DFX Intelligence

Private Equity Intelligence

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Firms / A••••••••• L•••

A••••••••• L•••

Venture firm with private equity activity · probableLower middle marketNew York, NYwebsiteSEC registered investment adviser

Classification

Class: Venture firm with private equity activityprobable, confidence 70%
Basis: R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
Size band: Lower middle marketdefined by: proxy: $0.48bn Private Equity Fund GAV on the Form ADV filed 2024-11-27
Strategies: PRIVATE CREDIT, REAL ESTATE PE

Classification history (2)

Sep 13, 2026
Venture firm with private equity activity (probable, 70%, cls-pe-2)
R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
Sep 13, 2026
Hybrid manager (probable, 65%, cls-pe-1)
R4: P•••••• Equity Funds are 9 of 121 distinct vehicles; hedge, securitized or liquidity vehicles 59

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Dec 1, 2011 to Nov 27, 2024
RAUM: $651Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 6
PE fund GAV, latest filing: $480Mreported gross assets (Form ADV), not fund size
All private fund GAV: $10.0Bevery private fund type, latest filing
2024 PE fund GAV: $480Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 7%
Fund type mix: filed 2024-11-27, latest gav Hedge Fund $4.8B, Real Estate Fund $1.3B, Other Private Fund $3.3B, Private Equity Fund $480M, latest counts Hedge Fund 22, Real Estate Fund 11, Other Private Fund 17, Private Equity Fund 6, lifetime distinct Hedge Fund 59, Real Estate Fund 14, Other Private Fund 39, Private Equity Fund 9
Employees: 4,565
Headquarters: Nashville, TN
Office address: 501 COMMERCE STREET, Nashville, TN, 37203
Business phone: 615-622-0000

Stated criteria beside observed behaviour

6 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles: unknown 6
period: to unknown, from unknown, undated holdings 6, dated observations 0
window: last unknown, first unknown
control: unknown 6
companies: 6
geography
investments: 6
seller kinds
transactions: 0
cadence by year
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 0
disclosed value usd: n 0
sector distribution
holding period years: n 0
repeat counterparties
subsector distribution

6 companies on the graph (0 transactions); no dated observations

Funds

18 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
B•••••••• I••••• A••••••••• I• ••••••••• F••• L••• ADV: Hedge Fund	Fund of funds	2024 first reported on Form ADV	$17.5M as of Nov 27, 2024	no Form D	Unknown
A••••• P••••••• I• ••••••••• L••• ADV: P•••••• Equity Fund	buyout or unlabelled	2023 first reported on Form ADV	$16.3M as of Nov 27, 2024	no Form D	Unknown
A••••• P••••••• I• •••••••• L••• ADV: P•••••• Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$774,755 as of Nov 27, 2024	no Form D	Unknown
E• E••••••• C••••••••• R••• E••••• D••• I• S••••••••• ADV: P•••••• Equity Fund	Credit fund	2023 first reported on Form ADV	$0 as of Nov 27, 2024	no Form D	Unknown
A• R••• E••••• E••••• P••• •••••••• F••• L••• ADV: P•••••• Equity Fund	Real estate fund	2022 first reported on Form ADV	$293M as of Nov 27, 2024	no Form D	Early deployment
A••••• P••••••• I• ••••••••• L••• ADV: P•••••• Equity Fund	buyout or unlabelled	2022 first reported on Form ADV	$158M as of Nov 27, 2024	no Form D	Early deployment
A• C••••••••• R••• E••••• D••• F••••• F••• I•• S•••••••• S•••••• ADV: R••• E••••• Fund	Credit fund	2022 first reported on Form ADV	$130M as of Mar 28, 2024	no Form D	Early deployment
A••••• P••••••• I• •••••••• L••• ADV: P•••••• Equity Fund	Feeder or parallel	2022 first reported on Form ADV	$11.5M as of Nov 27, 2024	no Form D	Early deployment
B•••••••• I••••• A••••••••• 2••• ••••••••• F••• L••• ADV: Hedge Fund	Fund of funds	2022 year in the fund name	$4.5M as of Nov 27, 2024	no Form D	Early deployment
A••••••••• D••••••• B••••••• T•••• • A• G••••• C••• E••••• S••••• ADV: Other P•••••• Fund	buyout or unlabelled	2021 first reported on Form ADV	$447M as of Nov 27, 2024	no Form D	Unknown
A• U••• R••• E••••• •••• F••• I••• L••• ADV: R••• E••••• Fund	Real estate fund	2021 first reported on Form ADV	$256M as of Nov 27, 2024	no Form D	Active deployment
A• U••• R••• E••••• ••••••••• F••• I••• L••• ADV: R••• E••••• Fund	Real estate fund	2021 first reported on Form ADV	$39.0M as of Nov 27, 2024	no Form D	Active deployment
A• U••• R••• E••••• ••••••••• F••• I••• L••• ADV: R••• E••••• Fund	Real estate fund	2021 Form D first sale	$2.8M as of Nov 27, 2024	$50.0M	Active deployment
A• C••••••••• R••• E••••• D••• F••• I••• S•••••••• S•••••• ADV: R••• E••••• Fund	Credit fund	2018 first reported on Form ADV	$617M as of Nov 27, 2024	no Form D	Harvest
A• C••••••••• R••• E••••• D••• F•••• S•••••••• S••••• ADV: R••• E••••• Fund	Credit fund	2016 first reported on Form ADV	$86.4M as of Nov 27, 2024	no Form D	Harvest
A••••••••• E••••••• O••••••••• S••••• ADV: Other P•••••• Fund	SPV	2014 first reported on Form ADV	$431M as of Nov 27, 2024	no Form D	Mature
A• V•••••• F••• I• L• ADV: P•••••• Equity Fund	SPV	unknown	$0 as of Jan 19, 2022	no Form D	Wound down
A••••••••• S•••••••• O••••••••• F••• L• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$0 as of Feb 25, 2015	no Form D	Wound down

