Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.

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Firms / K••••• M••••••••• L••

K••••• M••••••••• L••

CandidateLower middle marketSeattle, WAk••••••••.comSEC registered investment adviser

An Investment Advisor registered with the SEC since 2012. Utilizes a patented & proprietary investment strategy in the individual life insurance market.

Classification
Class
Candidatecandidate, confidence 40%
Basis
R7: admitted on 3 Private Equity Fund(s) among 7 vehicles; no rule fired
Size band
Lower middle marketdefined by: proxy: $0.87bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
  1. Sep 13, 2026
    Candidate (candidate, 40%, cls-pe-1)
    R7: admitted on 3 Private Equity Fund(s) among 7 vehicles; no rule fired
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Sep 28, 2012 to Jun 28, 2024
RAUM
$1.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
3
PE fund GAV, latest filing
$865Mreported gross assets (Form ADV), not fund size
All private fund GAV
$1.4Bevery private fund type, latest filing
2024 PE fund GAV
$865Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
43%
Fund type mix
filed 2024-06-28, latest gav Private Equity Fund $865M, Securitized Asset Fund $551M, latest counts Private Equity Fund 3, Securitized Asset Fund 4, lifetime distinct Private Equity Fund 3, Securitized Asset Fund 4
Employees
21
Headquarters
Seattle, WA
Office address
601 UNION STREET, SUITE 3900, Seattle, WA, 98101-4054
Business phone
206-624-8111
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
Sectors
financial services
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds
4 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
K•• P•••••••• L•
ADV: Private Equity Fund
buyout or unlabelled2022
first reported on Form ADV
$58.3M
as of Jun 28, 2024
no Form DUnknown
K•••• H•••••••• L•
ADV: Securitized Asset Fund
buyout or unlabelled2020
first reported on Form ADV
$104M
as of Jun 28, 2024
no Form DHarvest
R•••••• L••• P••••••• L•
ADV: Private Equity Fund
buyout or unlabelled2018
first reported on Form ADV
$181M
as of Jun 28, 2024
no Form DHarvest
K•• P••••••• L•
ADV: Private Equity Fund
buyout or unlabelled2013
first reported on Form ADV
$626M
as of Jun 28, 2024
no Form DMature
Team
12 current, 4 former
Managing partner (5)
4 former (kept with end dates)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
  1. Aug 14, 2026
    K••••• M••••••••• L••: Private Equity Funds on Form ADV 3 (2024 extract) -> 7 (roster 2026-09-01)
    Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
  2. Sep 28, 2012
    K••••• M••••••••• L•• first filed Form ADV in the extract (IA)
    First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Across the graphs

K••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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