DFX Intelligence

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L••••••••• L••

Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· New York, NY

Buyout firm, based in New York, NY.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-13 · identity and classification; each section below carries its own date

Regulatory AUM: Not established
PE fund assets: $53.4M
PE funds: 4
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (1)Transactions

As of 2026-09-13 · identity and classification; each section below carries its own date

Why this matters

Also held on 1 other DFX graph, so its behaviour can be read from more than one side.
Graphs 1
0 lenders and 3 placement agents appear beside this firm on the record.
Placement agents 3

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 99 of 99 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.05bn Private Equity Fund GAV on the Form ADV filed 2024-07-18

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 99 of 99 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: exempt reporting adviser
Form ADV filings: Feb 15, 2018 to Mar 28, 2026
RAUM: unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 4
PE fund GAV, latest filing: $53.4Mreported gross assets (Form ADV), not fund size
All private fund GAV: $34.3Mevery private fund type, latest filing
2024 PE fund GAV: $53.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-07-18, latest gav Private Equity Fund $53.4M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 99
Employees: unknown
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

98 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
L•••••••• M••••••••• F••• I• Q• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$35.0M as of Jul 18, 2024		no Form D	Mature
L•••••••• M••••••••• F••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$8.4M as of Jul 18, 2024		no Form D	Mature
R•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$4.1M as of Feb 22, 2021		no Form D	Wound down
S•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$3.5M as of May 7, 2020	no reporting	no Form D	Wound down
C•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$2.5M as of Feb 22, 2021		no Form D	Wound down
C•••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$2.3M as of Feb 22, 2021		no Form D	Wound down
M••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$2.1M as of Feb 22, 2021		no Form D	Wound down
A••••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$2.0M as of Feb 22, 2021		no Form D	Wound down
S••••• L••• H••••••• L•• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$1.6M as of Feb 22, 2021		no Form D	Wound down
G••• T••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$1.4M as of Feb 22, 2021		no Form D	Wound down
G••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$1.2M as of Feb 22, 2021		no Form D	Wound down
A•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$1.1M as of Feb 22, 2021		no Form D	Wound down
M•••••• M••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$789,120 as of Feb 22, 2021		no Form D	Wound down
P••••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$750,000 as of Feb 22, 2021		no Form D	Wound down
A•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$512,500 as of Feb 22, 2021		no Form D	Wound down
P••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$157,500 as of Feb 22, 2021		no Form D	Wound down
B•••••••• M•••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$115,000 as of Feb 22, 2021		no Form D	Wound down
B••••••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$2.5M as of Feb 22, 2021		no Form D	Wound down
M•••••• V•••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$2.3M as of Feb 22, 2021		no Form D	Wound down
B•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$2.0M as of Feb 22, 2021		no Form D	Wound down
B•••• V•••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.7M as of Feb 22, 2021		no Form D	Wound down
C•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.5M as of Feb 22, 2021		no Form D	Wound down
B••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.5M as of Apr 22, 2020		no Form D	Wound down
S••••• O•••• C•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.5M as of Feb 22, 2021		no Form D	Wound down
M••••• A••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.2M as of Feb 22, 2021		no Form D	Wound down
S•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.1M as of Feb 22, 2021		no Form D	Wound down
M••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$1.0M as of Feb 22, 2021		no Form D	Wound down
G•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$825,000 as of Feb 22, 2021		no Form D	Wound down
N•••• C••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$750,000 as of Feb 22, 2021		no Form D	Wound down
G••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$750,000 as of Oct 22, 2019		no Form D	Wound down
B••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$750,000 as of Feb 22, 2021		no Form D	Wound down
L••••••• V•••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$600,000 as of Feb 22, 2021		no Form D	Wound down
V•••••••• M•••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$350,000 as of May 7, 2020		no Form D	Wound down
M••••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$350,000 as of Feb 22, 2021		no Form D	Wound down
A••••• R•••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$200,000 as of Feb 22, 2021		no Form D	Wound down
C•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$200,000 as of Feb 22, 2021		no Form D	Wound down
S••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$200,000 as of May 7, 2020		no Form D	Wound down
R••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$100,000 as of Feb 22, 2021		no Form D	Wound down
M••••••• A••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$2.5M as of Feb 22, 2021		no Form D	Wound down
A•••••• V•••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$2.3M as of Feb 27, 2020		no Form D	Wound down
G••• R••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$1.5M as of Feb 22, 2021		no Form D	Wound down
O•• M••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$700,000 as of Feb 22, 2021		no Form D	Wound down
S••••• C•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$600,000 as of Feb 22, 2021		no Form D	Wound down
C••• P••••• C•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$500,000 as of Jun 20, 2019		no Form D	Wound down
S••••••• S•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$500,000 as of Jun 5, 2019		no Form D	Wound down
W••• T••• M•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$350,000 as of Feb 22, 2021		no Form D	Wound down
P•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$285,000 as of May 15, 2019		no Form D	Wound down
H••••• V•••• A••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$275,000 as of Jun 20, 2019		no Form D	Wound down
C•••• S•••••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$250,000 as of Feb 22, 2021		no Form D	Wound down
W••••• S••••• G•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$250,000 as of Feb 22, 2021		no Form D	Wound down
P•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$225,000 as of Feb 22, 2021		no Form D	Wound down
B•••••••• F•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$200,000 as of Feb 22, 2021		no Form D	Wound down
A••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$200,000 as of Dec 10, 2018		no Form D	Wound down
O•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$150,000 as of Dec 10, 2018		no Form D	Wound down
H•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$150,000 as of Dec 10, 2018		no Form D	Wound down
T••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$150,000 as of May 7, 2020		no Form D	Wound down
S••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$120,000 as of May 15, 2019		no Form D	Wound down
D•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$100,000 as of Oct 22, 2019		no Form D	Wound down
T••••• S•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$100,000 as of May 15, 2019		no Form D	Wound down
T••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$35,000 as of Mar 23, 2020		no Form D	Wound down
L•••••••• M••••••••• F••• I• Q•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$6.4M as of Jul 18, 2024		no Form D	Harvest
P•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$4.0M as of Feb 22, 2021		no Form D	Wound down
D•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$3.8M as of Feb 22, 2021		no Form D	Wound down
L•••••••• M••••••••• F••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$3.6M as of Jul 18, 2024		no Form D	Harvest
L•••••••• F••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.0M as of Feb 22, 2021		no Form D	Wound down
T••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$620,000 as of Feb 22, 2021		no Form D	Wound down
G••• C••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$500,000 as of Dec 10, 2018		no Form D	Wound down
P••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$450,000 as of Dec 10, 2018		no Form D	Wound down
L•••••••• F••• 8• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$425,000 as of Feb 22, 2021		no Form D	Wound down
L••••• F•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$400,000 as of Feb 22, 2021		no Form D	Wound down
Z••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$400,000 as of Feb 22, 2021		no Form D	Wound down
X••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$400,000 as of Dec 10, 2018		no Form D	Wound down
X•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$400,000 as of Feb 22, 2021		no Form D	Wound down
P••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$391,000 as of Feb 22, 2021		no Form D	Wound down
L•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$350,000 as of Feb 22, 2021		no Form D	Wound down
T••••• A••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$350,000 as of Feb 22, 2021		no Form D	Wound down
X••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$300,000 as of Feb 22, 2021		no Form D	Wound down
S••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$300,000 as of May 15, 2019		no Form D	Wound down
A•••••••• H••••••• L•• ADV: Private Equity Fund	Feeder or parallel	unknown	$275,000 as of Feb 22, 2021		no Form D	Wound down
Z•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$250,000 as of May 15, 2019		no Form D	Wound down
T••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$225,000 as of May 7, 2020		no Form D	Wound down
T•••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$225,000 as of Mar 23, 2020		no Form D	Wound down
A••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$200,000 as of Sep 6, 2019		no Form D	Wound down
T•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$200,000 as of Dec 10, 2018		no Form D	Wound down
T••••••• A••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$175,000 as of Feb 22, 2021		no Form D	Wound down
L•••••••• F••• 7• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$175,000 as of Feb 22, 2021		no Form D	Wound down
L•••••••• F••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$175,000 as of Dec 10, 2018		no Form D	Wound down
H•••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$150,000 as of May 15, 2019		no Form D	Wound down
T••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$150,000 as of Dec 10, 2018		no Form D	Wound down
C••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$150,000 as of Feb 22, 2021		no Form D	Wound down
T•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$150,000 as of Dec 10, 2018		no Form D	Wound down
A••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$125,000 as of Feb 22, 2021		no Form D	Wound down
A•••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$120,000 as of May 15, 2019		no Form D	Wound down
H••••• C••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$120,000 as of Sep 6, 2019		no Form D	Wound down
P••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$100,000 as of Dec 10, 2018		no Form D	Wound down
G••••• R••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$100,000 as of Oct 22, 2019		no Form D	Wound down
A••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$100,000 as of Feb 22, 2021		no Form D	Wound down
A••••••••• V••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$100,000 as of May 15, 2019		no Form D	Wound down

