DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
E••• P•••••••• A•••••••• L••
Candidate, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $1.1B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 4 Private Equity Fund(s) among 20 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 4 Private Equity Fund(s) among 20 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Apr 30, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 20%
- Fund type mix
- filed 2024-04-24, latest gav Real Estate Fund $1.4B, latest counts Real Estate Fund 11, lifetime distinct Real Estate Fund 16, Private Equity Fund 4
- Employees
- 14
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 1 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| A•••••• I••••••••• P••••••• D••••••••• O••••••••• L••• | Private Equity Fund | 2012 to 2012 | $103M filed Feb 17, 2012 | adviserinfo.sec.gov |
Team
15 current, 7 former
Partner (5)
- K••• S•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• L•• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• S•••• R••• · Managing Director · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• •••• S•••• · M••••••••• A•• M•••••• O• T•••• C•••••• P•••••••• L•• · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••••• Z••••• S•••• · M••••••••• O• T•••• C•••••• P•••••••• L•• · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (3)
- E••• M•••••• M••••• · P•••••••• • E••• P•••••••• A•••••••• L•• · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• W••••• · P•••••••• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• N•• W••••• · P•••••••• • E••• P•••••••• A•••••••• L•• · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (2)
- D••••• S•••••• K•••••• · E•••••••• V••• P•••••••• • E••• P•••••••• A•••••••• L•• · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••••••• B••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- C•••••• A•••••• · Office Manager/Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• S•••• T••••• · Treasurer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• P••• W••• · General Counsel And Chief Compliance Officer · since Feb 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• R••••• N•••• · Chief Financial Officer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• B•••••• E•••••••• · Executive Vice President, Tax · since Sep 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- R••••• •••• S•••• · Trustee · Apr 1, 2011 to Mar 30, 2020 Inference
- J•••• L••• E••••••• · Assistant Treasurer · Mar 1, 2008 to Mar 30, 2020 Inference
- M••• •••• B•••••• · Treasurer · Sep 1, 2015 to Mar 30, 2020 Inference
- N••• J•••• G••••••• · Tax Manager · Mar 1, 2020 to Mar 31, 2021 Inference
- B•••••• C•••••• B••••• · P•••••••• · Aug 1, 2013 to Jan 23, 2014 Inference
- C••••••••• H•••••• T••••• · P•••••••• · Aug 1, 2013 to Jan 23, 2014 Inference
- M•••••• B••••••• F••••••••• · P•••••••• · Aug 1, 2013 to Jan 23, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 14, 2012••• Locked
Across the graphs
E••• P•••••••• A•••••••• L•• is the same institution as 4 records in RIA and Wealth, Real Estate Funds, Allocators and Private Credit.
RIA and Wealth1Real Estate Funds1Allocators1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…