DFX Intelligence
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A••••• I••••••••• P•••••••• L••
Fund of fundsClassification probableMiddle marketSEC registered investment adviser· Denver, CO
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $1.1B
- PE funds
- 8
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 8 Apr 2024, Filed a Form D on 8 Apr 2024, the first public sign that a vehicle is taking commitments.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 9 of 9 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Middle marketdefined by: proxy: $1.28bn Private Equity Fund GAV on the Form ADV filed 2024-09-18
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%)9 of 9 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $1.1B · 8 PE funds · filed Mar 2, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 9, 2012 to Mar 2, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 8 funds, $1.1B reported gross assets, 9 ever reported
- Employees
- 12
- Headquarters
- Denver, CO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- Infrastructure, real estate
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 9 vehicles on record
A••••• R••• A••••• S••• P••••••• I• L••• · 1 vehicle · vintage 2022$97.4M
- A••••• R••• A••••• S••• P••••••• I• L••• Fund of funds · 2022$97.4M
A••••• R••• A••••• V• L••• · 1 vehicle · vintage 2018$236M
- A••••• R••• A••••• V• L••• Fund of funds · 2018$236M
A••••• R••• A••••• S••• F•••• L••• · 1 vehicle · vintage 2018$162M
- A••••• R••• A••••• S••• F•••• L••• Fund of funds · 2018$162M
A••••• R••• A••••• I•• L••• · 1 vehicle · vintage 2016$282M
- A••••• R••• A••••• I•• L••• Fund of funds · 2016$282M
A••••• R••• A••••• I••• L••• · 2 vehicles · vintage 2013$262M
- A••••• R••• A••••• I••• L••• Fund of funds · 2013$153M
- A••••• R••• A••••• I•• S••••••• L••• Fund of funds · 2013$109M
Co-investment vehicles · 1 vehicle · vintage 2016$21.0M
- A••••• R••• A••••• C••••••••• I• L••• Fund of funds · 2016$21.0M
2 smaller families are in the full list of vehicles.
View all 9 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••• R••• A••••• S••• P••••••• I• L••• ADV: Private Equity Fund | Fund of funds | 2022 Form D first sale | $97.4M as of Mar 2, 2026 | $78.0M | Mature | |
| A••••• R••• A••••• V• L••• ADV: Private Equity Fund | Fund of funds | 2018 first reported on Form ADV | $236M as of Mar 2, 2026 | no Form D | Harvest | |
| A••••• R••• A••••• S••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2018 Form D first sale | $162M as of Mar 2, 2026 | no Form D | Unknown | |
| A••••• R••• A••••• I•• L••• ADV: Private Equity Fund | Fund of funds | 2016 Form D first sale | $282M as of Mar 2, 2026 | no Form D | Mature | |
| A••••• R••• A••••• C••••••••• I• L••• ADV: Private Equity Fund | Fund of funds | 2016 Form D first sale | $21.0M as of Mar 2, 2026 | no Form D | Harvest | |
| A••••• R••• A••••• I••• L••• ADV: Private Equity Fund | Fund of funds | 2013 Form D first sale | $153M as of Mar 2, 2026 | no Form D | Harvest | |
| A••••• R••• A••••• I•• S••••••• L••• ADV: Private Equity Fund | Fund of funds | 2013 Form D first sale | $109M as of Mar 2, 2026 | no Form D | Harvest | |
| A••••• R••• A••••• I•• L••• ADV: Private Equity Fund | Fund of funds | 2011 Form D first sale | $85.2M as of Mar 2, 2026 | no Form D | Harvest | |
| A••••• R••• A••••• I• L••• ADV: Private Equity Fund | Fund of funds | 2009 Form D first sale | $6.8M as of Sep 21, 2023 | no Form D | Wound down |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
4 current, 9 former
- Managing Director · since Jul 1, 2014
- Managing Director · since Jul 1, 2014
- Chief Operating Officer · since Jan 1, 2012
- Chief Compliance Officer & Chief Financial Officer · since Sep 1, 2015
Full team · 4 peoplegrouped by role, with sources
Partner (2)
- S••• A••••• G••••••• · Managing Director · since Jul 1, 2014 Form ADV
- T••• R•••••• S••••• · Managing Director · since Jul 1, 2014 Form ADV
Platform (2)
- D•••• R••• R•••••• · Chief Operating Officer · since Jan 1, 2012 Form ADV
- K•••••• L•••• F•••••• · Chief Compliance Officer & Chief Financial Officer · since Sep 1, 2015 Form ADV
9 former (kept with end dates)
- A••••• L•••• T••••• · Board Member · Jul 1, 2007 to Nov 26, 2014 Inference
- B•••• J•• W•••• · Board Member · Feb 1, 2013 to Nov 26, 2014 Inference
- J•••••• S••••• V•••••• · Board Member · Jul 1, 2007 to Nov 26, 2014 Inference
- J••• W••••••••• Z•••••••• · Board Member · May 1, 2010 to Mar 11, 2013 Inference
- M••••• S•••••• A••••••••• · Board Member · Jul 1, 2010 to Nov 26, 2014 Inference
- P••• R•••••• G•••••••• · Board Member · Jul 1, 2007 to Nov 26, 2014 Inference
- T•••••• J•••• C••••• · Board Member · Jul 1, 2007 to Nov 26, 2014 Inference
- J•• D•••• H••••••••• · Managing Director · Jan 1, 2020 to Sep 28, 2021 Inference
- R••• D•••• L•••••• · Member · Oct 1, 2008 to Nov 26, 2014 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- N••• D••••••••• L•• 2 shared · recurring · last Apr 7, 2023
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 9, 2012••• Locked
Across the graphs
A••••• I••••••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.