DFX Intelligence

Private Equity Intelligence

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Firms / L••• I•••••••• M••••••••• C••••••• L•

L••• I•••••••• M••••••••• C••••••• L•

Buyout firm · probableLower middle marketSouthlake, TXl•••••••.comSEC exempt reporting adviser

L••• Settlement investments are a truly diversified investment asset that are gaining attention from some of the world’s largest investors.

Classification

Class: Buyout firmprobable, confidence 65%
Basis: R6: 155 of 155 distinct vehicles are sworn Private Equity Funds
Size band: Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2021-03-18
Strategies: REAL ESTATE PE

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 155 of 155 distinct vehicles are sworn Private Equity Funds

Regulatory footprint (Form ADV)

Adviser type: exempt reporting adviser
Form ADV filings: Mar 25, 2020 to Mar 18, 2021
RAUM: unknownregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 147
PE fund GAV, latest filing: $81.0Mreported gross assets (Form ADV), not fund size
All private fund GAV: $81.0Mevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2021-03-18, latest gav Private Equity Fund $81.0M, latest counts Private Equity Fund 147, lifetime distinct Private Equity Fund 155
Employees: unknown
Headquarters: Southlake, TX
Office address: 410 S. NOLAN DRIVE, SUITE 100, Southlake, TX, 76092
Business phone: 817-575-9553

Stated criteria beside observed behaviour

1 observed deals

Stated by the firm

Sectors: real estate
Geography: Texas
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles: unknown 1
period: to unknown, from unknown, undated holdings 1, dated observations 0
window: last unknown, first unknown
control: unknown 1
companies: 1
geography
investments: 1
seller kinds
transactions: 0
cadence by year
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 0
disclosed value usd: n 0
sector distribution
holding period years: n 0
repeat counterparties
subsector distribution

