DFX Intelligence
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P••• C•••••• P•••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $200M
- PE fund assets
- $200M
- PE funds
- 5
- Investments held
- 19 of 19
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 27 Mar 2026, Private equity funds on its Form ADV went from 3 to 5 (+2).
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 9 of 9 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.20bn Private Equity Fund GAV on the Form ADV filed 2026-03-27
Classification history (2)
- Sep 23, 2026Buyout firm (confirmed, 85%)9 of 9 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Sep 13, 2026Buyout firm (confirmed, 85%)7 of 7 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $200M · 5 PE funds · filed Mar 27, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 27, 2026
- RAUM
- $200Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $200Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $200Mevery private fund type, latest filing
- 2024 PE fund GAV
- $200Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 5 funds, $200M reported gross assets, 9 ever reported
- Employees
- 7
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour4 of 8 criteria stated · 19 observed dealsShowHide
Stated by the firm
- Sectors
- Manufacturing, distribution
- Geography
- not stated or not yet read
- Revenue
- $10.0M to $150M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- Control
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 19 companies, 19 holdings, 6 transactions
- Period
- 2014 to 2025 (12 dated observations, 13 holdings undated)
- Most deals
- Media telecom (2 of 19, e.g. Agent Media and Agile Utility Partners), tech enabled services (2 of 19), business services (1 of 19) and 3 more
- Subsectors
- Media telecom (2 of 19), IT services MSP (2 of 19), business support services (1 of 19), agriculture (1 of 19) and 2 more
- Deal roles
- 5 platforms, 3 add-ons, 11 with role not stated
- Add-ons per platform
- 0.60 add-ons per platform
- Control
- 6 control, 13 not stated
- By year
- 2014: 1 other deal; 2020: 1 platform, 1 add-on, 1 other deal; 2025: 2 add-ons
19 companies on the graph (6 transactions); most in media telecom (2); 5 platforms and 3 add-ons; observed 2014 to 2025
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 9 vehicles on record
P••• C•••••• E••••• P••••••• I• L• · 2 vehicles · vintage 2023$110M
- P••• C•••••• E••••• P••••••• I• L• Buyout fund · 2023$85.6M
- P••• C•••••• E••••• P••••••• I• ••• L• Buyout fund · 2022$24.3M
P••• C•••••• E••••• P••••••• I•• · 1 vehicle · vintage 2014$66.9M
- P••• C•••••• E••••• P••••••• I•• Buyout fund · 2014$66.9M
P••• R••• I••••••••• L•• · 1 vehicle$23.4M
- P••• R••• I••••••••• L•• buyout or unlabelled$23.4M
8••••••••• · 1 vehicle$10.2M
- 8••••••••• buyout or unlabelled$10.2M
8••••••••• · 1 vehicle · vintage 2013$4.6M
- 8••••••••• buyout or unlabelled · 2013$4.6M
3 smaller families are in the full list of vehicles.
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••• C•••••• E••••• P••••••• I• L• ADV: Private Equity Fund | Buyout fund | 2023 first reported on Form ADV | $85.6M as of Mar 27, 2026 | no Form D | Active deployment | |
| P••• C•••••• E••••• P••••••• I• ••• L• ADV: Private Equity Fund | Buyout fund | 2022 Form D first sale | $24.3M as of Mar 27, 2026 | $70.4M | Unknown | |
| P••• C•••••• E••••• P••••••• I•• ADV: Private Equity Fund | Buyout fund | 2014 Form D first sale | $66.9M as of Mar 27, 2026 | no Form D | Harvest | |
| 8••••••••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $4.6M as of Mar 28, 2014 | no Form D | Early deployment | |
| P••• R••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $23.4M as of Mar 27, 2026 | no Form D | Unknown | |
| 8••••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10.2M as of Mar 28, 2014 | no Form D | Early deployment | |
| 8••••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.5M as of Mar 30, 2022 | no Form D | Wound down | |
| 8••••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $446,313 as of Mar 28, 2014 | no Form D | Early deployment | |
| P••• N•••••••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 27, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: Investment organization websites (team, portfolio, strategy, criteria, news); SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
7 current, 0 former
- Managing Partner · since Oct 1, 2005
- Managing Partner · since Oct 1, 2005
- Managing Director
- Senior Associate
- Associate
Full team · 7 peoplegrouped by role, with sources
Managing partner (2)
- M•••••• S••••• P•••••• · Managing Partner · since Oct 1, 2005 Form ADV Firm website
- M••••••• A••• D••••••• · Managing Partner · since Oct 1, 2005 Form ADV Firm website
Partner (1)
- I•••• S• C••••• · Managing Director · start date unknown Firm website
Vice president (1)
- E••••• C• S•••••• · Senior Associate · start date unknown Firm website
Associate (1)
- B•• I• P••••••• · Associate · start date unknown Firm website
Business development (1)
- C••••••••• P•• H••• C••••• · Chief Compliance Officer, Managing Director, Head Of Business Development · since Jun 1, 2009 Form ADV Firm website
Platform (1)
- N•••• F••••• · Executive Assistant & Office Manager · start date unknown Firm website
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 19 portfolio relationships and 6 transactions are on this record.
