DFX Intelligence

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W• R••• • C•• L••

Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Dallas, TXw•••••.com

••• Locked

As of 2026-09-16 · identity and classification; each section below carries its own date

Regulatory AUM: $225M
PE fund assets: $1.2B
PE funds: 3
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (5)Transactions

As of 2026-09-16 · identity and classification; each section below carries its own date

Why this matters

Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
0 lenders and 1 placement agents appear beside this firm on the record.
Placement agents 1
Reported $225M of regulatory assets at its last Form ADV filing.
2026-03-26
RAUM $225M

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 32 of 34 distinct vehicles are sworn Private Equity Funds; 12 reported gross assets on a filing in 2022 or later
Size band: Middle marketdefined by: proxy: $1.25bn Private Equity Fund GAV on the Form ADV filed 2024-11-26
Strategies: GROWTH EQUITY, INFRASTRUCTURE, PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 32 of 34 distinct vehicles are sworn P•••••• Equity Funds; 12 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Mar 26, 2026
RAUM: $225Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 3
PE fund GAV, latest filing: $1.2Breported gross assets (Form ADV), not fund size
All private fund GAV: $225Mevery private fund type, latest filing
2024 PE fund GAV: $1.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 94%
Fund type mix: filed 2024-11-26, latest gav Private Equity Fund $1.2B, latest counts Private Equity Fund 11, lifetime distinct Hedge Fund 2, Private Equity Fund 32
Employees: 17
Headquarters: Dallas, TX
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

32 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
W•• V• P••••••• E••• L••• ADV: P•••••• Equity Fund	Feeder or parallel	2017 first reported on Form ADV	$4.2M as of Jul 18, 2017	no reporting	no Form D	Unknown
W•• I• P••••••• E••• L••• ADV: P•••••• Equity Fund	Feeder or parallel	2017 first reported on Form ADV	$4.2M as of Jul 18, 2017	no reporting	no Form D	Unknown
W•• R••••••• F••• V•• L••• ADV: P•••••• Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$0 as of Mar 30, 2017		no Form D	Unknown
W•• R••••••• F••• V• ••••••• L••• ADV: P•••••• Equity Fund	Feeder or parallel	2016 first reported on Form ADV	$0 as of Feb 27, 2017		no Form D	Wound down
W•• N••••• C••••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$65.1M as of Nov 26, 2024		no Form D	Unknown
W•• C••••••• M•••••••• F•••• L••• ADV: P•••••• Equity Fund	Credit fund	2015 first reported on Form ADV	$51.8M as of May 10, 2023		no Form D	Wound down
W•• E••••••• I••••••••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2015 first reported on Form ADV	$19,380 as of Sep 20, 2018		no Form D	Wound down
T••••••••• R••••••• F••• L••• ADV: P•••••• Equity Fund	buyout or unlabelled	2014 first reported on Form ADV	$523M as of Nov 26, 2024		no Form D	Harvest
W•• I•• C••••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	2014 first reported on Form ADV	$15,532 as of Nov 26, 2024		no Form D	Unknown
W••••• F•••••••• C•••••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2014 first reported on Form ADV	$0 as of May 10, 2023		no Form D	Wound down
W•• W•••• L••• F•••• L••• ADV: P•••••• Equity Fund	Credit fund	2013 first reported on Form ADV	$4.9M as of Nov 26, 2024		no Form D	Harvest
E••• W•••• I• • L••• ADV: P•••••• Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$2.0M as of Jun 29, 2021		no Form D	Wound down
T•••• C•••••• F•••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$456M as of Feb 7, 2013		no Form D	Wound down
W•• R••••••• F••• I• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$378M as of Nov 26, 2024		no Form D	Harvest
T•••• P•••• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$255M as of Feb 7, 2013		no Form D	Wound down
I•• N•••• A•••••• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$164M as of Feb 7, 2013		no Form D	Wound down
W•• R••••••• F••• V• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$129M as of Nov 26, 2024		no Form D	Harvest
W•• S••••• C••••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	unknown	$101M as of Nov 26, 2024		no Form D	Harvest
W•• C•••• E••••• I••••••••• F•••• L••• ADV: P•••••• Equity Fund	Infrastructure fund	unknown	$51.4M as of Nov 20, 2020		no Form D	Wound down
W••••• C••••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	unknown	$39.6M as of Nov 26, 2024		no Form D	Harvest
I•• J•••• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$23.7M as of Feb 7, 2013		no Form D	Wound down
W•• A•• C••••••••• L• ADV: P•••••• Equity Fund	Co-investment vehicle	unknown	$20.7M as of Jul 29, 2014		no Form D	Wound down
I•• B••••• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$10.2M as of Feb 7, 2013		no Form D	Wound down
A••• R••••••• C••••••••• P•••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	unknown	$9.5M as of Sep 20, 2018		no Form D	Wound down
I•• E•••••••• F••• L••• ADV: P•••••• Equity Fund	Growth fund	unknown	$8.8M as of Feb 7, 2013		no Form D	Wound down
W•• R••••••• F••• I•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$2.7M as of Nov 26, 2024		no Form D	Mature
E••• W•••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$2.6M as of Jun 29, 2021		no Form D	Wound down
W•• A•• C••••••••• L••• ADV: P•••••• Equity Fund	Co-investment vehicle	unknown	$2.3M as of Mar 8, 2016		no Form D	Wound down
W•• R••••••• F••• I• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$1.7M as of Nov 26, 2024		no Form D	Mature
I•••• A•••• R••••••• F•••• L••• ADV: P•••••• Equity Fund	Fund of funds	unknown	$145,210 as of Nov 26, 2024		no Form D	Harvest
A••• R••••••• F•••• L••• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$0 as of Nov 20, 2020		no Form D	Wound down
W•• R••••••• F••• I• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$0 as of Feb 7, 2013		no Form D	Wound down

