DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••••••• M••••••••• C••• I•••
C••••••••• M••••••••• C••• I•••
Fund of funds · probableLower middle marketSt Paul, MNSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 8 of 8 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.56bn Private Equity Fund GAV on the Form ADV filed 2024-06-27
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 8 of 8 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jun 27, 2024
- RAUM
- $3.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $559Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $783Mevery private fund type, latest filing
- 2024 PE fund GAV
- $559Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 80%
- Fund type mix
- filed 2024-06-27, latest gav Hedge Fund $224M, Private Equity Fund $559M, latest counts Hedge Fund 2, Private Equity Fund 6, lifetime distinct Hedge Fund 2, Private Equity Fund 8
- Employees
- 1
- Headquarters
- St Paul, MN
- Office address
- 30 EAST 7TH STREET, SUITE 2000, St Paul, MN, 55101
- Business phone
- 651-228-0935
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
8 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••••• P•••••• O••••••••• F••• V•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $113M as of Jun 27, 2024 | no Form D | Unknown | |
| C••••••••• P•••••• O••••••••• F••• V••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $88.1M as of Jun 27, 2024 | no Form D | Unknown | |
| C••••••••• P•••••• O••••••••• F••• V•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $132M as of Jun 27, 2024 | no Form D | Mature | |
| C••••••••• P•••••• O••••••••• F••• V• L••• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $156M as of Jun 27, 2024 | no Form D | Mature | |
| C••••••••• P•••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $55.7M as of Mar 24, 2017 | no Form D | Wound down | |
| C••••••••• P•••••• O••••••••• F••• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $50.1M as of Jun 27, 2024 | no Form D | Harvest | |
| C••••••••• P•••••• O••••••••• F••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $19.7M as of Jun 27, 2024 | no Form D | Harvest | |
| C••••••••• P•••••• O••••••••• F•••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $10.3M as of Mar 24, 2017 | no Form D | Wound down |
Team
12 current, 9 former
Managing partner (1)
- W•••••• L•••••• D••••••• · Chairman, President, Treasurer And Director · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (9)
- C•••••••• W••••••••• M••••• · Director · since Jun 1, 1999 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• L••••• T•••••• · Director · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••••••• D••••••• H••••• · Director · since Mar 1, 1995 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- F•••• W••••••••• P••••••• · Director · since Dec 1, 1992 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• M••••••••• D•••• · Director, Non-Voting · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••• S••••• · Director · since Dec 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• W• M•••••••• · Director · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• B•••••• C••• · Director · since Mar 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V••••• W••••••••• D•• · Director · since Sep 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- C•••••••• B••••• C••••••••• · Director, Vice President And Secretary · since Mar 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J•••• K•••• M••••••• · Chief Compliance Officer · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- J••••••• D•••• L•••••• · Chief Compliance Officer · Sep 1, 2009 to Dec 20, 2013 Inference
- K•••• P••••••• R•• · Chief Compliance Officer · Feb 1, 2020 to Mar 25, 2021 Inference
- L••••• L•••• K••• · Chief Compliance Officer · Dec 1, 2013 to Mar 28, 2014 Inference
- S•••••• G••••• S•••• · Chief Compliance Officer · Mar 1, 2014 to Feb 28, 2020 Inference
- D••••• C••••••• T•••••• · Director · Dec 1, 1992 to Dec 19, 2022 Inference
- G•••••• W••••••••• P••••••• · Director, Non-Voting · Dec 1, 2018 to Mar 25, 2021 Inference
- P••••• W••••••••• P••••• · Director · Feb 1, 1987 to Dec 14, 2018 Inference
- W••••• J••• D••••••• · Director · Feb 1, 1987 to Mar 28, 2013 Inference
- W•••••• T••••• W••••••••• · Vice President, Secretary, Director · Feb 1, 1987 to Mar 20, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- F•••••••• C••••••••• I•• 8 shared · very strong · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012C••••••••• M••••••••• C••• I••• first filed Form ADV in the extract (IA)
Across the graphs
C••••••••• M••••••••• C••• I••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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