DFX Intelligence

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T••••••••• C•••••• P•••••••• L••

Private credit managerClassification probableUpper middle marketSEC registered investment adviser· Santa Monica, CAt•••••••••.com

Private credit manager, running GROWTH EQUITY, PRIVATE CREDIT, SPECIAL SITUATIONS, based in Santa Monica, CA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-13 · identity and classification; each section below carries its own date

Regulatory AUM: $3.2B
PE fund assets: $5.9B
PE funds: 29
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (4)Transactions

As of 2026-09-13 · identity and classification; each section below carries its own date

Why this matters

Also held on 3 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 3
0 lenders and 1 placement agents appear beside this firm on the record.
Placement agents 1
Reported $3.2B of regulatory assets at its last Form ADV filing.
2026-06-17
RAUM $3.2B

Classification

How this organization is classified, and on what basisPrivate credit manager · 1 in historyShow

Class: Private credit managerprobable, confidence 70%
Basis: R2: 17 of 32 private equity vehicles are named credit
Size band: Upper middle marketdefined by: proxy: $5.90bn Private Equity Fund GAV on the Form ADV filed 2024-12-23
Strategies: GROWTH EQUITY, PRIVATE CREDIT, SPECIAL SITUATIONS

Classification history (1)

Sep 13, 2026
Private credit manager (probable, 70%, cls-pe-1)
R2: 17 of 32 private equity vehicles are named credit

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 27, 2012 to Jun 17, 2026
RAUM: $3.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 29
PE fund GAV, latest filing: $5.9Breported gross assets (Form ADV), not fund size
All private fund GAV: $1.4Bevery private fund type, latest filing
2024 PE fund GAV: $5.9Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 82%
Fund type mix: filed 2024-12-23, latest gav Hedge Fund $1.1B, Private Equity Fund $5.9B, Securitized Asset Fund $192M, latest counts Hedge Fund 4, Private Equity Fund 32, Securitized Asset Fund 2, lifetime distinct Hedge Fund 5, Other Private Fund 1, Private Equity Fund 37, Securitized Asset Fund 2
Employees: 20
Headquarters: Santa Monica, CA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