Team

5 current, 13 former

Partner (2)

B••• A••• Z•••••• · Senior Managing Director · since Sep 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
R•••••• S•••• D••••• · Senior Managing Director · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (3)

A•••••• M•••••• R•••• · Secretary · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••••• E••• L•••• · Chief Compliance Officer · since Sep 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
R•••••• L•• P•••••• · Chief Financial Officer · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

13 former (kept with end dates)

W••••• L•••• R••• · Chairman And Chief Strategy Officer · Mar 1, 2000 to Feb 27, 2017 Inference
G•••••• S••••••• · Senior Managing Director, Co-Head · May 1, 2014 to Mar 30, 2020 Inference
S•••••• J•••• T•• · Senior Managing Director, Co-Head · May 1, 2014 to Mar 31, 2021 Inference
J•••••• H••••• K•••• · Secretary · Oct 1, 2006 to Mar 29, 2018 Inference
L••• L•• G••• · Chief Compliance Officer · Jul 1, 2013 to Jun 19, 2015 Inference
M•••••• I•• M••••• · Chief Financial Officer · Jan 1, 2016 to Aug 16, 2018 Inference
M•••••• J••• G•••••• · Chief Financial Officer / Treasurer · Jul 1, 2002 to Mar 29, 2016 Inference
M•••••• J••• G•••••• · Chief Financial Officer/Treasurer · Jul 1, 2002 to Feb 7, 2013 Inference
N•••• W••• · Chief Compliance Officer · May 1, 2015 to Jul 22, 2016 Inference
N••••••• T•••••• · Chief Compliance Officer · Jun 1, 2016 to Sep 20, 2018 Inference
R••••• H• R••••• · Assistant Secretary · Mar 1, 2021 to Mar 28, 2022 Inference
S•••• a• T•••••• · Chief Compliance Officer · Mar 1, 2009 to Jul 27, 2013 Inference
S•••••• W•••••• S•••••• · Secretary & General Counsel · Mar 1, 2018 to Mar 31, 2021 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

I•••••• D••••••••• I••• 3 shared · strong · last Jan 1, 2016

LP commitments

2 disclosed

O••••• P••••• E•••••••• R••••••••• F••• in W•• R••••••• F••• I• $200M oregon.gov
O••••• P••••• E•••••••• R••••••••• F••• in W•• R••••••• F••• V• $100M oregon.gov

Events

2 most recent

Mar 26, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 30, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness96 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9611111111111111,"evidence":"7 method: sum of component points, capped at 1.0
model score-pe-1
Research priority57 · ELEVATED: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.3,"evidence":"MIDDLE_MARKET"},{"code":"COMPLETEmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: portfolio, transactions, stated criteria, lenders
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 7 days ago
Observations: 26
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

W• R••• • C•• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Allocators and Private Credit.

Independent Sponsors1RIA and Wealth1Allocators1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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