DFX Intelligence
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O••••• M••••••••• L••
Growth equityClassification probableMiddle marketSEC registered investment adviser· New York, NY
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $1.4B
- PE funds
- 17
- Investments held
- 18 of 18
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 17 Mar 2022, Filed a Form D on 17 Mar 2022, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisGrowth equity · 3 in historyShowHide
- Class
- Growth equityprobable, confidence 80%
- Basis
- Own website statement
- Size band
- Middle marketdefined by: proxy: $1.15bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
- Strategies
- Growth equity
Classification history (3)
- Sep 16, 2026
- Sep 16, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%)17 of 17 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $1.1B · 17 PE funds · filed Mar 31, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Apr 25, 2014 to Mar 31, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 17
- PE fund GAV, latest filing
- $1.4Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 17 funds, $1.4B reported gross assets, 19 ever reported
- Employees
- 8
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour3 of 8 criteria stated · 18 observed dealsShowHide
Stated by the firm
- Sectors
- Consumer, media telecom, technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $30.0M to $100M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 18 companies, 18 holdings
- Most deals
- Media telecom (2 of 18, e.g. Cast Iron Media and Recognition Media), software (1 of 18)
- Subsectors
- Media telecom (2 of 18), software (1 of 18)
- Deal roles
- 18 with role not stated
- Control
- 18 not stated
18 companies on the graph (0 transactions); most in media telecom (2); no dated observations
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
17 families, 19 vehicles on record
O••••• G••••• F••• I•• L• · 2 vehicles · vintage 2023$349M
- O••••• G••••• F••• I•• L• Growth fund · 2023$339M
- O••••• G••••• F••• I• ••••••••• L• Growth fund · 2023$9.8M
F• I•••••••• L•• · 1 vehicle · vintage 2023$209M
- F• I•••••••• L•• buyout or unlabelled · 2023$209M
B•• I•••••••• L•• · 1 vehicle · vintage 2022$97.2M
- B•• I•••••••• L•• buyout or unlabelled · 2022$97.2M
M•••••••• I••••••• I••• L•• · 1 vehicle · vintage 2021$23.1M
- M•••••••• I••••••• I••• L•• buyout or unlabelled · 2021$23.1M
C• I••••••• I•• L•• · 1 vehicle · vintage 2021$22.3M
- C• I••••••• I•• L•• buyout or unlabelled · 2021$22.3M
Co-investment vehicles · 1 vehicle · vintage 2021$7.2M
- I• C•••••••• L•• Co-investment vehicle · 2021$7.2M
11 smaller families are in the full list of vehicles.
View all 19 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O••••• G••••• F••• I•• L• ADV: Private Equity Fund | Growth fund | 2023 first reported on Form ADV | $339M as of Mar 31, 2026 | $0 | Unknown | |
| F• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $209M as of Mar 31, 2026 | no Form D | Active deployment | |
| O••••• G••••• F••• I• ••••••••• L• ADV: Private Equity Fund | Growth fund | 2023 first reported on Form ADV | $9.8M as of Mar 31, 2026 | no Form D | Unknown | |
| B•• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $97.2M as of Mar 31, 2026 | no Form D | Active deployment | |
| M•••••••• I••••••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $23.1M as of Mar 31, 2026 | no Form D | Active deployment | |
| C• I••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $22.3M as of Mar 31, 2026 | no Form D | Active deployment | |
| M•••••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $18.4M as of Mar 29, 2024 | no Form D | Unknown | |
| R• O••••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $8.0M as of Mar 31, 2026 | no Form D | Unknown | |
| C• I••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $7.4M as of Mar 31, 2026 | no Form D | Active deployment | |
| I• C•••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2021 first reported on Form ADV | $7.2M as of Mar 31, 2026 | no Form D | Mature | |
| C• I••••••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $3.4M as of Mar 31, 2026 | no Form D | Active deployment | |
| O••• I•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $267,032 as of Mar 29, 2024 | no Form D | Unknown | |
| O••••• G••••• F••• I••• L• ADV: Private Equity Fund | Growth fund | 2020 first reported on Form ADV | $319M as of Mar 31, 2026 | no Form D | Unknown | |
| O••••• G••••• F••• I•• ••••••••• • L• ADV: Private Equity Fund | Growth fund | 2020 first reported on Form ADV | $5.6M as of Mar 31, 2026 | no Form D | Unknown | |
| A•• I••••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $1.3M as of Mar 31, 2026 | no Form D | Harvest | |
| O••••• G••••• F••• I•• L• ADV: Private Equity Fund | Growth fund | 2017 Form D first sale | $198M as of Mar 31, 2026 | no Form D | Mature | |
| O••••• G••••• F••• I• L• ADV: Private Equity Fund | Growth fund | 2014 Form D first sale | $10.0M as of Mar 31, 2026 | no Form D | Harvest | |
| C•• I••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $112M as of Mar 31, 2026 | no Form D | Unknown | |
| A•• I••••••• I••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $8.6M as of Mar 31, 2026 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
8 current, 0 former
- Member · since Nov 1, 2019
- Member · since Feb 1, 2013
- Manager · since May 1, 2018
- Trustee · since Nov 1, 2012
- Trustee · since Nov 1, 2012
Full team · 8 peoplegrouped by role, with sources
Partner (3)
- E•••• M••••••• G•••••• · Member · since Nov 1, 2019 Form ADV
- J•••• M• D•••• · Member · since Feb 1, 2013 Form ADV
- T••••• S••••••••• S••••• · Manager · since May 1, 2018 Form ADV
Board or advisory (5)
- M•••••• a• N••••••• · Trustee · since Nov 1, 2012 Form ADV
- S••••• I• N••••••• · Trustee · since Nov 1, 2012 Form ADV
- S••••• O• N••••••• · Trustee · since Nov 1, 2012 Form ADV
- T••••• S• S•••••• · Trustee · since Jan 1, 2019 Form ADV
- V••••• F• G•••• · Trustee · since Dec 1, 2015 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 18 portfolio relationships and 0 transactions are on this record.
18 on record, newest first · 0 platforms · 0 add-ons
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | S••••• P••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C••• B••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | S•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C••• I••• M•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | O•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
All 18 dealsnewest first
| Date | Company | Deal | This firm’s role | Status | Partner | Source |
|---|---|---|---|---|---|---|
| date unknown | S••••• P••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C••• B••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | S•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | C••• I••• M•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | O•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | O•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | E••••• A••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | G•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | S••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A•••••• A•••• T••••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | A••••• L••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | D••• T•• D•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | I•••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | L••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | M•••••••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | L••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
| date unknown | R••••••••• M•••• | Portfolio relationship | Role unknown | active | unknown | Fact Firm website |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 25, 2014••• Locked
Across the graphs
O••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: deals, last 12 months.