DFX Intelligence
Private Equity Intelligence
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Firms / B•••••••• I••••••••• I•••
B•••••••• I••••••••• I•••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 13 of 20 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-06-21
- Strategies
- SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 13 of 20 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jun 21, 2024
- RAUM
- $332Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $36.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $290Mevery private fund type, latest filing
- 2024 PE fund GAV
- $36.6Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 65%
- Fund type mix
- filed 2024-06-21, latest gav Other Private Fund $51.3M, Private Equity Fund $36.1M, Venture Capital Fund $203M, latest counts Other Private Fund 1, Private Equity Fund 2, Venture Capital Fund 4, lifetime distinct Other Private Fund 3, Private Equity Fund 13, Venture Capital Fund 4
- Employees
- 3
- Headquarters
- Birmingham, AL
- Office address
- 2830 CAHABA ROAD, SUITE 100, Birmingham, AL, 35223
- Business phone
- 205-263-2332
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
18 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••••••• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $27.9M as of Jun 21, 2024 | no Form D | Active deployment | |
| B•••••••• S•••••• S••••••••• F•••• L•• ADV: Private Equity Fund | Special situations fund | 2014 first reported on Form ADV | $8.2M as of Jun 21, 2024 | no Form D | Unknown | |
| C••• O•• V••••••• •••• B•• L•• ADV: Venture Capital Fund | buyout or unlabelled | 2013 first reported on Form ADV | $139M as of Jun 21, 2024 | no Form D | Unknown | |
| C••• O•• V•••••••• L•• ADV: Venture Capital Fund | buyout or unlabelled | 2013 first reported on Form ADV | $37.8M as of Jun 21, 2024 | no Form D | Mature | |
| B•••••••• V•••• I••••••••• F•••• L•• ADV: Other Private Fund | SPV | unknown | $51.3M as of Jun 21, 2024 | no Form D | Unknown | |
| C•• B••••••••• F••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $254,781 as of Feb 22, 2024 | no Form D | Wound down | |
| C•• B••••••••• F••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $237,509 as of Feb 22, 2024 | no Form D | Wound down | |
| C••••• P••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $38,459 as of Feb 22, 2024 | no Form D | Wound down | |
| C•••••• S••••••••• A••••••• F••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 3, 2014 | no Form D | Wound down | |
| B•••••••• T••••• I••••••••• F••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 23, 2016 | no Form D | Wound down | |
| B•••••••• A•• I••••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 14, 2017 | no Form D | Wound down | |
| B•••••••• P••• A•••• F••• I• L•• ADV: Other Private Fund | SPV | unknown | $0 as of Dec 3, 2018 | no Form D | Wound down | |
| B•••••••• Z••••••• I••••••••• F••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 24, 2013 | no Form D | Wound down | |
| B•••••••• Z••••••• I••••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Jan 11, 2013 | no Form D | Wound down | |
| B•••••••• T••••• I••••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 23, 2016 | no Form D | Wound down | |
| C•••••• S••••••••• A••••••• F••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 3, 2014 | no Form D | Wound down | |
| B•••••••• C••••••• I••••••••• F•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Dec 3, 2018 | no Form D | Wound down | |
| B•••••••• P••• A•••• F••• I•• L•• ADV: Other Private Fund | SPV | unknown | $0 as of Dec 3, 2018 | no Form D | Wound down |
Team
3 current, 5 former
Partner (2)
- J•••• E••••• A••••• L••••• · Managing Director · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• R••••• T•••••• · Owner · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- S•••• E•••••••• C••• · Chief Financial Officer · since Jun 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- H••••• N••••• G••••• · Owner · Jan 1, 2009 to Sep 24, 2013 Inference
- M•••••• K••• · Managing Director · Feb 1, 2007 to Feb 22, 2024 Inference
- A••••• H• M••••• · Chief Financial Officer · Sep 1, 2010 to Aug 5, 2015 Inference
- D•••• G••• G•••• · Compliance Officer · Jan 1, 2013 to May 7, 2013 Inference
- L•••• P•••• K•••••• · Chief Compliance Officer · Jan 1, 2013 to Mar 23, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
9 relationships
Placement agents (9)
- B•••••••• G••••• L•• 6 shared · very strong · last Jan 1, 2015
- D•• J•••• E• C•••••••• J•• 2 shared · recurring · last Jan 1, 2013
- R••••• a• C••••••• 2 shared · recurring · last Jan 1, 2013
- E••• G••••• D••••• S•••••••• 2 shared · recurring · last Jan 1, 2015
- T••••• P• B•••• 2 shared · recurring · last Jan 1, 2014
- D•• J••••• H••••• H•••••• J•• 2 shared · recurring · last Jan 1, 2014
- T• C••••• W••••• J•• 1 shared · one time · last Jan 1, 2013
- D•• J••••• H••••• H•••••• J•• 1 shared · one time · last Jan 1, 2013
- G••••••••• C•••••• M••••••• L•• 1 shared · one time · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012B•••••••• I••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
B•••••••• I••••••••• I••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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