DFX Intelligence
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S••••• O•• S••••••• P•••••••••
Buyout firmClassification probableMiddle marketSEC registered investment adviser· Evanston, ILs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.3B
- PE fund assets
- $1.3B
- PE funds
- 7
- Investments held
- 0 of 36
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $10.0M to $50.0MEBITDA $4.0M to $25.0MRevenue $15.0M to $150MSectors healthcare,consumer
- Graphs 2
- Placement agents 2
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $1.30bn Private Equity Fund GAV on the Form ADV filed 2024-06-13
Classification history (3)
- Sep 16, 2026
- Sep 16, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 10, 2012 to Jun 13, 2024
- RAUM
- $1.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $1.3Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.3Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.3Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-13, latest gav Private Equity Fund $1.3B, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 8
- Employees
- 22
- Headquarters
- Evanston, IL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
36 observed deals
Stated by the firm
- Sectors
- healthcare, consumer
- Geography
- not stated or not yet read
- Revenue
- $15.0M to $150M
- EBITDA
- $4.0M to $25.0M
- Enterprise value
- not stated or not yet read
- Equity check
- $10.0M to $50.0M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 36
- period
- to unknown, from unknown, undated holdings 36, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 36
- companies
- 36
- geography
- investments
- 36
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 9
- disclosed value usd
- n 0
- sector distribution
- count 3, share 0.083, value healthcare services, examples Integrated Oncology Network, Multidisciplinary Pain Management Platform, Pediatric Dental Practice Management Company, count 3, share 0.083, value consumer services, examples VASA Fitness, Beary Landscaping, Drive Automotive Services, count 1, share 0.028, value industrial services, examples Vecta Environmental Services, count 1, share 0.028, value agriculture, examples Legacy Farms, count 1, share 0.028, value business services, examples CCS Facility Services
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.056, value outpatient specialty clinics, examples Integrated Oncology Network, Multidisciplinary Pain Management Platform, count 1, share 0.028, value remediation environmental, examples Vecta Environmental Services, count 1, share 0.028, value fitness recreation, examples VASA Fitness, count 1, share 0.028, value dental, examples Pediatric Dental Practice Management Company, count 1, share 0.028, value landscaping, examples Beary Landscaping, count 1, share 0.028, value agriculture, examples Legacy Farms, count 1, share 0.028, value automotive repair, examples Drive Automotive Services, count 1, share 0.028, value facilities support, examples CCS Facility Services
36 companies on the graph (0 transactions); most in healthcare services (3); no dated observations
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• O•• V••••••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $105M as of Jun 13, 2024 | no Form D | Unknown | |
| S••••• O•• C•• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $59.8M as of Jun 13, 2024 | no Form D | Early deployment | |
| S••••• O•• S••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $401M as of Jun 13, 2024 | no Form D | Mature | |
| S••••• O•• S••••••• P••••••• I•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $136M as of Jun 13, 2024 | no Form D | Mature | |
| S••••• O•• S••••••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $275M as of Jun 13, 2024 | no Form D | Unknown | |
| S••••• O•• S••••••• P••••••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2016 first reported on Form ADV | $155M as of Jun 13, 2024 | no Form D | Unknown | |
| S••••• O•• S••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $170M as of Jun 13, 2024 | no Form D | Harvest | |
| S••••• O•• S••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.6M as of Nov 30, 2023 | no Form D | Wound down |
Team
20 current, 2 former
Managing partner (5)
- D••••• M•••••• G••• · Managing Partner · since Nov 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• M•••••• G••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• M•••••• B••• · Managing Partner · since Nov 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• M•••••• B••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••• D• G•••••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (2)
- D••••• B• W•••••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••••• L•••• G••••• · PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- B•••• P• B••••••• · PRINCIPAL · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- J•••• T• M••••••• · SENIOR ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• J• D•••••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (3)
- G•••••• T• C•••••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• H• P••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• N• C••••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- M•••• W••••••• M••••• · HEAD OF BUSINESS DEVELOPMENT AND OPERATIONS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- J••• W• M••• · CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• S• E•••••• · Chief Financial Officer, Chief Compliance Officer · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•• H• K••••• · CONTROLLER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••• S••••• · EXECUTIVE ASSISTANT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••••• A• C•••••• · EXECUTIVE ASSISTANT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- M•••••• S••••• · SENIOR ACCOUNTANT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- J•••••• M•••••• M••• · Chief Compliance Officer And Chief Financial Officer And Chief Operating Officer · Nov 1, 2005 to Apr 26, 2017 Inference
- K•••• E•••••••• P•••• · Chief Compliance Officer And Cfo · Apr 1, 2017 to Jul 14, 2022 Inference
Portfolio
36 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- F•••• C•••••• S••••••••• L•• 5 shared · very strong · last Jan 1, 2020
- J•••••••• L•• 1 shared · one time · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
4 most recent
- Jun 3, 2026S••••• O•• S••••••• P•••••••••: Private Equity Funds on Form ADV 7 (2024 extract) -> 8 (roster 2026-09-01)
- Feb 24, 2026S••••• Oak Completes the Sale of L••••• F••••
- Feb 12, 2026S••••• Oak Completes the Sale of K••••••• P•••••••
- Feb 10, 2012S••••• O•• S••••••• P••••••••• first filed Form ADV in the extract (IA)
Across the graphs
S••••• O•• S••••••• P••••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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