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S•• I••••• C••••••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Dallas, TXs•••••••••.com

••• Locked

Regulatory AUM
$533M
Form ADV
PE fund assets
$385M
Form ADV
PE funds
9
Form ADV
Investments held
6 of 6
DFX transaction tape
Deals, last 12 months
2
DFX transaction tape
As of · identity and classification; each section below carries its own date
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShow
Class
Buyout firmconfirmed, confidence 85%
Basis
R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
Size band
Lower middle marketdefined by: proxy: $0.39bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (confirmed, 85%, cls-pe-1)
    R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 6 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Sep 25, 2019 to Mar 30, 2026
RAUM
$533Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
9
PE fund GAV, latest filing
$385Mreported gross assets (Form ADV), not fund size
All private fund GAV
$533Mevery private fund type, latest filing
2024 PE fund GAV
$385Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
filed 2024-03-26, latest gav Private Equity Fund $385M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 6
Employees
10
Headquarters
Dallas, TX
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
6 observed deals
Stated by the firm
Sectors
safety security, manufacturing
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
$5.0M to $15.0M
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
unknown 3, platform 3
period
to 2026-06-08, from 2025-06-24, undated holdings 3, dated observations 6
window
last 2026-06-08, first 2025-06-24
control
control 3, unknown 3
companies
6
geography
investments
6
seller kinds
transactions
3
cadence by year
2025 platforms 2, 2026 platforms 1
platform add on
add ons 0, platforms 3, add ons per platform 0
sector known for
2
disclosed value usd
n 0
sector distribution
count 1, share 0.167, value industrial manufacturing, examples SCRANTON PRODUCTS, count 1, share 0.167, value specialty distribution, examples Kaufhold’s Kurds
holding period years
n 0
repeat counterparties
subsector distribution
count 1, share 0.167, value miscellaneous manufacturing, examples SCRANTON PRODUCTS, count 1, share 0.167, value grocery wholesale, examples Kaufhold’s Kurds

6 companies on the graph (3 transactions); most in industrial manufacturing (1); 3 platforms and 0 add-ons; observed 2025 to 2026

Funds
6 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
S•• I••••• C•••••• I• S•••••• C•• L•
ADV: Private Equity Fund
Fund of funds2022
first reported on Form ADV
$32.7M
as of Mar 26, 2024
no Form DEarly deployment
S•• I••••• C•••••• I• U•• C•• L•
ADV: Private Equity Fund
Fund of funds2022
first reported on Form ADV
$29.8M
as of Mar 26, 2024
no Form DEarly deployment
S•• I••••• C•••••• A••••••••• I• L•
ADV: Private Equity Fund
buyout or unlabelled2022
first reported on Form ADV
$11.4M
as of Mar 26, 2024
no Form DEarly deployment
S•• I••••• C•••••• I• L•
ADV: Private Equity Fund
buyout or unlabelled2021
first reported on Form ADV
$170M
as of Mar 26, 2024
no Form DActive deployment
S•• I••••• M•• I••••••••• L•
ADV: Private Equity Fund
buyout or unlabelledunknown$139M
as of Mar 26, 2024
no Form DActive deployment
S•• I••••• M•• I••••••••• • a• L•
ADV: Private Equity Fund
buyout or unlabelledunknown$2.2M
as of Mar 26, 2024
no Form DActive deployment
Team
8 current, 0 former
Portfolio
6 relationships, 3 platforms, 0 add-ons
Transactions
3 on record
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
  • M••••• • C•••••• L•• 2 shared · recurring · last Jan 1, 2019
  • M••••• P•••• C••••••• L•• 1 shared · one time · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
14 most recent
  1. Sep 17, 2026
  2. Sep 17, 2026
  3. Sep 17, 2026
  4. Sep 17, 2026
  5. Sep 17, 2026
  6. Sep 17, 2026
  7. Sep 17, 2026
  8. Sep 17, 2026
  9. Sep 17, 2026
  10. Jun 8, 2026
  11. Mar 30, 2026
  12. Oct 6, 2025
  13. Jun 24, 2025
  14. Sep 25, 2019
Across the graphs

S•• I••••• C•••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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