DFX Intelligence
Private Equity Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firms / S••••••••• C•••••• P•••••••• L••
S••••••••• C•••••• P•••••••• L••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 3 Private Equity Fund(s) among 24 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-10-30
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 P•••••• Equity Fund(s) among 24 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Sep 5, 2014 to Oct 30, 2024
- RAUM
- $631Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $13.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $631Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 13%
- Fund type mix
- filed 2024-10-30, latest gav Real Estate Fund $617M, Private Equity Fund $13.3M, latest counts Real Estate Fund 14, Private Equity Fund 1, lifetime distinct Hedge Fund 1, Real Estate Fund 20, Private Equity Fund 3
- Employees
- 8
- Headquarters
- Ft. Lauderdale, FL
- Office address
- 401 E. LAS OLAS BLVD., SUITE 2220, Ft. Lauderdale, FL, 33301
- Business phone
- 954-331-0109
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 3 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S••••••••• P•••••• E••••• P•••••••• L• | P•••••• Equity Fund | 2016 to 2016 | $86.8M filed Jul 19, 2016 | adviserinfo.sec.gov | |
| L•• O••• P•••••• E••••• V•• L•• | P•••••• Equity Fund | 2015 to 2016 | $28.8M filed Jul 19, 2016 | adviserinfo.sec.gov | |
| S••••••••• P•••••• C••••• P•••••••• L• | P•••••• Equity Fund | 2015 to 2024 | $13.3M filed Oct 30, 2024 | adviserinfo.sec.gov |
Team
9 current, 3 former
Managing partner (1)
- T•••••• E• B••••• · Managing Director, President & Ceo · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- E•••• C• R••• · Member · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• R••• · M•••••• · since Oct 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• R••• · Member · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- L••••••• G•••• E•••••• · Vice President & Secretary · since Aug 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (3)
- D•••• H•••••• · Member Of Board Of M••••••s · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• H•••••• · Trustee · since May 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• C••• · Trustee · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- L••• M•••• G••••••••• · Chief Compliance Officer · since Mar 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- D•••• R••• · Member Of Board Of M••••••s · Jun 1, 2014 to Oct 30, 2024 Inference
- R•••••• M• J•••• · President, Chief Investment Officer · Apr 1, 2014 to Apr 28, 2017 Inference
- M•••••• S•••••• H••••• · Chief Compliance Officer · Apr 1, 2014 to Mar 30, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Sep 5, 2014S••••••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S••••••••• C•••••• P•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…