DFX Intelligence
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A••••• C••••• O••••••••• M••••••••• L••
Private credit managerClassification probableMiddle marketSEC registered investment adviser· New York, NY
Private credit manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.7B
- PE fund assets
- $2.3B
- PE funds
- 0
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $3.7B
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 70%
- Basis
- The adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- Middle marketdefined by: proxy: $2.31bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%)The adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Candidate (candidate, 40%)Admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- Registered investment adviser
- Form ADV filings
- Nov 6, 2018 to Mar 27, 2026
- RAUM
- $3.7Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $2.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.7Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- Securitized asset fund: 2 funds, $3.7B reported gross assets
- Other private fund: 3 ever reported
- Employees
- 41
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••• R••••••••• F••• L• ADV: Securitized Asset Fund | Fund of funds | 2021 first reported on Form ADV | $3.2B as of Mar 27, 2026 | no Form D | Active deployment | |
| O•• M•• F••• L• ADV: Securitized Asset Fund | buyout or unlabelled | 2021 first reported on Form ADV | $524M as of Mar 27, 2026 | no Form D | Mature | |
| A••••• C••••• O••••••••• F••• I• a• s••••••• o• A••••• C••••• O••••••••• I•••••• I••• | Credit fund | 2021 Form D first sale | unknown | no reporting | $25.0M | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 6 former
Platform (3)
- A•••••• C•••••• G•••• · Chief Legal Officer · since Sep 1, 2017 Form ADV
- J••••••• I• K•••• · Chief Financial Officer · since Jun 1, 2023 Form ADV
- S•••• R• L•••••• · Chief Compliance Officer · since Mar 1, 2024 Form ADV
6 former (kept with end dates)
- T•••••• P•••••• C••••• · President · Sep 1, 2017 to Feb 18, 2022 Inference
- A••••• S•••••• · Chief Compliance Officer · Feb 1, 2021 to Oct 22, 2021 Inference
- G••• N••••• S•••••• · Chief Compliance Officer · Oct 1, 2021 to Mar 26, 2024 Inference
- M••• K•••••• · Chief Compliance Officer · Nov 1, 2018 to Feb 11, 2021 Inference
- S••••• G••••• O•••••••• · Chief Financial Officer · Sep 1, 2017 to Jan 29, 2020 Inference
- S••••• Y•••• · Chief Financial Officer · Feb 1, 2022 to Jun 15, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
A••••• C••••• O••••••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.