DFX Intelligence
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V•••••••• L•
Hybrid managerClassification probableunsizedSEC registered investment adviser· Newtown Square, PAv•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $17B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- 0 of 19
- Deals, last 12 months
- Not established
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors infrastructure,real_estate,technology,building_products
- Graphs 1
- RAUM $17B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 82 distinct vehicles; hedge, securitized or liquidity vehicles 80
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 2 of 82 distinct vehicles; hedge, securitized or liquidity vehicles 80
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 30, 2023
- RAUM
- $17Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.8Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 2%
- Fund type mix
- filed 2023-03-30, latest gav Hedge Fund $4.8B, latest counts Hedge Fund 27, lifetime distinct Hedge Fund 80, Private Equity Fund 2
- Employees
- 88
- Headquarters
- Newtown Square, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
19 observed deals
Stated by the firm
- Sectors
- infrastructure, real estate, technology, building products
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 19
- period
- to unknown, from unknown, undated holdings 19, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 19
- companies
- 19
- geography
- investments
- 19
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
19 companies on the graph (0 transactions); no dated observations
Funds
0 on record, 2 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| A•••••• C•••••• P••••••• I• L••• | Private Equity Fund | 2017 to 2017 | $100M filed Mar 31, 2017 | adviserinfo.sec.gov | |
| C••••••• C•••••• P••••••• ••••••• F••• I• L••• | Private Equity Fund | 2021 to 2022 | $98.9M filed Nov 9, 2022 | adviserinfo.sec.gov |
Team
16 current, 7 former
Managing partner (3)
- J••• J••••• S•••••• · Limited Partner, Co-Chief Executive Officer, Chief Operations Officer · since Apr 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• A•••• S•••••• · Limited Partner, Co-Chief Executive Officer · since Mar 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• A•••••• · President and Chief Investment Officer of Concentric Innovation · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (4)
- B•••• A••••••••• · Executive Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• M•••••• B•••• · Limited Partner, Chief Investment Officer · since Apr 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• A••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• D••••• M•••••• · Limited Partner, Chief Risk Officer · since Aug 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (5)
- A•• A•• · Associate Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• A•••• · Associate Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N•••••• A•••••• · Associate Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• A•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V••••••• A••••••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- C•••••• P••••• K••••• · Limited Partner, General Counsel, Chief Compliance Officer · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• D• M••••• · Limited Partner, Senior Compliance Officer · since Jan 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- V•••••• E•••• K•••••••• · Limited Partner, Chief Financial Officer · since Jun 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
- E••• A•• · Co-CIO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
7 former (kept with end dates)
- B•••• I•• R••••••• · Partner · Mar 1, 2004 to Mar 31, 2021 Inference
- D••••• A••••• B••••• · Partner · Mar 1, 2004 to Mar 31, 2021 Inference
- J•••••• A•••• B••••••• · Partner · Mar 1, 2004 to Mar 31, 2021 Inference
- J••••••• D•••• S•••• · Partner · Mar 1, 2004 to Mar 31, 2021 Inference
- K•••••• A•••• R••••• · Partner · Mar 1, 2004 to Mar 31, 2014 Inference
- R••••• K•••• S•••••• · Partner · Mar 1, 2004 to Mar 31, 2021 Inference
- T•••••• M•••••• A•••• · Chief Financial Officer · Mar 1, 2004 to Mar 30, 2018 Inference
Portfolio
19 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 130758 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012V•••••••• L• first filed Form ADV in the extract (IA)
Across the graphs
V•••••••• L• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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