1 companies on the graph (0 transactions); no dated observations

Funds

153 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
D••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$5.1M as of Mar 18, 2021	no Form D	Unknown
R•••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$3.3M as of Mar 18, 2021	no Form D	Unknown
K••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$1.4M as of Mar 18, 2021	no Form D	Unknown
T• P• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$0 as of Mar 18, 2021	no Form D	Unknown
N•••••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$4.7M as of Mar 18, 2021	no Form D	Unknown
I•• P•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.6M as of Mar 18, 2021	no Form D	Early deployment
D•••••• M••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5M as of Mar 18, 2021	no Form D	Unknown
P••••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5M as of Mar 18, 2021	no Form D	Early deployment
W••••••• P••••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5M as of Mar 18, 2021	no Form D	Unknown
W••••••• P••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5M as of Mar 18, 2021	no Form D	Early deployment
W••••••• P••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5M as of Mar 18, 2021	no Form D	Unknown
D••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.4M as of Mar 18, 2021	no Form D	Early deployment
C••••••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.3M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 4• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 6• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
G•••••••• P••••••• 5• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.2M as of Mar 18, 2021	no Form D	Unknown
M••••• M••••••• C• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.0M as of Mar 18, 2021	no Form D	Early deployment
M••••• M••••••• D• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.0M as of Mar 18, 2021	no Form D	Early deployment
M••••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$986,522 as of Mar 18, 2021	no Form D	Early deployment
M••••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$952,577 as of Mar 18, 2021	no Form D	Early deployment
B••• 5• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$950,605 as of Mar 18, 2021	no Form D	Unknown
B••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$857,337 as of Mar 18, 2021	no Form D	Unknown
B••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$785,400 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$781,299 as of Mar 18, 2021	no Form D	Unknown
4• P••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$779,952 as of Mar 18, 2021	no Form D	Early deployment
W••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$723,750 as of Mar 18, 2021	no Form D	Unknown
D•••••• M••••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$708,816 as of Mar 18, 2021	no Form D	Early deployment
C•••••• M••••••• D• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$698,176 as of Mar 18, 2021	no Form D	Early deployment
D•••••• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$681,481 as of Mar 18, 2021	no Form D	Early deployment
E• P•• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$677,329 as of Mar 18, 2021	no Form D	Early deployment
W•••• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$673,500 as of Mar 18, 2021	no Form D	Early deployment
E• P•• M••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$667,021 as of Mar 18, 2021	no Form D	Early deployment
R••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$654,778 as of Mar 18, 2021	no Form D	Early deployment
M••••••• 6• P••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$644,281 as of Mar 18, 2021	no Form D	Early deployment
C•••••• M••••••• C• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$638,550 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$628,652 as of Mar 18, 2021	no Form D	Unknown
M••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$624,100 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$615,233 as of Mar 18, 2021	no Form D	Unknown
C•••••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$584,000 as of Mar 18, 2021	no Form D	Unknown
T• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$576,348 as of Mar 25, 2020	no Form D	Wound down
E• I•• M••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$569,400 as of Mar 18, 2021	no Form D	Unknown
E• I•• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$563,712 as of Mar 18, 2021	no Form D	Unknown
B• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$550,631 as of Mar 18, 2021	no Form D	Early deployment
O••••••••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$516,197 as of Mar 18, 2021	no Form D	Early deployment
H••••• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$500,000 as of Mar 25, 2020	no Form D	Wound down
O••••••••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$494,750 as of Mar 18, 2021	no Form D	Unknown
D• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$492,129 as of Mar 18, 2021	no Form D	Unknown
W••••• M••••••• C• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$479,550 as of Mar 18, 2021	no Form D	Early deployment
S•••••••• P••••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,765 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,765 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 4• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,765 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 7• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,765 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 5• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,763 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$478,465 as of Mar 18, 2021	no Form D	Unknown
H••••• M••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$475,000 as of Mar 25, 2020	no Form D	Wound down
K•••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$474,405 as of Mar 18, 2021	no Form D	Unknown
K••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$469,406 as of Mar 18, 2021	no Form D	Early deployment
K••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$467,914 as of Mar 18, 2021	no Form D	Early deployment
W••••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$464,999 as of Mar 18, 2021	no Form D	Early deployment
W••••• M••••••• D• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$460,200 as of Mar 18, 2021	no Form D	Early deployment
M• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$454,680 as of Mar 18, 2021	no Form D	Early deployment
B••• 6• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$441,200 as of Mar 18, 2021	no Form D	Unknown
B••• 4• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$441,200 as of Mar 18, 2021	no Form D	Unknown
S•••••••• P••••••• 6• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$436,719 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$422,099 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$415,832 as of Mar 18, 2021	no Form D	Unknown
W••••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$406,400 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$405,832 as of Mar 18, 2021	no Form D	Early deployment
R• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$405,709 as of Mar 18, 2021	no Form D	Early deployment
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$388,248 as of Mar 18, 2021	no Form D	Unknown
E• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$380,678 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$371,746 as of Mar 18, 2021	no Form D	Unknown
H••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$362,200 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$350,085 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$349,987 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,484 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,125 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,125 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,124 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$329,123 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$328,648 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$328,521 as of Mar 18, 2021	no Form D	Unknown
R• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$326,684 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$325,933 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$319,892 as of Mar 18, 2021	no Form D	Unknown
C••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$316,091 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$315,697 as of Mar 18, 2021	no Form D	Wound down
S•••• M••••••• 3•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$306,965 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$304,337 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$304,335 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$290,373 as of Mar 18, 2021	no Form D	Unknown
6• P••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$290,290 as of Mar 18, 2021	no Form D	Wound down
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$289,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$289,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$289,126 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 3•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$287,928 as of Mar 18, 2021	no Form D	Unknown
4• P••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$279,043 as of Mar 18, 2021	no Form D	Early deployment
W••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$272,999 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$270,706 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 0•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$265,696 as of Mar 18, 2021	no Form D	Unknown
H•••••• M••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$257,400 as of Mar 18, 2021	no Form D	Early deployment
K••••• B••••• P••••••••• L•• ADV: Private Equity Fund	Real estate fund	unknown	$253,900 as of Mar 18, 2021	no Form D	Early deployment
C•••••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$250,000 as of Mar 18, 2021	no Form D	Unknown
B• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$249,231 as of Mar 18, 2021	no Form D	Early deployment
S•••••••• P••••••• 8• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$246,222 as of Mar 18, 2021	no Form D	Unknown
B•••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$241,563 as of Mar 18, 2021	no Form D	Early deployment
G•• I•• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$228,697 as of Mar 18, 2021	no Form D	Unknown
T••• I••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$213,280 as of Mar 18, 2021	no Form D	Unknown
G•• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$212,406 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$209,411 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$209,411 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$200,000 as of Mar 18, 2021	no Form D	Unknown
L••••• M••••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$200,000 as of Mar 25, 2020	no Form D	Wound down
G•• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$190,373 as of Mar 18, 2021	no Form D	Unknown
W••••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$180,330 as of Mar 18, 2021	no Form D	Early deployment
L••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$179,965 as of Mar 18, 2021	no Form D	Early deployment
W••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$179,427 as of Mar 18, 2021	no Form D	Unknown
7• P••• M••••••• a• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$177,189 as of Mar 18, 2021	no Form D	Early deployment
7• P••• M••••••• B• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$177,189 as of Mar 18, 2021	no Form D	Unknown
R••••• G• O•••• M•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$169,200 as of Mar 18, 2021	no Form D	Unknown
W••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$165,250 as of Mar 18, 2021	no Form D	Unknown
B••••••••• 7• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$162,700 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$161,665 as of Mar 18, 2021	no Form D	Unknown
W•••• M••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$160,942 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$159,914 as of Mar 18, 2021	no Form D	Unknown
S••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$148,779 as of Mar 18, 2021	no Form D	Early deployment
S••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$148,777 as of Mar 18, 2021	no Form D	Early deployment
M••••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$147,707 as of Mar 18, 2021	no Form D	Early deployment
O•• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$145,938 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 1•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$144,697 as of Mar 18, 2021	no Form D	Unknown
B••••••• 6• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$139,600 as of Mar 18, 2021	no Form D	Unknown
O• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$135,915 as of Mar 18, 2021	no Form D	Unknown
B••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$134,970 as of Mar 18, 2021	no Form D	Unknown
B• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$134,224 as of Mar 18, 2021	no Form D	Unknown
B• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$131,292 as of Mar 18, 2021	no Form D	Unknown
S••••• 4• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$130,804 as of Mar 18, 2021	no Form D	Early deployment
G• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$122,943 as of Mar 18, 2021	no Form D	Early deployment
R•••••• P•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$122,000 as of Mar 25, 2020	no Form D	Wound down
H••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$104,500 as of Mar 18, 2021	no Form D	Early deployment
S•••• M••••••• 3•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$99,918 as of Mar 18, 2021	no Form D	Unknown
D• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$71,400 as of Mar 25, 2020	no Form D	Wound down
J• B•••• M•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$45,238 as of Mar 18, 2021	no Form D	Early deployment
M•• I•••••••• 3• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 18, 2021	no Form D	Unknown
S•••• M••••••• 2•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 18, 2021	no Form D	Unknown
M•• I•••••••• 4• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 18, 2021	no Form D	Unknown
M•• I•••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 18, 2021	no Form D	Unknown
M•• I•••••••• 2• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 18, 2021	no Form D	Unknown

Team

3 current, 0 former

Partner (2)

C••••• H••••• · Limited Partner · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
T•••• H••••• · Sole Member · since Nov 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

J•• D••• D•••• · Chief Operating Officer · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Portfolio

1 relationships, 0 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
B•••• N•• M••••••••	Role unknown	unknown	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Jan 9, 2026
L••• I•••••••• M••••••••• C••••••• L•: Private Equity Funds on Form ADV 147 (2024 extract) -> 133 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 25, 2020
L••• I•••••••• M••••••••• C••••••• L• first filed Form ADV in the extract (ERA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness100 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":1,"evidence":"0 days"}]method: sum of component points, capped at 1.0
model score-pe-1
Research priority47 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite5 · LOW: as of: 2026-09-21items: [{"code":"STATED_CRITERIA_PUBLISHED","points":0.05,"evidence":"the firm publishemethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: transactions, lenders, intermediaries, lps
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 30
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

L••• I•••••••• M••••••••• C••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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