DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
C••••••• S••••• I••••••••• M•••••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Dallas, TXwebsite
Buyout firm, based in Dallas, TX.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $891M
- PE fund assets
- $75.8M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 5
- Placement agents 1
- RAUM $891M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 13 of 15 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2024-06-12
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 13 of 15 distinct vehicles are sworn P•••••• Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 31, 2026
- RAUM
- $891Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $75.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $86.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $75.8Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 87%
- Fund type mix
- filed 2024-06-12, latest gav Private Equity Fund $75.8M, latest counts Private Equity Fund 2, lifetime distinct Hedge Fund 1, Real Estate Fund 1, Private Equity Fund 13
- Employees
- 16
- Headquarters
- Dallas, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
13 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••• S••••• F•••••••• P••••••• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $62.7M as of Jun 12, 2024 | no Form D | Active deployment | |
| C••••••• S••••• K•••• V••••••• F•••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $23.1M as of Jan 9, 2023 | no Form D | Wound down | |
| C••••••• S••••• K•••• V••••••• F•••• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $5.7M as of Jun 24, 2020 | no Form D | Wound down | |
| C••••••• S••••• C•••••• P•••••• E••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | 2014 first reported on Form ADV | $13.1M as of Jun 12, 2024 | no Form D | Harvest | |
| C••••••• S••••• I••••• P•••••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $14.6M as of May 27, 2014 | no Form D | Wound down | |
| C••••••• S••••• F•••••••• P•••••••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $11.5M as of Jun 1, 2018 | no Form D | Wound down | |
| C••••••• S••••• I••••• P••••••• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $1.2M as of Nov 22, 2013 | no Form D | Wound down | |
| S•••••• E••••• P•••••••• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $0 as of Jun 1, 2018 | no Form D | Wound down | |
| C••••••• S••••• L•••••• P•••••••• L• ADV: Real Estate Fund | Credit fund | unknown | $0 as of May 27, 2014 | no Form D | Wound down | |
| C••• I••• L• ADV: Hedge Fund | buyout or unlabelled | unknown | $0 as of Apr 7, 2016 | no Form D | Wound down | |
| S•••••• E••••• P••••••• •••• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $0 as of Jun 1, 2018 | no Form D | Wound down | |
| C••••••• S••••• F•••••••• P••••••• I••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $0 as of Apr 7, 2016 | no Form D | Wound down | |
| G•••••• B••• F•••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $0 as of Apr 7, 2016 | no Form D | Wound down |
Team
4 current, 9 former
Managing partner (1)
- W•••••• D••••• G•••• · Chairman · since May 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- D••• A••• W•••• · Member · since Sep 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B••••••• M•••• · Chief Financial Officer · since Feb 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• L•• H••••••• · Executive Vice President, Chief Operating Officer, Head Of Accounting, Cco · since May 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- C•••• J• B••••• · Managing Director, Head Of P•••••• Equity · May 1, 2008 to Mar 28, 2014 Inference
- J•••• B••••••••• G•••••• · Member · Sep 1, 2006 to Nov 22, 2013 Inference
- K••••• S•••••• P••••• · Managing Director · Jun 1, 2011 to Mar 28, 2014 Inference
- W•••••• D••••• G•••• · Member · Sep 1, 2006 to Jun 29, 2012 Inference
- B•••• D•• B•••• · Chief Compliance Officer · Apr 1, 2014 to Feb 22, 2018 Inference
- J••• C••• H••••• · Chief Compliance Officer · Mar 1, 2018 to Jan 9, 2023 Inference
- S•••••• N•• H••••• · Chief Compliance Officer And General Counsel · Jan 1, 2011 to Mar 28, 2014 Inference
- T••• H••• S•••••• · Cfo · Jul 1, 2009 to Apr 17, 2017 Inference
- G••••• A•••• K••••••• · Vice President · Oct 1, 2008 to Mar 28, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- N• S••••••••• L•• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
C••••••• S••••• I••••••••• M••••••••• is the same institution as 5 records in Independent Sponsors, RIA and Wealth, Allocators, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Allocators1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…