DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••••••• C•••••• M••••••••• L••
C••••••••• C•••••• M••••••••• L••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 8 distinct vehicles; hedge, securitized or liquidity vehicles 6
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 8 distinct vehicles; hedge, securitized or liquidity vehicles 6
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Mar 15, 2024
- RAUM
- $4.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 25%
- Fund type mix
- filed 2024-03-15, latest gav , latest counts , lifetime distinct Hedge Fund 6, Private Equity Fund 2
- Employees
- 44
- Headquarters
- Old Greenwich, CT
- Office address
- 1700 EAST PUTNAM AVENUE, 5TH FLOOR, Old Greenwich, CT, 06870
- Business phone
- 203-661-6186
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 2 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| F••• 5• | Private Equity Fund | 2012 to 2012 | $52.3M filed Oct 24, 2012 | adviserinfo.sec.gov | |
| F••• 4• | Private Equity Fund | 2012 to 2012 | $11.9M filed Oct 24, 2012 | adviserinfo.sec.gov |
Team
5 current, 9 former
Managing partner (2)
- A••••• M••• T••••• · Chief Executive Officer And Chief Investment Officer · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• M••••••• R••• · Chairman Of The Executive Committee, Managing Member · since Dec 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- D••••• A••••• F•••• · Chief Strategy Officer & Secretary · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• L••••• S•••• · Chief Financial Officer · since Apr 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• Z• H•••• · General Counsel And Chief Compliance Officer · since Mar 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- S•••••• M••• K•••• · President · Oct 1, 2010 to Oct 24, 2012 Inference
- W•••••• a• K••• · President · Sep 1, 2012 to Mar 31, 2014 Inference
- J••• L•• M•••••••• · Chief Investment Officer · Oct 1, 2010 to Oct 24, 2012 Inference
- K••••••• S•••••••• C•••• · Chief Compliance Officer · Apr 1, 2010 to Apr 1, 2013 Inference
- L••••• P••••••• F•••••• · Chief Compliance Officer · Mar 1, 2013 to Mar 28, 2018 Inference
- P•••• L••••• S•••• · Vice President And Chief Financial Officer · Sep 1, 2012 to Aug 22, 2013 Inference
- R••••• J•••• N•••••• · Chief Financial Officer · Dec 1, 2010 to Oct 24, 2012 Inference
- S•••• J•••• S•••••• · General Counsel & Assistant Secretary · Apr 1, 2013 to Mar 28, 2018 Inference
- S••••• M••••• M••••••• · Executive Vice President & Chief Financial Officer · Apr 1, 2013 to Mar 30, 2016 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 28, 2012C••••••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C••••••••• C•••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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