DFX Intelligence
Private Equity Intelligence
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Firms / M••• C••••• T•••••• P••••••• L•••
M••• C••••• T•••••• P••••••• L•••
Private credit manager · probableunsizedCleveland, OHm•••••••••.comSEC registered investment adviser
Classification
- Class
- Private credit managerprobable, confidence 70%
- Basis
- R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (2)
- Sep 13, 2026Private credit manager (probable, 70%, cls-pe-2)R1b: the adviser's name says 'Credit' (credit, royalty or BDC manager), not a control buyer
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 4 distinct vehicles; hedge, securitized or liquidity vehicles 3
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Oct 16, 2012 to Mar 29, 2016
- RAUM
- $506Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $19.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $443Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2016-03-29, latest gav Hedge Fund $424M, Private Equity Fund $19.4M, latest counts Hedge Fund 2, Private Equity Fund 1, lifetime distinct Hedge Fund 3, Private Equity Fund 1
- Employees
- 10
- Headquarters
- Cleveland, OH
- Office address
- 600 SUPERIOR AVENUE EAST, SUITE 2550, Cleveland, OH, 44114
- Business phone
- 216-767-4800
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M••• I• P••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $19.4M as of Mar 29, 2016 | no Form D | Unknown |
Team
5 current, 4 former
Partner (3)
- B•••• C••••••••• Z•••••••• · Member · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• E•••••• R••• · Member · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• R•••••• P•••••••• · Limited Partner · since Apr 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C••••••••• C••• J•••• W••••• · Chief Operating Officer · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• H••••• W•••• · Chief Compliance Officer And General Counsel · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- D•••• J•••••• M••••• · Limited Partner · Apr 1, 2010 to Mar 31, 2015 Inference
- C•••••• A•••••• H•••••• · Chief Financial Officer · Jul 1, 2012 to Mar 31, 2015 Inference
- C••••••••• T••• S••• · Managing Principal · Oct 1, 2010 to Apr 1, 2013 Inference
- D•••• H•••••• C••• · Managing Principal · Oct 1, 2010 to Mar 31, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 165776 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Oct 16, 2012M••• C••••• T•••••• P••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
M••• C••••• T•••••• P••••••• L••• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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