41 on record, 3 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
T•• D••••• L•••••• F••••• V••••• •••••••• ADV: Hedge Fund	Credit fund	2019 first reported on Form ADV	$204M as of Dec 23, 2024	no Form D	Harvest
T••••••••• E••••••• Y•••• O•••••••• I• L•• ADV: P•••••• Equity Fund	Credit fund	2019 first reported on Form ADV	$183M as of Dec 23, 2024	no Form D	Active deployment
T•• E••••••• Y•••• F•••••• I• L•• ADV: P•••••• Equity Fund	Credit fund	2019 first reported on Form ADV	$183M as of Dec 23, 2024	no Form D	Active deployment
T••••••••• E••••• O••••••••• C••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$151M as of Dec 23, 2024	no Form D	Mature
T••••••••• O••••••••• P••••••• V• L• ADV: P•••••• Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$87.4M as of Dec 23, 2024	no Form D	Harvest
T•• D••••• L•••••• F••••• V••••• •••••••• ADV: P•••••• Equity Fund	Credit fund	2019 first reported on Form ADV	$58.4M as of Dec 23, 2024	no Form D	Harvest
S•• D•• I•••••••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$9.1M as of Dec 23, 2024	no Form D	Unknown
T•• D••••• L•••••• F••• V••••• •••••••• ADV: P•••••• Equity Fund	Credit fund	2018 first reported on Form ADV	$477M as of Dec 23, 2024	no Form D	Mature
T•• D••••• L•••••• F••• V••••• •••••••• ADV: Hedge Fund	Credit fund	2018 first reported on Form ADV	$351M as of Dec 23, 2024	no Form D	Harvest
T•• D••••• L•••••• F••• V•••••• L•• ADV: Hedge Fund	Credit fund	2018 first reported on Form ADV	$340M as of Dec 23, 2024	no Form D	Mature
T•• D••••• L•••••• F••• V•••••• L•• ADV: Hedge Fund	Credit fund	2018 first reported on Form ADV	$218M as of Dec 23, 2024	no Form D	Mature
T••••••••• O••••••••• F••• V• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$87.4M as of Dec 23, 2024	no Form D	Harvest
T•• D••••• L•••••• F••• V•••••• L•• ADV: P•••••• Equity Fund	Credit fund	2018 first reported on Form ADV	$0 as of Feb 17, 2021	no Form D	Wound down
T•• D••••• L•••••• F••• V•••• L•• ADV: P•••••• Equity Fund	Credit fund	2017 first reported on Form ADV	$399M as of Dec 23, 2024	no Form D	Mature
T•• D••••• L•••••• F••• V•••••• L•• ADV: P•••••• Equity Fund	Credit fund	2017 first reported on Form ADV	$394M as of Dec 23, 2024	no Form D	Mature
T•• D••••• L•••••• F••• V•••••• L•• ADV: P•••••• Equity Fund	Credit fund	2017 first reported on Form ADV	$165M as of Dec 23, 2024	no Form D	Harvest
T••••••••• S•••••• S••••••••• F••• I•••• L•• ADV: P•••••• Equity Fund	Special situations fund	2017 first reported on Form ADV	$89.4M as of Dec 23, 2024	no Form D	Mature
S•••••• V•••• O••••••••• F•••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$711M as of Dec 23, 2024	no Form D	Mature
T••••••••• E••••••• Y•••• F••• I• L•• ADV: P•••••• Equity Fund	Credit fund	2016 first reported on Form ADV	$183M as of Dec 23, 2024	no Form D	Unknown
T••••••••• E••••• O••••••••• F•••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$151M as of Dec 23, 2024	no Form D	Mature
T••••••••• S•••••• S••••••••• I•••• L••• ADV: P•••••• Equity Fund	Special situations fund	2016 first reported on Form ADV	$103M as of Dec 23, 2024	no Form D	Mature
T••••••••• S•••••• S••••••••• I•••• L••• ADV: P•••••• Equity Fund	Special situations fund	2016 first reported on Form ADV	$76.8M as of Dec 23, 2024	no Form D	Mature
T••••••••• S•••••• S••••••••• F••• I•••• L••• ADV: P•••••• Equity Fund	Special situations fund	2016 first reported on Form ADV	$36.1M as of Dec 23, 2024	no Form D	Mature
T••••••••• S••••• L••• F•••••• I••• L•• ADV: P•••••• Equity Fund	Credit fund	2016 first reported on Form ADV	$32.4M as of Dec 23, 2024	no Form D	Mature
T••••••••• S••••• L••• F••• V• L•• ADV: P•••••• Equity Fund	Credit fund	2015 first reported on Form ADV	$635M as of Dec 23, 2024	no Form D	Unknown
T••••••••• S•••••• S••••••••• F••• I•• L•• ADV: P•••••• Equity Fund	Special situations fund	2015 first reported on Form ADV	$421M as of Dec 23, 2024	no Form D	Mature
T••••••••• H•••••••• C••••••••• L• ADV: P•••••• Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$106M as of Dec 23, 2024	no Form D	Mature
T••••••••• W••••••• F•••• L•• ADV: Securitized Asset Fund	buyout or unlabelled	2015 first reported on Form ADV	$95.8M as of Dec 23, 2024	no Form D	Harvest
T••••••••• S••••• L••• F••• I••• L•• ADV: P•••••• Equity Fund	Credit fund	2015 first reported on Form ADV	$32.4M as of Dec 23, 2024	no Form D	Mature
T••••••••• S••••• L••• F••• I•••• L•• ADV: P•••••• Equity Fund	Credit fund	2015 first reported on Form ADV	$6.3M as of Dec 23, 2024	no Form D	Unknown
S•••••• V•••• E•••••••• F•••• L•• ADV: P•••••• Equity Fund	Growth fund	2015 first reported on Form ADV	$0 as of Dec 23, 2024	no Form D	Unknown
T••••••••• S••••• L••• F••• I•• L• ADV: P•••••• Equity Fund	Credit fund	2014 first reported on Form ADV	$1.0B as of Dec 23, 2024	no Form D	Mature
T••••••••• S••••• L••• F••• I•••• L• ADV: P•••••• Equity Fund	Credit fund	2014 first reported on Form ADV	$42.7M as of Dec 23, 2024	no Form D	Unknown
T••••••••• S••••• L••• S•• I••• L•• ADV: P•••••• Equity Fund	Credit fund	2014 first reported on Form ADV	$32.4M as of Dec 23, 2024	no Form D	Mature
T••••••••• S••••• L••• S•• I•••• L•• ADV: P•••••• Equity Fund	Credit fund	2014 first reported on Form ADV	$6.3M as of Dec 23, 2024	no Form D	Unknown
T••••••••• S••••• L••• S••• L•• ADV: Securitized Asset Fund	Credit fund	2013 first reported on Form ADV	$95.8M as of Dec 23, 2024	no Form D	Harvest
T•••••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$23.7M as of Mar 30, 2015	no Form D	Wound down
T••••••••• M••••••••• F••• S•• •••••••• L••• ADV: Other P•••••• Fund	Feeder or parallel	unknown	$3.8M as of Mar 28, 2013	no Form D	Wound down
S•••••• V•••• B••• F•••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$3.0M as of Aug 3, 2012	no Form D	Wound down
S•••••• V•••• O••••••••• F••••• F••• ADV: P•••••• Equity Fund	Feeder or parallel	unknown	$624,944 as of Dec 23, 2024	no Form D	Mature
S•••••• V•••• A••••••• R••••• F•••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$570,609 as of Mar 28, 2014	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
T••••••••• D•• O••••••••• F•••• L••	P•••••• Equity Fund	2014 to 2014	$29.3M filed Mar 28, 2014	adviserinfo.sec.gov
T••••••••• O••••••••• F••• V•• L••	P•••••• Equity Fund	2014 to 2026	$3.1M filed Jun 17, 2026	reports.adviserinfo.sec.gov
T••••••••• D•• O••••••••• F•••••• L•	P•••••• Equity Fund	2014 to 2026	$0 filed Jun 17, 2026	reports.adviserinfo.sec.gov