19 on record, newest first · 5 platforms · 3 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Jul 29, 2025 | A••••••• M•••••••• • M•••••• S••••••• add-on to I••••••• | Add-on acquisition | Sponsor (derived) | active held 1.2 years | unknown | p•••••.com |
| May 29, 2025 | V•••• O•• add-on to I••••••• | Add-on acquisition | Sponsor (derived) | active held 1.3 years | unknown | p•••••.com |
| Sep 11, 2020 | R••••••• S••••••• o• P••••• R••• add-on to E• W•••• | Add-on acquisition | Sponsor (confirmed) | active held 6.0 years | unknown | p•••••.com |
| Feb 12, 2020 | U•••••••• | Platform acquisition | Sponsor (confirmed) | active held 6.6 years | unknown | p•••••.com |
| Jan 29, 2020 | S••••••• S•••••••• P••••••• I••••••••• S•••••••• | Majority recapitalization | Sponsor (confirmed) | active held 6.7 years | unknown | p•••••.com |
All 19 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| Jul 29, 2025 | A••••••• M•••••••• • M•••••• S••••••• add-on to I••••••• | Add-on acquisition | Sponsor (derived) | active held 1.2 years | unknown | p•••••.com |
| May 29, 2025 | V•••• O•• add-on to I••••••• | Add-on acquisition | Sponsor (derived) | active held 1.3 years | unknown | p•••••.com |
| Sep 11, 2020 | R••••••• S••••••• o• P••••• R••• add-on to E• W•••• | Add-on acquisition | Sponsor (confirmed) | active held 6.0 years | unknown | p•••••.com |
| Feb 12, 2020 | U•••••••• | Platform acquisition | Sponsor (confirmed) | active held 6.6 years | unknown | p•••••.com |
| Jan 29, 2020 | S••••••• S•••••••• P••••••• I••••••••• S•••••••• | Majority recapitalization | Sponsor (confirmed) | active held 6.7 years | unknown | p•••••.com |
| May 1, 2014 | I••• H••••••••• A••••••••• | Majority recapitalization | Sponsor (confirmed) | active held 12.4 years | unknown | p•••••.com |
| date unknown | T•••••• P••••••• I••••••••• P•••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | E• W•••• | Portfolio relationship | Platform | active | unknown | Fact Firm website |
| date unknown | I••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | N•••••••• C••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | I••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A•••• M•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | I••••••• | Portfolio relationship | Platform | active | unknown | Fact Firm website |
| date unknown | D••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | T••••••••• t•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | R••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | B•• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A•••• U•••••• P••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (1)
- G••••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2015
Lenders (1)
- S••••••••• B••• 1 shared · one time · last May 1, 2014
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
27 not already shown above, of 30 most recent
- Mar 27, 2026••• Locked
- Sep 23, 2025••• Locked
- Jul 29, 2025••• Locked
- May 29, 2025••• Locked
- Dec 12, 2024••• Locked
Full timeline · 30 eventsnewest first, including the LP commitments and deals above
- Mar 27, 2026••• Locked
- Sep 23, 2025••• Locked
- Jul 29, 2025••• Locked
- May 29, 2025••• Locked
- Dec 12, 2024••• Locked
- Jun 5, 2023••• Locked
- Apr 4, 2023••• Locked
- Dec 1, 2021••• Locked
- Oct 5, 2020••• Locked
- Sep 11, 2020••• Locked
- Feb 12, 2020••• Locked
- Feb 12, 2020••• Locked
- Jan 29, 2020••• Locked
- Jan 29, 2020••• Locked
- Apr 26, 2019••• Locked
- Sep 25, 2018••• Locked
- Jul 12, 2018••• Locked
- Oct 16, 2017••• Locked
- Sep 14, 2017••• Locked
- Jul 17, 2017••• Locked
- May 18, 2017••• Locked
- Feb 1, 2017••• Locked
- Jan 9, 2017••• Locked
- Aug 1, 2016••• Locked
- May 1, 2014••• Locked
- May 1, 2014••• Locked
- May 1, 2014••• Locked
- May 1, 2014••• Locked
- May 1, 2014••• Locked
- Mar 29, 2012••• Locked
Across the graphs
P••• C•••••• P••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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