Team

14 current, 39 former

Managing partner (1)

S••• P•••• B•••••••• · Chief Executive Officer · since May 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Principal (9)

B•••• M• H••••• · Director Of Abc · since May 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
C•••••• G••••• T••••••• S•••••••• · Director Of Abc · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
D••••• G• K••• · Director Of Abc · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
D•• N••••••••• · Director Of Abc · since Nov 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J•••••• •••• H••• · Director Of Abc · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••• L••••••••• · Chairman And Director Of Abc · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M••• P•••••• · Director Of Ab · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
N••• L••• · Director Of Abc · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
T••• W••••••• · Director Of Abc · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (4)

J••••••••• M•••• · Chief Financial Officer · since Mar 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
K••• K• S•••••• · Chief Operating Officer · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
K••• C••••••••• D•••••• · Global Chief Compliance Officer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M••• R•••••• M••••• · General Counsel & Corporate Secretary · since May 1, 1984 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

39 former (kept with end dates)

P•••• S••••• K•••• · Chairman And Ceo · Dec 1, 2008 to May 2, 2017 Inference
R••••• P• v•• B••••• · Ceo Of Sanford C. B•••••••• & Co., Llc · Jan 1, 2012 to Mar 29, 2019 Inference
A•• D••••• · Chief Financial Officer · Mar 1, 2020 to Mar 31, 2022 Inference
C•••••••• C••••• B•••• · Chief Operating Officer/Chief Financial Officer · Jun 1, 2019 to Jul 7, 2023 Inference
D•••• A••••• S•••• · Chief Operating Officer · Nov 1, 2003 to Mar 30, 2012 Inference
D•••• M•••••• L••••• · Corporate Secretary · May 1, 2016 to Aug 23, 2023 Inference
E••••• J••••• F•••••• · Acting Chief Financial Officer · Jan 1, 2011 to Apr 1, 2013 Inference
J•••• A••••• G••••••• · Chief Operating Officer · Jan 1, 2012 to Mar 31, 2021 Inference
J••• C•••••• W••••••••• · Chief Financial Officer · May 1, 2012 to Mar 31, 2021 Inference
L••••••• E••••• C••••• · Chief Legal Officer · Jul 1, 2004 to Mar 31, 2022 Inference
L••• A••• M••••• · Chief Talent Officer -- Talent Development & Human Capital · Jan 1, 2009 to Mar 30, 2016 Inference
W•••••• R••••• S•••••• · Interim Chief Financial Officer · Jun 1, 2023 to Mar 28, 2024 Inference
W•••••• R••••• S•••••• · Chief Financial Officer · Mar 1, 2022 to Jul 27, 2022 Inference
A••• W••••• S•••• · Director Of Abc · Jul 1, 2005 to Jan 13, 2014 Inference
A••••• B•••• M•••••••• · Director Of Abc · Apr 1, 2017 to Apr 1, 2019 Inference
A••••• J••• M•••••• · Director Of Abc · Apr 1, 2012 to Oct 11, 2013 Inference
B•••••• A••• F••••••••• · Director Of Abc · Apr 1, 2017 to Jul 1, 2019 Inference
B•••••• L•• S•••• · Director Of Abc · Sep 1, 2020 to Mar 31, 2022 Inference
C•••••••• T•••••• · Director Of Abc · Feb 1, 2014 to Sep 14, 2017 Inference
C••••••••• M••• C•••••• · Director Of Abc · May 1, 2001 to May 2, 2017 Inference
