DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
I••• A••••••• L•
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Santa Monica, CA
Buyout firm, based in Santa Monica, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $192M
- PE fund assets
- $192M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $192M
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.19bn Private Equity Fund GAV on the Form ADV filed 2024-05-14
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%)1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)RAUM $192M · 1 PE funds · filed May 14, 2024ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Sep 23, 2022 to May 14, 2024
- RAUM
- $192Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $192Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $192Mevery private fund type, latest filing
- 2024 PE fund GAV
- $192Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 1 fund, $192M reported gross assets
- Employees
- 46
- Headquarters
- Santa Monica, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
1 family, 1 vehicles on record
I••• F•••• L••• · 1 vehicle · vintage 2023$192M
- I••• F•••• L••• buyout or unlabelled · 2023$192M
View all 1 vehiclenewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| I••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 Form D first sale | $192M as of May 14, 2024 | $104M | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
6 current, 0 former
- Vice Chairman · since Sep 1, 2022
- Chief Financial Officer · since Sep 1, 2022
- General Counsel And Chief Compliance Officer · since Sep 1, 2022
- Member/ Member Board Of Managers · since Sep 1, 2021
- Member/ Member Board Of Managers · since Sep 1, 2021
Full team · 6 peoplegrouped by role, with sources
Managing partner (1)
- J••••• V•••••• H••••••••• · Vice Chairman · since Sep 1, 2022 Form ADV
Board or advisory (3)
- J••• Y•••••• E•••• · Member/ Member Board Of Managers · since Sep 1, 2021 Form ADV
- J••••••• B•••• L••••••• · Member/ Member Board Of Managers · since Sep 1, 2021 Form ADV
- M•••••• J•••••• L••••• · Member Board Of Managers · since Sep 1, 2021 Form ADV
Platform (2)
- B•••• R•••••• S•••••• · Chief Financial Officer · since Sep 1, 2022 Form ADV
- E•••••••• A•••• G•••••••• · General Counsel And Chief Compliance Officer · since Sep 1, 2022 Form ADV
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
I••• A••••••• L• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.