DFX Intelligence
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B••••• C•••••• A••••••• I•• L••
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· Miami, FL
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $78.1M
- PE funds
- 1
- Investments held
- 10 of 72
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA $2.0M to $15.0MRevenue $10.0M to $200MGeography United StatesControl control
- Graphs 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
- Strategies
- Private credit
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%)1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- Exempt reporting adviser
- Form ADV filings
- Mar 8, 2021 to Mar 28, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $78.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $78.1Mevery private fund type, latest filing
- 2024 PE fund GAV
- $78.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- Private equity fund: 1 fund, $78.1M reported gross assets
- Employees
- unknown
- Headquarters
- Miami, FL
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
71 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United States
- Revenue
- $10.0M to $200M
- EBITDA
- $2.0M to $15.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- Control
- Thesis
- ••• Locked
Observed from deals on record
- On record
- 71 companies, 72 holdings
- Period
- 2009 (1 dated observation, 71 holdings undated)
- Most deals
- Industrial services (2 of 71, e.g. Emerald Waste Services and Fire Sprinkler Systems Inc.), industrial manufacturing (2 of 71), aerospace defense (1 of 71) and 1 more
- Subsectors
- Waste collection (1 of 71), miscellaneous manufacturing (1 of 71), security fire life safety systems (1 of 71), aerospace defense (1 of 71) and 2 more
- Deal roles
- 72 with role not stated
- Control
- 72 not stated
- Where
- Va (1 of 71)
71 companies on the graph (0 transactions); most in industrial services (2); observed 2009 to 2009
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B••••• M•••••••• F••• I•• L••• ADV: Private Equity Fund | Credit fund | unknown | $78.1M as of Mar 28, 2024 | no Form D | Unknown |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
3 current, 2 former
Managing partner (1)
- M••••••• S••••••••• · Managing Member · since Aug 1, 2007 Form ADV Firm website
Partner (1)
- C•••••••• L•••• C•••••• · Member · since Jan 1, 2019 Form ADV Firm website
Platform (1)
- L••• F••••••• M••••• · Chief Financial Officer · since Apr 1, 2008 Form ADV Firm website
2 former (kept with end dates)
- R•••••• S••••• · Managing Member · Aug 1, 2007 to Mar 18, 2022 Inference
- J•••• W••••• D••••••• · Member · Aug 1, 2007 to Mar 18, 2022 Inference
Portfolio
72 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| C•••••• P•••• E•••••••• C•••••• L•• | Role unknown | exited | Oct 9, 2009 form d related person first sale | 17.0 years | unknown | Fact Firm website |
| A•• P••••• C•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••••••• I•••••••• a•• C••••••••• S••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••••• A••••••••• I•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A•• I•••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••••••• B••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| A••••• M• M••••• C•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| B•••••• E••••••• S•••••••• a•• T••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| B•••••• A••••••••• H•••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| B•• W••• H••••••• L•• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| B•• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| B••••••••• T••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| B••••• C••••••••• L••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C••••• F••••••••• L••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C••• G•••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| C••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C••••••• S•••••• G•••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| C•••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| C• H••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| D•••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| D•••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| D•••••••• O••••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| E•••••• W•••• S••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| E•••••••• H•••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| E••• T••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| E•••••••• L••••••• H••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| F••• S•••••••• S•••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| G••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| G••••• C••••••••• I••• o• A•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| G••• • T••••• P•• S•••• I••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| G•••••• H•••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| G• S•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| H•••••••• C••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| I••• I••••••• S••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| I••••••••• A•••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| I••••••• W••• T••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| I••••• B•••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| K••••• R••••••••• I••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M••••••• P•••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M•••••• B•••••• a•• M••••••••• S•••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M••••••• M•••• D••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M•• S•••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| M••••• P••••••••• N••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| M•••••• P•••••• a•• D•••• L••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| N••••• L••••• a•• S••••• C•••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| N•••••• E••••• G••••• L•• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| O••••••• R•••••••• S••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| P••••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| P••••••• E••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| P••••••• T••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| P••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| R•• R•••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S•••• E••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| S•••• B•••••• S•••••• L••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S••••••••• S•••••• • C••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S••••••••• E•••••••• • A••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S•••• H••• H••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S•••••••• P••• S•••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S•• C••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| S••• S••• D••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| T•• P•••• G•••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| T••••••••• L•• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| T••••••••• | Role unknown | active | unknown | unknown | unknown | Fact Firm website |
| U•••••••• T••• • F••••••••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| V••••• I••••••••• L••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| V••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| V•••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
| Z••••••••• I••• | Role unknown | exited | unknown | unknown | unknown | Fact Firm website |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
B••••• C•••••• A••••••• I•• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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