DFX Intelligence
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K•••••••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Birmingham, ALk•••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $7.1M
- PE fund assets
- $7.1M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $7.1M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 7 distinct vehicles; hedge, securitized or liquidity vehicles 4
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 7 distinct vehicles; hedge, securitized or liquidity vehicles 4
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Feb 23, 2018
- RAUM
- $7.1Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $7.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 29%
- Fund type mix
- filed 2018-02-23, latest gav Private Equity Fund $7.1M, latest counts Private Equity Fund 2, lifetime distinct Hedge Fund 4, Real Estate Fund 1, Private Equity Fund 2
- Employees
- 3
- Headquarters
- Birmingham, AL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H••••• A•• S•••••• S••••• I• L•• ADV: Private Equity Fund | Fund of funds | unknown | $5.2M as of Feb 23, 2018 | no Form D | Harvest | |
| H••••• A•• S•••••• S••••• I•• L•• ADV: Private Equity Fund | Fund of funds | unknown | $1.9M as of Feb 23, 2018 | no Form D | Harvest |
Team
125 current, 2 former
Managing partner (1)
- C•••••• D•••• H••••• · Ceo & President & Member · since Oct 1, 1986 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (67)
- A•••• N••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• B••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• P••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•• L•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• B•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• H••••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• M• C••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••••• W••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• A•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••• B• B••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• B•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••••• H•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• R••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• D•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••• W•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• F••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••••• D•••••• · Partner, Wealth Advisor, Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• P••••••••• · Partner, Financial Planner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• B• F••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• M• F•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• M••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• H••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• M••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• A• G••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••••• L• C••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••••••• L• B•••••• · Partner, Wealth Advisor, Waverly Women Practice Leader · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• J••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• V•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• B• C••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• U•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• P• G••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••• V• K•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• W• C••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H•••• M•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••• T••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• A•••• · Partner, Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• B••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• L• M•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• P• H•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• R• O•••••• · Partner, Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• T• B•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• D• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• A•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• L•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• B••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• T• S•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N•• S••••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•• M••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• B••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• J•••••• L••••••• · Owner Of Registrant & Member · since Aug 1, 2001 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• K• H•••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• S•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• D•••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• C•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• M•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• B•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• M•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• D••••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• W•••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••••• B••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• M•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•• W•••••• · Partner, Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- R••• P• J•••••• · Associate Director of Portfolio Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (11)
- B•• H•••• · Associate Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••••• R••••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• B••••••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••• C••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••••• B••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• G•••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••• J••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H••••••• D•••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• S•••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• G••••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••••• M••••• · Associate Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (14)
- B•••• C••••• · Partner, Wealth and Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••• W••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••••• S••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••••• L• M••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• C•••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• L• L••••• · Regional Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• T••••• · Trust Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• W•••• L•••••••• · Chief Compliance Officer · since Sep 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• W••••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• M• W••• · Tax Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• M• Y••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• G•••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••••• A•••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• W•••••• · Tax Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (31)
- A••• D•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• M•••••• · Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••• G••••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• I••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• R••••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• M•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• E•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• G•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••• M••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• C••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• P••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• A• W••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• C• S•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• R••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• B•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• C• S•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• F••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• B•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• R• C••••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• K•••••• S•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• L• M•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• M•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• L••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• B•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• F••••• · Institutional and Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• L•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• C• C••••• · Retirement Plan Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• M••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• C•••••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••••• P••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• ••••• G•••• · Wealth Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- R••••• E••••• T•••••• · Owner Of Registrant & Member · Aug 1, 2001 to Apr 19, 2017 Inference
- H•••• R••• E••••• · Chief Operating Officer & Member · Jun 1, 2008 to Apr 19, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 29, 2012••• Locked
Across the graphs
K•••••••• L•• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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