DFX Intelligence
Private Equity Intelligence
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Firms / P••••••• P•••••••• L•••••
P••••••• P•••••••• L•••••
We speakentrepreneur Pre-middle market companies are at a critical spot in their development; entrepreneurial in spirit yet ready for a partner to help them...
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 3 of 3 distinct vehicles are sworn Private Equity Funds
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2022-03-31
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Mar 31, 2022
- RAUM
- $7.3Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $7.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2022-03-31, latest gav Private Equity Fund $7.3M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 3
- Employees
- 9
- Headquarters
- Chicago, IL
- Office address
- 227 WEST MONROE STREET, SUITE 3550, Chicago, IL, 60606
- Business phone
- 312-782-7400
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- $15.0M to $100M
- EBITDA
- $3.0M to $10.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7,500 as of Mar 28, 2019 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| P••••••• P••••••• I••• L••• | Private Equity Fund | 2012 to 2021 | $124M filed Nov 17, 2021 | adviserinfo.sec.gov | |
| P••••••• P••••••• I•• L••• | Private Equity Fund | 2012 to 2021 | $13.4M filed Nov 17, 2021 | adviserinfo.sec.gov |
Team
4 current, 2 former
Partner (3)
- L•••• W•••••• K••••• · Elected Manager · since May 1, 1998 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• C••• T••••• · Elected Manager · since May 1, 1998 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• V• G••••••• · Member · since May 1, 1998 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- E••• M••••• · Member And Chief Compliance Officer · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- G•• C••• H••••• · Chief Compliance Officer/Chief Financial Officer · Dec 1, 2016 to Jun 29, 2021 Inference
- W•••••• J••••• L••• · Chief Compliance Officer · Mar 1, 2012 to Jan 3, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 157526 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Feb 13, 2012P••••••• P•••••••• L••••• first filed Form ADV in the extract (IA)
Across the graphs
P••••••• P•••••••• L••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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