Team

4 current, 10 former

Partner (3)

J•••• E••••• K••••• · Managing D•••••or · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
P••••• M• T•••• · Managing D•••••or · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
R••••••• V•• · Managing D•••••or · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

C•••••• C•••• S•• P••• · Chief Compliance Officer · since Sep 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

10 former (kept with end dates)

D•••• A••••• H•••••••• · Managing Partner · Jan 1, 2011 to Jan 3, 2017 Inference
H••• S••••• W••••• · Managing Partner · Jan 1, 2005 to Mar 28, 2013 Inference
M•••••• E••••• T••••••••• · Managing Member · Jun 1, 1996 to Apr 19, 2016 Inference
M••• K•••• H••••••••• · O•••••••• Partner · Jan 1, 2015 to Nov 12, 2018 Inference
E•••••••• A•••• G•••••••• · Managing D•••••or · Aug 1, 2018 to Mar 29, 2023 Inference
H••••• M••••••• L•••••••• · Managing D•••••or · Aug 1, 2018 to May 17, 2024 Inference
L•• R••••• L•••••• · Managing D•••••or · Aug 1, 2018 to May 17, 2024 Inference
M•••••• E••• L•••••• · Managing D•••••or · Aug 1, 2018 to May 17, 2024 Inference
P••• L••••• D•••• · Managing D•••••or · Aug 1, 2018 to May 17, 2024 Inference
S•••••• S••••••••• T••••••••• · Member · Jun 1, 1996 to Apr 19, 2016 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

M•••••• P•••••• E••••• A••••••• U•• L•• 2 shared · recurring · last Jan 1, 2018

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Jun 17, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 27, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness94 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9444444444444444,"evidence":"10method: sum of component points, capped at 1.0
model score-pe-1
Research priority53 · ELEVATED: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.35,"evidence":"UPPER_MIDDLE_MARKET"},{"code":"Cmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness50 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.5,"evidence":["website","funds","team","parmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-23items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 9 days ago
Observations: 26
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

T••••••••• C•••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.

Independent Sponsors1RIA and Wealth1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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