DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S••••• S••••••••• G••••
S••••• S••••••••• G••••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 10 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 P•••••• Equity Fund(s) among 10 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to May 4, 2018
- RAUM
- $3.9Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $86.0Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $999Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- filed 2018-05-04, latest gav Other Private Fund $913M, Private Equity Fund $86.0M, latest counts Other Private Fund 8, Private Equity Fund 2, lifetime distinct Other Private Fund 8, Private Equity Fund 2
- Employees
- 62
- Headquarters
- St Louis, MO
- Office address
- 8182 MARYLAND AVE, 6TH FLOOR, St Louis, MO, 63105-3771
- Business phone
- 314-727-7211
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 2 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S•• P•••••• S••••••••• L•• • S••••• S••••••••• C•• F••• I• L••• | P•••••• Equity Fund | 2016 to 2018 | $57.3M filed May 4, 2018 | adviserinfo.sec.gov | |
| S••••• P•••••• C••••••• L•• • S••••• 2••• | P•••••• Equity Fund | 2016 to 2018 | $28.8M filed May 4, 2018 | adviserinfo.sec.gov |
Team
5 current, 5 former
Managing partner (1)
- S•••••• P•••••• H••••• · Principal, Managing Director, President · since Apr 1, 1995 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- C••••••••• A••• M•••• · Principal, Managing Director, Chief Investment Officer · since Sep 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• P•••••• P••••••• · Principal, Managing Director · since Apr 1, 1996 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- D••••• J••••• H••••• · Principal · since Apr 1, 1995 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- T•••••• A••••• H••••• · Principal, Chief Compliance Officer, Managing Director · since Aug 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- C••••••••• A••• K••••• · Principal, Managing Director · Aug 1, 2012 to Mar 29, 2018 Inference
- C••••••••• C••• F•• · Shareholder · Oct 1, 1997 to Jan 31, 2014 Inference
- E••• J•••• R•••• · Managing Director, Principal · Aug 1, 2012 to Mar 27, 2017 Inference
- R•••• L•• B•••• · Managing Director · Sep 1, 2015 to Nov 15, 2016 Inference
- D••••• E•••••• H••••• · Chief Compliance Officer · Apr 1, 2015 to Aug 30, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 107161 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012S••••• S••••••••• G•••• first filed Form ADV in the extract (IA)
Across the graphs
S••••• S••••••••• G•••• is the same institution as 2 records in RIA and Wealth and Allocators.
RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…