D•••••• S•••• H•••••••• · Director Of Abc · May 1, 2007 to May 2, 2017 Inference
D•••• D•••••• · Director Of Abc · Feb 1, 1996 to Apr 1, 2019 Inference
D•••••••• C••••••••• · Director Of Abc · Jul 1, 2004 to Oct 11, 2013 Inference
H•••• S•• M••••• · Director Of Abc · Feb 1, 2015 to May 2, 2017 Inference
H•••• d• l• C•••• d• C••••••• · Director Of Abc · Oct 1, 1993 to Jul 27, 2015 Inference
J••••• A•••••• W•••••••• · Director Of Abc · Jul 1, 2013 to May 2, 2017 Inference
K•••• M••••• · Director Of Abc · Jan 1, 2011 to Oct 11, 2013 Inference
K••••• A•• M•••• · Director Of Abc · Jun 1, 2019 to Aug 23, 2023 Inference
L•••• A•• S•••••• · Director Of Abc · Jul 1, 2002 to May 2, 2017 Inference
N•••• L••••• D••••••• · Director Of Abc · Jan 1, 2020 to Mar 28, 2024 Inference
P••• L•••• A•••• · Director Of Abc · Nov 1, 2017 to Oct 7, 2021 Inference
P•••• J••••• T•••• · Director Of Abc · May 1, 2000 to Mar 31, 2014 Inference
R•••• D••••••••• · Chairman And Director Of Abc · Apr 1, 2019 to Nov 8, 2021 Inference
R•••••• D••••••• · Director Of Abc · May 1, 2007 to Apr 1, 2013 Inference
R••••• Z••••••• · Chairman And Director Of Abc · Apr 1, 2017 to Apr 1, 2019 Inference
S•••• A••• S••••• · Director Of Abc · Jul 1, 2013 to May 2, 2017 Inference
S•••••• B• L•••••••• · Director Of Abc · Nov 1, 2017 to Jul 1, 2019 Inference
S••••• J•••• E•••••• · Director Of Abc · Jan 1, 2011 to May 2, 2017 Inference
W••••• M••••••• H•••• · Director Of Abc · Jul 1, 2005 to May 2, 2017 Inference

Portfolio

6 relationships, 0 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
A•••••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
C••••• R••••••••• S••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
F•••• a•• S•••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
M•••••••• C••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
P••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
p•••••• p•••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Jul 7, 2026
A••••••••• L•••: P•••••• Equity Funds on Form ADV 6 (2024 extract) -> 13 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Dec 1, 2011
A••••••••• L••• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness96 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9555555555555556,"evidence":"8 method: sum of component points, capped at 1.0
model score-pe-1
Research priority38 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite20 · LOW: as of: 2026-09-21items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness50 · ELEVATED: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.5,"evidence":["website","funds","team","parmethod: sum of component points, capped at 1.0
missing: description, transactions, stated criteria, lenders, intermediaries, lps
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)
Venture Capital Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 8 days ago
Observations: 23
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

A••••••••• L••• is the same institution as 5 records in Venture Capital, Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.

Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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