Team

1 current, 8 former

Platform (1)

M•• S•••••• · Managing Director Of Investments / Chief Compliance Officer · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

8 former (kept with end dates)

D•••• M•• · Chief Executive Officer · Jun 1, 2023 to Jun 3, 2024 Inference
L••• D•••••••• · Chief Executive Officer · Dec 1, 2022 to Jun 28, 2023 Inference
D••••• D••••••••• · Chief Compliance Officer · Sep 1, 2020 to Sep 1, 2022 Inference
M•••••• a• R••••• · Chief Revenue Officer · Feb 1, 2023 to Apr 30, 2024 Inference
Y••••• I• P••••• · Chief Compliance Officer · Jul 1, 2022 to Jul 18, 2024 Inference
C•••• A••••• L•••••• · Principal · Dec 1, 2020 to Mar 29, 2023 Inference
J•• G•••••••• · Principal · Aug 1, 2014 to Jan 4, 2023 Inference
M•• V••••• · Principal · Aug 1, 2014 to Mar 29, 2023 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

3 relationships

Placement agents (3)

W••••••••• S••••••••• L•• 98 shared · very strong · last Jan 1, 2020
C•••• C•••••• L•• 2 shared · recurring · last Jan 1, 2021
S••••••••• L•• 2 shared · recurring · last Jan 1, 2021

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Feb 15, 2018
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness94 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9444444444444444,"evidence":"10method: sum of component points, capped at 1.0
model score-pe-1
Research priority58 · ELEVATED: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness33 · MODERATE: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.3333333333333333,"evidence":["funds","team"method: sum of component points, capped at 1.0
missing: website, description, partners, portfolio, transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 9 days ago
Observations: 19
Sources: 2
Open research tasks: 2

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

L••••••••• L•• is the same institution as 1 record in Independent Sponsors.

Independent Sponsors1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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