DFX Intelligence
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H•••••••• I••••••••• G••••• L••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Stamford, CT
Buyout firm, based in Stamford, CT.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $26.0M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- 0
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors industrials
- Latest Form D Jun 30, 2026
- Graphs 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- 6 of 6 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-03-03
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%)6 of 6 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- Exempt reporting adviser
- Form ADV filings
- Feb 14, 2012 to Mar 3, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $26.0Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $26.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $26.0Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 4 funds, $26.0M reported gross assets, 6 ever reported
- Employees
- unknown
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
2 observed deals
Stated by the firm
- Sectors
- Industrials
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- On record
- 2 companies, 2 transactions
- Period
- 2001 to 2006 (2 dated observations)
- Disclosed deal values
- 1 deal with a disclosed value, $95.1M
- Where
- Mi (1 of 2), sc (1 of 2)
- By year
- 2001: 1 other deal; 2006: 1 other deal
2 companies on the graph (2 transactions); observed 2001 to 2006
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A•••••• C•••••• C•••••••• V• L• | Co-investment vehicle | 2025 Form D first sale | unknown | no reporting | $12.0M | Fundraising |
| S•••• L•• | buyout or unlabelled | 2019 Form D first sale | unknown | no reporting | no Form D | Lifecycle unknown |
| C••• H••••••••• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $36,757 as of Mar 9, 2018 | no Form D | Wound down | |
| H•••••••• I••••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $24.3M as of Mar 3, 2024 | no Form D | Mature | |
| H•• S••••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.0M as of Mar 3, 2024 | no Form D | Harvest | |
| H•••••••• I••••••••• P••••••• •••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $675,013 as of Mar 3, 2024 | no Form D | Harvest | |
| H•• S••••••••• P••••••• I••• L••••• ADV: Private Equity Fund | Feeder or parallel | unknown | $9,420 as of Aug 9, 2013 | no Form D | Wound down | |
| H•••••••• I••••••••• P••••••• •••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3 as of Mar 3, 2024 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
1 current, 1 former
Managing partner (1)
- D••••• P•••• T••••••• · Managing Member And Chief Compliance Officer · since Sep 1, 1999 Form ADV
1 former (kept with end dates)
- S••••• J• L••• · Chief Compliance Officer, Chief Financial Officer · Nov 1, 2005 to Jul 21, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Oct 5, 2006 | Take-private | M•••••••• C••• | Sponsor (derived) | sec.gov |
| May 9, 2001 | Take-private | S•••••• I••••••••• I•• | Sponsor (derived) | sec.gov |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
H•••••••• I••••••••• G••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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