DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / H•••••••• A•••• M••••••••• L•
H•••••••• A•••• M••••••••• L•
Buyout firmLower middle marketNew York, NYSEC registered investment adviser
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 7 of 8 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 7 of 8 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 18, 2016 to Mar 28, 2024
- RAUM
- $748Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $19.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $748Mevery private fund type, latest filing
- 2024 PE fund GAV
- $19.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 88%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $729M, Private Equity Fund $19.4M, latest counts Hedge Fund 1, Private Equity Fund 2, lifetime distinct Hedge Fund 1, Private Equity Fund 7
- Employees
- 13
- Headquarters
- New York, NY
- Office address
- 645 MADISON AVENUE, 17TH FLOOR, New York, NY, 10022
- Business phone
- 646-883-1105
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H•••••••• V••••••• V• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $15.0M as of Mar 28, 2024 | no Form D | Unknown | |
| H•••••••• V••••••• V• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $4.4M as of Mar 28, 2024 | no Form D | Unknown | |
| H•••••••• V••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $79.3M as of Mar 30, 2020 | no Form D | Wound down | |
| H•••••••• V••••••• I• ••••••• L• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $68.7M as of Mar 30, 2020 | no Form D | Wound down | |
| H•••••••• V••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $20.2M as of Apr 22, 2019 | no Form D | Wound down | |
| H•••••••• V••••••• I• L• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $50.8M as of Nov 13, 2018 | no Form D | Wound down | |
| H•••••••• V••••••• I• L• ADV: Private Equity Fund | Fund of funds | 2017 first reported on Form ADV | $17.9M as of Nov 13, 2018 | no Form D | Wound down |
Team
3 current, 1 former
Managing partner (1)
- D•••• J••••••• F••••• · Managing Member · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C•• K•••• C••• · Chief Financial Officer · since Sep 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••••••• S•••• S••••• · Chief Operating Officer, General Counsel & Chief Compliance Officer · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- J••••• D•••• R•••••• · Head Trader, Head Of Risk Management & Limited Partner · Feb 1, 2016 to Mar 30, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 18, 2016H•••••••• A•••• M••••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
H•••••••• A•••• M••••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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