DFX Intelligence
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S•••••••• G•••• R••• A••••• L•
Fund of fundsClassification probableUpper middle marketSEC registered investment adviser· La Jolla, CAs•••••••••.com
Fund of funds, based in La Jolla, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $41B
- PE fund assets
- $16B
- PE funds
- 57
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $41B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 35 of 35 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- Upper middle marketdefined by: proxy: $16.14bn Private Equity Fund GAV on the Form ADV filed 2024-07-30
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 35 of 35 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Oct 20, 2015 to Jul 30, 2026
- RAUM
- $41Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 57
- PE fund GAV, latest filing
- $16Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $38Bevery private fund type, latest filing
- 2024 PE fund GAV
- $16Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 97%
- Fund type mix
- filed 2024-07-30, latest gav Hedge Fund $5.4B, Private Equity Fund $16B, latest counts Hedge Fund 1, Private Equity Fund 34, lifetime distinct Hedge Fund 1, Private Equity Fund 34
- Employees
- 84
- Headquarters
- La Jolla, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
35 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••••••• H••••••• I••••••••• O••••••••• F•••• L•• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $407M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• O•••••• N•••••• R•••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $201M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• I• I••••••••• O••••••••• F•••• L• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $150M as of Jul 30, 2024 | no Form D | Unknown | |
| N•• M••••• G••••• I••••••••• L••• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $75.8M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• M••••••• O••••••••• F••• L• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $100 as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• B• I••••••••• O••••••••• F••• I••• L••• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $895M as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• A•• I••••••••• M•••••• L••• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $546M as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• T••• I••••••••• O••••••••• L•••••• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $419M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• N• I••••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $255M as of Jul 30, 2024 | no Form D | Early deployment | |
| L•••• O••••••••• F•••• L•• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $27.4M as of Jul 30, 2024 | no Form D | Unknown | |
| T•••••••• I••••••••• 1• L••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $3.6B as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• K• I••••••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $1.6B as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• P• I••••••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $530M as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• I••••••••• C••••••••• P••••••• 2••• P•••••••• L••• ADV: Private Equity Fund | Fund of funds | 2022 year in the fund name | $428M as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• I••••••••• C••••••••• P••••••• 2••• E•••••• S••• ADV: Private Equity Fund | Fund of funds | 2022 year in the fund name | $118M as of Jul 30, 2024 | no Form D | Early deployment | |
| S•••••••• I••••••••• C••••••••• P••••••• 2•••• L••• ADV: Private Equity Fund | Fund of funds | 2022 year in the fund name | $91.7M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• B• I••••••••• O••••••••• F••• I•••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $616M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• P•• I••••••••• S•••••••• O••••••••• F••• H•••••••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $472M as of Jul 30, 2024 | no Form D | Active deployment | |
| S•••••••• B• I••••••••• O••••••••• F••• I•••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $471M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• P•••••• I••••••••• E••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $354M as of Jul 30, 2024 | no Form D | Active deployment | |
| S•••••••• P•••••• I••••••••• D••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $178M as of Jul 30, 2024 | no Form D | Unknown | |
| S•• M• I••••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $82.7M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• P• I••••••••• O••••••••• F•••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $660M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• N•• I••••••••• F••• I•• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $329M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• B• I••••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $320M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• G• I••••••••• O••••••••• L• ADV: Hedge Fund | Fund of funds | 2019 first reported on Form ADV | $5.4B as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• K• I••••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $1.1B as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• C• S•••••••• C••• I••••••••• P••••••••• L•• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $995M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• S•••••• I••••••••• O••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $480M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••• I••••••••• F•••• L•• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $276M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• R• C••••••••• P••••••••• L••• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $253M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• K• I••••••••• F••• I•• L••• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $47.9M as of Jul 30, 2024 | no Form D | Active deployment | |
| S•••••••• N••• I••••••••• O••••••••• F•••• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $25.6M as of Jul 30, 2024 | no Form D | Unknown | |
| S•••••••• N•• I••••••••• F••• L• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $120M as of Jul 30, 2024 | no Form D | Mature | |
| S•••••••• K• I••••••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $14.8M as of Jul 30, 2024 | no Form D | Harvest |
Team
9 current, 8 former
Managing partner (2)
- J•••• P••• M••• · President And Co-Chief Operating Officer, Partner · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• W•••••• H••• · Chief Executive Officer · since Aug 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- S•••••• •••• K••••••• · Partner · since Jul 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- D•••• J••••• C••••• · Director · since Aug 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• D•••• O•••••• · Director · since Jul 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- B••••••• E••••• B•••• · Chief Compliance Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• P••• · Chief Financial Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• Y•••• I••••••• · Chief Legal Officer, Partner · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• A•••••• F•••••••• · Co-Chief Operating Officer, Partner · since Mar 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- B•••••• W•••• · Trustee · Jul 1, 2014 to Sep 23, 2016 Inference
- D•••• B•••••• · Trustee · Jul 1, 2014 to Sep 23, 2016 Inference
- K••• B•••••••• · Trustee · Jul 1, 2014 to Sep 23, 2016 Inference
- M•••• M••• B••• · Executive Chairman · Mar 1, 2007 to Jun 28, 2024 Inference
- D••••• S•••• M••••••• · Partner · Jul 1, 2016 to Oct 12, 2020 Inference
- D•••• A•••••••• · Partner · Jan 1, 2014 to Sep 23, 2016 Inference
- J••• P• M••••••••• · Chief Compliance Officer · Jun 1, 2019 to May 4, 2023 Inference
- J••••• D••• R••••• · Chief Financial Officer,Partner · Jan 1, 2014 to Jan 18, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 30, 2026••• Locked
- Oct 20, 2015••• Locked
Across the graphs
S•••••••• G•••• R••• A••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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