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S••••• C•••• I••••••••• M••••••••• L••

Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Charlotte, NCs•••••••••.com

••• Locked

Regulatory AUM
$3.2B
Form ADV
PE fund assets
$126M
Form ADV
PE funds
1
Form ADV
Investments held
Not established
Deals, last 12 months
Not established
Funds and vehiclesTeam (48)Transactions
As of · identity and classification; each section below carries its own date
Why this matters
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShow
Class
Hybrid managerprobable, confidence 65%
Basis
R4: Private Equity Funds are 1 of 12 distinct vehicles; hedge, securitized or liquidity vehicles 11
Size band
Lower middle marketdefined by: proxy: $0.13bn Private Equity Fund GAV on the Form ADV filed 2024-03-12
Strategies
PRIVATE CREDIT
Classification history (1)
  1. Sep 13, 2026
    Hybrid manager (probable, 65%, cls-pe-1)
    R4: Private Equity Funds are 1 of 12 distinct vehicles; hedge, securitized or liquidity vehicles 11
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Jan 23, 2014 to Mar 12, 2024
RAUM
$3.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
$126Mreported gross assets (Form ADV), not fund size
All private fund GAV
$3.0Bevery private fund type, latest filing
2024 PE fund GAV
$126Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
8%
Fund type mix
filed 2024-03-12, latest gav Private Equity Fund $126M, Securitized Asset Fund $2.9B, latest counts Private Equity Fund 1, Securitized Asset Fund 9, lifetime distinct Private Equity Fund 1, Securitized Asset Fund 11
Employees
14
Headquarters
Charlotte, NC
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
not stated or not yet read
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
1 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
S••••• C•••• L••• F••• I• L•
ADV: Private Equity Fund
Credit fund2019
first reported on Form ADV
$126M
as of Mar 12, 2024
no Form DMature
Team
48 current, 0 former
Managing partner (1)
Partner (11)
Analyst (13)
Platform (12)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
  1. Jan 23, 2014
    S••••• C•••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

S••••• C•••• I••••••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.

Independent Sponsors1RIA and Wealth1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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