DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / N•••••••• C••••••• L•••
N•••••••• C••••••• L•••
Fund of funds · probableLower middle marketDanville, CAn••••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 6 of 7 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.86bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 6 of 7 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 14, 2011 to Mar 28, 2024
- RAUM
- $4.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 29
- PE fund GAV, latest filing
- $858Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- $532Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $858M, Venture Capital Fund $1.7B, latest counts Private Equity Fund 29, Venture Capital Fund 36, lifetime distinct Private Equity Fund 30, Venture Capital Fund 45
- Employees
- 36
- Headquarters
- Danville, CA
- Office address
- 649 SAN RAMON VALLEY BLVD, Danville, CA, 94526
- Business phone
- 925-820-9970
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record, 23 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•••••••• M•••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $46.6M as of Mar 27, 2020 | no Form D | Wound down | |
| N• V• L••• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $0 as of Mar 28, 2024 | no Form D | Unknown | |
| N•••••••• V• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $275M as of Mar 28, 2024 | no Form D | Harvest | |
| N• S•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $102M as of Mar 28, 2024 | no Form D | Harvest | |
| N•••••••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $63.9M as of Mar 28, 2024 | no Form D | Harvest | |
| N•••••••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $55.5M as of Mar 28, 2024 | no Form D | Harvest | |
| N•••••••• V••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $35.4M as of Mar 28, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| N•••••••• I•• L••• | P•••••• Equity Fund | 2015 to 2024 | $134M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I••• L••• | P•••••• Equity Fund | 2015 to 2024 | $50.1M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I• ••• L••• | P•••••• Equity Fund | 2015 to 2024 | $24.2M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $20.6M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• G••••• E••••••• M••••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $18.5M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $15.4M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $15.4M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $14.5M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I••• ••• L••• | P•••••• Equity Fund | 2015 to 2024 | $7.9M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P•••••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $7.7M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $4.2M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I••• ••• L••• | P•••••• Equity Fund | 2015 to 2024 | $3.5M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•• L••• | P•••••• Equity Fund | 2015 to 2024 | $3.2M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• ••• L••• | P•••••• Equity Fund | 2015 to 2024 | $2.9M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $2.4M filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $978,506 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••••• P•••••• E••••• P••••••• I•••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $323,585 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N••• I•••• L••••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N••• I•••• L••••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N• I•••• L••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N••• I••••• L••••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov | |
| N•••••• L••• | P•••••• Equity Fund | 2015 to 2024 | $0 filed Mar 28, 2024 | adviserinfo.sec.gov |
Team
6 current, 11 former
Managing partner (4)
- A•• N•• O•••• · Chairman · since Jul 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• M•••••• J•••• · Co-Founder And Partner · since Dec 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• H•••• G••••• · Managing Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• A••••• V•••••• · Co-Founder And Partner · since Dec 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J•••••• S•••• V••• · Chief Financial Officer · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••••• •••• C•••• · Chief Compliance Officer & General Counsel · since Feb 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
11 former (kept with end dates)
- H••••• K•••••• H••••••• · Chief Executive Officer · Jul 1, 2016 to Jul 18, 2018 Inference
- M••• V••••• · Senior Advisor · Mar 1, 2019 to Mar 27, 2020 Inference
- A•••• S•••••••• S•••• · Shareholder · Jul 1, 2006 to Aug 4, 2016 Inference
- B•••• M•••••• J•••• · L•••••• Partner · Dec 1, 2005 to Aug 4, 2016 Inference
- J•••• M•••••••• S•••• · Shareholder · Jul 1, 2006 to Aug 4, 2016 Inference
- J•••• W••••• S•••• · L•••••• Partner/Senior Advisor · Dec 1, 2005 to May 18, 2015 Inference
- M•••••••• M•••• S•••• · Shareholder · Jan 1, 2005 to Aug 4, 2016 Inference
- M••• E••••• H••••• · L•••••• Partner/Senior Advisor · Dec 1, 2005 to May 18, 2015 Inference
- S•••••••• M•••• S•••• · Shareholder · Jan 1, 2005 to Aug 4, 2016 Inference
- T••••• A••••• V•••••• · L•••••• Partner · Dec 1, 2005 to Aug 4, 2016 Inference
- C•••• S• C••••••••• · Chief Compliance Officer · Aug 1, 2011 to Mar 28, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 14, 2011N•••••••• C••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
N•••••••• C••••••• L••• is the same institution as 5 records in RIA and Wealth, Venture Capital, Independent Sponsors and Private Credit.
RIA and Wealth2Venture Capital1Independent Sponsors1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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