DFX Intelligence
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R•••• C••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Boston, MAr••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.0B
- PE fund assets
- $5.6M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors energy,financial_services
- Graphs 2
- RAUM $2.0B
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 4 of 4 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2021-12-23
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 4 of 4 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 18, 2011 to Dec 23, 2021
- RAUM
- $2.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $5.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $5.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 44%
- Fund type mix
- filed 2021-12-23, latest gav Real Estate Fund $242,585, Private Equity Fund $5.6M, latest counts Real Estate Fund 1, Private Equity Fund 3, lifetime distinct Real Estate Fund 5, Private Equity Fund 4
- Employees
- 28
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- energy, financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R•••• I•• 2•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2008 year in the fund name | $2.1M as of Dec 23, 2021 | no Form D | Harvest | |
| R•••••• 2•••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2007 year in the fund name | $2.3M as of Dec 23, 2021 | no Form D | Mature | |
| R•••••••• C•••• I• A••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $1.2M as of Dec 23, 2021 | no Form D | Harvest | |
| R••••• I• A••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $217,422 as of Mar 31, 2017 | no Form D | Harvest |
Team
50 current, 3 former
Managing partner (3)
- B•• G•••••••• · President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• R•••••• · President, Ceo, Manager, Member · since Aug 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J• F••••••• M••••• · Chief Executive Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (12)
- B••••••• G••••• G•••••• · Managing Director · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• F•••••• M•••••• · Managing Director · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D•••• S•••••• B••••••• · Managing Director - Chief Investment Officer · since Jun 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••••• V• W••••• J•• · Managing Director | Head of Wealth Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• P• S••••• · Manager, Member · since Aug 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••••••• C• W•••••• · Manager, Member · since Dec 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J• V•••••••• · Managing Director | Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• W••••••• · Managing Director | Head of Mergers and Acquisitions · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• R•••• P•••••• · Managing Director · since Sep 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• S•••• · Managing Director | Advisor Group · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• T• M••••••• · Managing Director | Head of Client Solutions · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W••••• S• H•••• I•• · Managing Director | Head of Advisor Group · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (21)
- A••••• R••••• · Senior Director | Head of Trading · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• L••••• · Senior Director | Investment Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••••• W•••••• · Senior Director | Head of CAPTRUST at Work · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• H••• · Senior Director | Investment Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E•••• V••••••••• · Senior Director | Mergers and Acquisitions · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• W• B••••• · Principal | Southeast Region | Head of Endowments & Foundations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••• B•• · Senior Director | Head of Wealth Management Consulting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• V•••••••• · Senior Director | Institutional Portfolios Practice Leader · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H•••••• S••••••• · Senior Director | Head of Endowments & Foundations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• F• S••••••• · Senior Director | Corporate Real Estate and Facilities · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• S•••••••• · Senior Director | Institutional Portfolios · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• U•••••••• · Senior Director | Portfolio Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• S••••••• · Senior Director | Nonqualified Executive Benefits Practice Leader · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••• D••• · Senior Director | Defined Contribution Practice Leader · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• J• G••• · Senior Director | Strategy & Transformation Office · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• D••••••••• · Senior Director | Vendor Analysis and Plan Consulting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• H••••• · Senior Director | Portfolio Trading and Implementation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• E• H••••• · Principal | Raleigh Region | Head of Retirement Plan Consulting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• S••••••• · Senior Director | Advisor Group · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• D•••••• · Senior Director | Wealth Solutions · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•• K•••• · Senior Director | Investment Strategist · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- D••• M•••••••• · Senior Director | Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- J••• L••••••• · Senior Director | Head, Institutional Client Service · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• D••••• · Senior Director | Head, Wealth Client Service · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (11)
- A•• L•••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• M••••••••• · Managing Director | General Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• B••••••• · Senior Director | Compliance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• M•••••••• · Senior Director | Marketing · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• M•••• · Chief Technology Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K••• S•••••• · Chief Human Resources Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• D•• C••••••••• · Senior Director | Human Resources · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• E•••• · Senior Director | Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• K•••••• · Senior Director | Institutional Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• M••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•• M••••• · Senior Director | M&A Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
3 former (kept with end dates)
- K••••••• M•••• O•••••• · Managing Director · Sep 1, 2009 to Mar 27, 2015 Inference
- L••• S• C••••••• · Managing Director · Apr 1, 2005 to Mar 30, 2016 Inference
- P•••••• B•••• M•••••• · Manager, Member · Aug 1, 2009 to Mar 27, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Sep 1, 2026••• Locked
- Feb 11, 2026••• Locked
- Nov 18, 2011••• Locked
Across the graphs
R•••• C••••••• L•• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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