DFX Intelligence
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P••••••••• I••••••••• M••••••••• C•••••••••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Lake Oswego, ORp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $626M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors environmental_services
- Graphs 1
- RAUM $626M
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 0 of 1 distinct vehicles; hedge, securitized or liquidity vehicles 0
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Nov 15, 2024
- RAUM
- $626Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-11-15, latest gav , latest counts , lifetime distinct Other Private Fund 1
- Employees
- 7
- Headquarters
- Lake Oswego, OR
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- environmental services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•••• E•••••••• I••••• F•••• L•• ADV: Other Private Fund | Credit fund | unknown | $6.1M as of Sep 26, 2012 | no Form D | Unknown |
Team
4 current, 11 former
Principal (1)
- B••••••• R••••• C••••••• · Director Of Investments, Investment Advisor · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (2)
- C•••••• M•••••• H••••••••• · Trustee / Owner · since Mar 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E•••••••• A•• H••••••••• · Trustee / Owner · since Mar 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A••••• S••••• M•••••• P••••• · Director Of Operations · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
11 former (kept with end dates)
- C•••• M••••• B•••• · Trustee / Owner · Jan 1, 2019 to Mar 29, 2021 Inference
- R••••• M••••• B•••• · Trustee / Owner · Jan 1, 2019 to Jan 5, 2021 Inference
- M•••••• W•••••• P••••• · President · Oct 1, 2014 to Jan 16, 2015 Inference
- A•••••• S••••• T•••••• · Shareholder · Dec 1, 2014 to Aug 26, 2015 Inference
- B••• W••••••••• · Shareholder · Dec 1, 2014 to Aug 26, 2015 Inference
- E•••• L••••••••• · Shareholder · Dec 1, 2014 to Aug 26, 2015 Inference
- E••• D•••••• F••••••••• · Shareholder · Nov 1, 1989 to Jan 16, 2015 Inference
- J•••• T••••••• M••••• · Shareholder · Dec 1, 2014 to Aug 26, 2015 Inference
- J••• H•••• S••••• · Shareholder · Oct 1, 2014 to Aug 26, 2015 Inference
- D•••• L••• G•••••••• · Chief Compliance Officer · Apr 1, 2015 to Jan 3, 2017 Inference
- E•••• L••••••••• · Director · Nov 1, 2013 to Jan 16, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 28, 2012P••••••••• I••••••••• M••••••••• C••••••••• first filed Form ADV in the extract (IA)
Across the graphs
P••••••••• I••••••••• M••••••••• C••••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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