•• O••••••••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.1M as of Dec 12, 2016 | no Form D | Wound down | |
| W•••• O•• S•••••••• I• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.7M as of Dec 12, 2016 | no Form D | Wound down | |
| W•••• O•• S•••••••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $31,824 as of Dec 12, 2016 | no Form D | Wound down | |
| R•• O•• C•• L••• | Continuation vehicle | unknown | unknown | no reporting | $0 | Fundraising |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
7 current, 10 former
Managing partner (2)
- A•••• A••• H••••• · Managing Member · since Apr 1, 2015 Form ADV
- B•••••• J••• S••••••• M•••• · Managing Partner & Elected Member · since Jun 1, 2007 Form ADV
Partner (2)
- D••••• J••••• M••••••••• · Partner · since Jul 1, 2009 Form ADV
- D•••• B•••• H•••••• · Partner · since Jul 1, 2009 Form ADV
Platform (3)
- C••••• M•••• H•••••• · Chief Financial Officer · since Sep 1, 2022 Form ADV
- J••• T••• B••••• · General Counsel · since Jun 1, 2019 Form ADV
- T•••••• P•••••• G•••••• · Chief Compliance Officer · since Oct 1, 2022 Form ADV
10 former (kept with end dates)
- C•••••• A•••••• C••••••••• · Chief Compliance Officer And Senior Counsel · Dec 1, 2014 to Dec 12, 2016 Inference
- D••• R•• · General Counsel · Jan 1, 2016 to Jun 19, 2019 Inference
- D•••• M•••••• L••• · Chief Financial Officer · Jul 1, 2011 to Jan 19, 2016 Inference
- D•••• A•••••• · Chief Operating Officer · Feb 1, 2019 to Nov 4, 2022 Inference
- E••• a• S••••• · Chief Accounting Officer · May 1, 2015 to Nov 4, 2022 Inference
- H••••• J• J••••• · Chief Compliance Officer · Aug 1, 2013 to Oct 24, 2014 Inference
- J•••••• S•••• L•••• · Chief Operating Officer · Oct 1, 2011 to Nov 14, 2012 Inference
- J••• J•••• J••••• · Chief Compliance Officer · Oct 1, 2019 to Nov 4, 2022 Inference
- M•••••• D•••• C•••••• · General Counsel · Dec 1, 2014 to Jan 19, 2016 Inference
- M•••• A•••••• T••••• · Chief Compliance Officer · May 1, 2011 to Mar 16, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
15 relationships
Placement agents (15)
- C••••••• L•••••• • C•• I••• 21 shared · very strong · last Jan 1, 2020
- X• C•••••• P•••••••• L•• 12 shared · very strong · last Jan 1, 2019
- B•••• L•• 11 shared · very strong · last Jan 1, 2016
- C• S••••••••• L•• 3 shared · strong · last Jan 1, 2022
- P••••• C••••••••• G•••• 2 shared · recurring · last Jan 1, 2021
- I•••••••• L••••••• I••• 2 shared · recurring · last Jan 1, 2022
- W••••• F•••••••• S••••••• L•• 2 shared · recurring · last Jan 1, 2019
- T••••••••• G••••• L•• 1 shared · one time · last Jan 1, 2019
- D••••• • R••••••• A••••••••• 1 shared · one time · last Jan 1, 2022
- A•••••• C•••••• I••••••••• L•• 1 shared · one time · last Jan 1, 2012
- M••••••• • C•••••• C•••••• A••••••• L•• 1 shared · one time · last Jan 1, 2019
- R•••••• J•••• • A••••••••• I••• 1 shared · one time · last Aug 13, 2026
- T•• L•••• G•••• L•• 1 shared · one time
- P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2013
- M••••••• • C•••••• L•• 1 shared · one time · last Jan 1, 2013
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
60 most recent
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Across the graphs
W•••• O•• G••••• A•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Allocators.
Independent Sponsors1RIA and Wealth1Private Credit1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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