DFX Intelligence
Private Equity Intelligence
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Firms / P•••••••• C•••••• L•
P•••••••• C•••••• L•
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 13 of 18 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $2.89bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 13 of 18 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 1, 2017 to Mar 28, 2024
- RAUM
- $5.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 12
- PE fund GAV, latest filing
- $2.9Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.9Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 72%
- Fund type mix
- filed 2024-03-28, latest gav Hedge Fund $1.9B, Private Equity Fund $2.9B, latest counts Hedge Fund 3, Private Equity Fund 12, lifetime distinct Hedge Fund 5, Private Equity Fund 13
- Employees
- 32
- Headquarters
- San Francisco, CA
- Office address
- SEE SCHEDULE D., San Francisco, CA, 94105
- Business phone
- 415-613-5108
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
13 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••••• V••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $0 as of Mar 28, 2024 | no Form D | Unknown | |
| P•••••••• V••••••• I• ••••••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $0 as of Mar 28, 2024 | no Form D | Unknown | |
| P•••••••• O••••••••• F••• I• L•• • S••••• C••• I• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $13.0M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••••• V••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $433M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••••• V••••••• I•• ••••••••• L• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $233M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••••• O••••••••• F••• I• L•• • S••••• C••• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $40.2M as of Mar 28, 2024 | no Form D | Early deployment | |
| P•••••••• V••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $881M as of Mar 28, 2024 | no Form D | Active deployment | |
| P•••••••• V••••••• I• ••••••••• L• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $380M as of Mar 28, 2024 | no Form D | Active deployment | |
| C••• E•••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $37.5M as of Mar 28, 2024 | no Form D | Active deployment | |
| P••••••• E•••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $27.3M as of Mar 28, 2024 | no Form D | Active deployment | |
| P•••••••• O••••••••• F••• I• • S••••• C• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $64.6M as of Jun 21, 2021 | no Form D | Wound down | |
| D•••••• E•••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $55.2M as of Mar 28, 2024 | no Form D | Active deployment | |
| P•••••••• V••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $793M as of Mar 28, 2024 | no Form D | Unknown |
Team
5 current, 1 former
Managing partner (1)
- O••• C••••••••• · Managing Member · since Oct 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- R••• J••• Z••••• · Limited Partner · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- M••• P••••• · Chief Operating Officer · since Mar 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••••••• R••• N••••• · Chief Financial Officer · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• G• S••••• · Chief Compliance Officer, Chief Legal Officer. · since Jul 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- J••••• D•••••••• E•••• · President · Oct 1, 2017 to Mar 31, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••••• G•••• L•• 6 shared · very strong · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jun 1, 2017P•••••••• C•••••• L• first filed Form ADV in the extract (ERA)
Across the graphs
P•••••••• C•••••• L• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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