DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
E••••••• C•••••• M••••••••• L••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Cincinnati, OHo•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $339M
- PE fund assets
- $294M
- PE funds
- 7
- Investments held
- 10 of 12
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Control control,minority
- Graphs 2
- RAUM $339M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.29bn Private Equity Fund GAV on the Form ADV filed 2024-03-21
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 9 of 9 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 23, 2017 to Mar 27, 2026
- RAUM
- $339Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $294Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $322Mevery private fund type, latest filing
- 2024 PE fund GAV
- $294Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-21, latest gav Private Equity Fund $294M, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 9
- Employees
- 4
- Headquarters
- Cincinnati, OH
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
12 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control,minority
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 12
- period
- to unknown, from unknown, undated holdings 12, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 12
- companies
- 12
- geography
- investments
- 12
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
12 companies on the graph (0 transactions); no dated observations
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $18.5M as of Mar 21, 2024 | no Form D | Mature | |
| O••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $14.9M as of Mar 21, 2024 | no Form D | Active deployment | |
| O•••••• H••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $121M as of Mar 21, 2024 | no Form D | Unknown | |
| O•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $9.9M as of Mar 21, 2024 | no Form D | Harvest | |
| O•••••• H••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $90.3M as of Mar 21, 2024 | no Form D | Mature | |
| O•••••• H••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $23.5M as of Mar 21, 2024 | no Form D | Harvest | |
| O•••••• T•••• I••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $15.3M as of Mar 21, 2024 | no Form D | Harvest | |
| O•• I••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $110,657 as of Mar 21, 2024 | no Form D | Harvest | |
| O•• I••••••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $102,000 as of Sep 16, 2021 | no Form D | Wound down |
Team
8 current, 5 former
Managing partner (3)
- A••• B•••••• M••••• · Managing Director; Co-Ceo · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• E••• O•••• · Managing Director; Co-Ceo · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• C•••••• · Managing Partner and Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (1)
- K•••• J•••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (1)
- R••••• C•••••• · Trustee · since Nov 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- C•••• A•• · CFO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• J••••• S••••••• · Chief Compliance Officer · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••••• K•••••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
5 former (kept with end dates)
- P••• C•••••• · Managing Director/Ceo · Dec 1, 2015 to Jan 30, 2023 Inference
- E••• W• M••••• · Chief Compliance Officer · Sep 1, 2021 to May 20, 2022 Inference
- J•••••• M• D••••• · Chief Compliance Officer · May 1, 2018 to Sep 16, 2021 Inference
- S••• U••• F••••• E••••••• · Chief Compliance Officer · Nov 1, 2016 to Aug 24, 2018 Inference
- P••• B••••• · Vice President · Dec 1, 2015 to Mar 31, 2021 Inference
Portfolio
12 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 27, 2026••• Locked
- Jan 23, 2017••• Locked
Across the graphs
E••••••• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…