DFX Intelligence
Private Equity Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firms / A••• P••••••• U•• L••
A••• P••••••• U•• L••
Venture firm with private equity activity · probableLower middle marketNew York, NYa•••.u•.comSEC registered investment adviser
Classification
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R3: 10 sworn Venture Capital Funds against 3 Private Equity Funds over 2011-2024
- Size band
- Lower middle marketdefined by: proxy: $0.09bn Private Equity Fund GAV on the Form ADV filed 2024-11-26
Classification history (1)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-1)R3: 10 sworn Venture Capital Funds against 3 Private Equity Funds over 2011-2024
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Nov 26, 2024
- RAUM
- $89.6Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $89.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $89.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- $89.6Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 23%
- Fund type mix
- filed 2024-11-26, latest gav Private Equity Fund $89.6M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 3, Venture Capital Fund 10
- Employees
- 125
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• E••••• F••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $157M as of Jun 30, 2017 | no Form D | Wound down | |
| A••• U• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $89.6M as of Nov 26, 2024 | no Form D | Mature | |
| S•• E••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.0M as of Jun 30, 2014 | no Form D | Wound down |
Team
8 current, 3 former
Managing partner (1)
Partner (3)
- A••••• P••• S••••••• · Investment Committee Member · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•• M•••••••• · Partner/Investment Committee Member · since Feb 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• N••••• · Investment Committee Member · since Jan 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- B••••• P•••• · Global Head Of Finance/Cfo · since Apr 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• G•••• · Coo · since Jul 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• M••• B•••••• · Chief Compliance Officer · since Feb 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• B•••••• C•••••••• · General Counsel · since Apr 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- J••• F• M••••• · Ceo · Apr 1, 2005 to Feb 10, 2014 Inference
- R••••• J• M•••••• · Cfo/Cco · Nov 1, 2006 to Jun 30, 2014 Inference
- Z•••••• Z•••• · Cco (Interim) · Jun 1, 2014 to Jun 29, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
1 disclosed
- C••••••• P••••• E••••••••• R••••••••• A••••••••• in A••• U• V••• L••• $10.0M content.copera.org
Events
2 most recent
- Jun 29, 2026A••• P••••••• U•• L••: Private Equity Funds on Form ADV 1 (2024 extract) -> 3 (roster 2026-09-01)
- Feb 14, 2012A••• P••••••• U•• L•• first filed Form ADV in the extract (IA)
Across the graphs
A••• P••••••• U•• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Allocators.
Venture Capital1Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…