DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••• C•••••• M••••••••• L••
Buyout firmClassification confirmedunsizedSEC registered investment adviser· Greenwood Village, COp•••••••••.com
Buyout firm, based in Greenwood Village, CO.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $165M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $165M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 12, 2012 to Mar 31, 2026
- RAUM
- $165Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav , latest counts , lifetime distinct Private Equity Fund 2
- Employees
- 5
- Headquarters
- Greenwood Village, CO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $1.3M as of Jan 3, 2022 | no Form D | Unknown | |
| P•• T•• L••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $1.3M as of Jan 3, 2022 | no Form D | Unknown |
Team
3 current, 8 former
Managing partner (2)
- B•••• D•••• L••••••• · Chief Executive Officer, Chief Investment Officer · since Jun 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• M••••• S••••••• · President · since Feb 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- B••••• D•••• · Chief Compliance Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- S•••• E•••• A•••••••• · Managing Member/Chief Compliance Officer/Owner · Jun 1, 2006 to Aug 24, 2012 Inference
- A••••• J••• S••••• · Chief Compliance Officer · Jun 1, 2016 to Oct 5, 2016 Inference
- G•••••• S••• E•••••• · Chief Operating Officer, Chief Compliance Officer · Apr 1, 2013 to Sep 22, 2021 Inference
- G•••••• S••• E•••••• · Chief Operations Officer · Apr 1, 2013 to Apr 4, 2013 Inference
- J••••••• T••••• P•••• · Chief Financial Officer · Feb 1, 2020 to Mar 31, 2021 Inference
- L••• B••• K•••• · Chief Compliance Officer · Mar 1, 2017 to Mar 23, 2018 Inference
- P•••• J••• D•••••••• · Chief Compliance Officer, Chief Information Security Officer · Sep 1, 2021 to Mar 31, 2023 Inference
- C•••• E••• P••••• · Director Of Research · Apr 1, 2016 to Mar 31, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 12, 2012••• Locked
Across the graphs
P••• C•••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…