DFX Intelligence
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R•••••••• A•••• M••••••••• P•••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Stamford, CTr•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $273M
- PE fund assets
- $52.4M
- PE funds
- 5
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors technologyGeography Mid-Atlantic
- Graphs 3
- RAUM $273M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 5 of 7 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.05bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 5 of 7 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2017 to Jun 28, 2024
- RAUM
- $273Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $52.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $65.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $52.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 86%
- Fund type mix
- filed 2024-06-28, latest gav Other Private Fund $12.7M, Private Equity Fund $52.4M, latest counts Other Private Fund 1, Private Equity Fund 5, lifetime distinct Other Private Fund 1, Private Equity Fund 6
- Employees
- 3
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- technology
- Geography
- Mid-Atlantic
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•••••••• A•••• M••••••••• P•••••• C••••• F•••• L• ADV: Other P•••••• Fund | Fund of funds | 2024 first reported on Form ADV | $12.7M as of Jun 28, 2024 | no Form D | Unknown | |
| R•••••••• A•••• M••••••••• O••••••••• F••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $19.1M as of Jun 28, 2024 | no Form D | Unknown | |
| R•••••••• A•••• M••••••••• R••• E••••• F•••• L• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $14.2M as of Jun 28, 2024 | no Form D | Unknown | |
| R•••••••• A••••• S•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.6M as of Jun 28, 2024 | no Form D | Unknown | |
| R•••••••• D•• S•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.4M as of Jun 28, 2024 | no Form D | Unknown | |
| R•••••••• B••••• S•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $0 as of Apr 10, 2023 | no Form D | Wound down | |
| R•••••••• A•••• M••••••••• O••••••••• F•••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $16.0M as of Jun 28, 2024 | no Form D | Mature |
Team
3 current, 0 former
Managing partner (2)
- J••• W• W•••••• · Executive Chairman · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• W• R••••••• · Managing Member & Chief Compliance Officer · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A•• T•••••• S••••• · Chief Operating Officer · since Feb 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 23, 2026R•••••••• A•••• M••••••••• P•••••••• L••: P•••••• Equity Funds on Form ADV 5 (2024 extract) -> 4 (roster 2026-09-01)
- Feb 13, 2017R•••••••• A•••• M••••••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
R•••••••• A•••• M••••••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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