DFX Intelligence
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B•••••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYb•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.5B
- PE fund assets
- $494M
- PE funds
- 9
- Investments held
- 3 of 3
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors software,technology
- Graphs 4
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 12 of 24 distinct vehicles are sworn Private Equity Funds; 10 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.49bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 12 of 24 distinct vehicles are sworn P•••••• Equity Funds; 10 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Mar 10, 2026
- RAUM
- $4.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $494Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $494Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 50%
- Fund type mix
- filed 2024-03-27, latest gav Hedge Fund $86.3M, Private Equity Fund $494M, Venture Capital Fund $335M, latest counts Hedge Fund 2, Private Equity Fund 9, Venture Capital Fund 2, lifetime distinct Hedge Fund 9, Real Estate Fund 1, Private Equity Fund 12, Venture Capital Fund 2
- Employees
- 27
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
3 observed deals
Stated by the firm
- Sectors
- software, technology
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- minority 3
- period
- to 2026-05-14, from 2025-10-16, undated holdings 0, dated observations 3
- window
- last unknown, first unknown
- control
- minority 3
- companies
- 3
- geography
- count 1, share 0.333, value PA
- investments
- 3
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.333, value software, examples Ritten, Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.333, value software, examples Ritten, Inc.
3 companies on the graph (0 transactions); most in software (1); observed 2025 to 2026
Funds
12 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•••••••• P•••••• H••••••• I••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• • C•••• U••••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $10.3M as of Mar 27, 2024 | no Form D | Early deployment | |
| B•••••••• F•••••• E••••••••• F•••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $251M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• P•••••• O••••••••• F••• I•• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $34.4M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• P•••••• H••••••• I••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• • C•••• Q••••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $30.1M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• B••••••••• F•••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $18.5M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• P•••••• H••••••• I••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• • C•••• C••••••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $9.9M as of Mar 27, 2024 | no Form D | Early deployment | |
| B•••••••• P•••••• H••••••• I•• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $32.7M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• P•••••• O••••••••• F•••• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $66.6M as of Mar 27, 2024 | no Form D | Unknown | |
| B•••••••• P•••••• H••••••• I• a• S••••••• S••••• o• B•••••••• O••••••••• M••••• S••••• F•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $40.4M as of Mar 30, 2023 | no Form D | Wound down | |
| B•••••••• V••••••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $1.7M as of Mar 29, 2019 | no Form D | Wound down | |
| B•••••••• V•••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $40.8M as of Mar 27, 2024 | no Form D | Harvest | |
| B•••••••• A•••••••• O••••••••• M••••• F•••• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $368M as of Apr 28, 2017 | no Form D | Wound down |
Team
8 current, 1 former
Managing partner (1)
- W•••••• H•••••• S••••••• · Member / Chief Executive Officer · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- M•••••• C••••• T••••••• · Member / Chief Investment Officer · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• F•••• R••••••• · Member · since Jan 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Analyst (1)
- B•••••• D••••• P•••• · Member / Senior Analyst · since May 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- W•••••• S••••• S••••••• · Trustee - R•••• F• R••••••• C••••••••• T•••• O• 2••• · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- A•••••• J• P•••••• · General Counsel / Chief Compliance Officer · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••• J•••••• S•••• · Chief Financial Officer · since Jan 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• A•••• J•••• · Chief Operating Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- D••••• S••••• · Member · Jun 1, 2009 to Mar 31, 2022 Inference
Portfolio
3 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| G•••••• | Minority | active | May 14, 2026 venture round | 4 months | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
| R•••••• I••• | Minority | active | Dec 11, 2025 venture round | 10 months | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
| E•••••• A• | Minority | active | Oct 16, 2025 venture round | 11 months | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A••••••• C•••••• G••••• L•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 27, 2012••• Locked
Across the graphs
B•••••••• C•••••• M••••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Real Estate Funds.
Venture Capital1Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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